Q3 2026 13F · SEC CIK 1728031

A&i Financial Services, LLC

Wealth managerFiled 2026-10-15 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $236.5M
Reported positions: 77
Holdings vs S&P 500, 3 yrs: —
Assets under management: $560.0M

A&i Financial Services, LLC is a wealth manager that reported 77 positions worth $236.5M in its Q3 2026 13F, filed 2026-10-15. Its largest holdings were Ishares Tr (SHV, 18.2%), Touchstone ETF Trust (TSEL, 15.4%), Oakmark U.s. Large Cap ETF (OAKM, 7.4%).

A&i Financial Services, LLC holdings largest 50 of 77 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

A&i Financial Services, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SHVIshares Tr	18.2%	—	389,898	—	$43.0M
TSELTouchstone ETF Trust	15.4%	15.7%	1,231,398	+0.7%	$36.5M
OAKMOakmark U.s. Large Cap ETF	7.4%	7.3%	599,665	+0.1%	$17.6M
BUSA2023 ETF Series Trust	7.4%	7.6%	444,647	+0.4%	$17.5M
DBMFIm Global Partner Funds	4.8%	4.7%	350,746	-0.8%	$11.4M
ASMFVirtus ETF Tr II	4.8%	4.6%	413,088	-0.1%	$11.3M
ITOTIshares Tr	3.9%	3.9%	56,062	+1.8%	$9.3M
CGGRCapital Group Growth ETF	3.1%	2.9%	154,811	+8.5%	$7.3M
CGUSCapital Group Core Equity Et	3.0%	2.8%	157,681	+7.6%	$7.0M
VEAVanguard Ftse Developed Markets Index Fu	2.5%	2.6%	82,862	+0.2%	$5.9M
CGDVCapital Group Dividend Value	2.4%	2.3%	113,806	+5.7%	$5.6M
AAPLApple Inc	2.1%	1.9%	14,852	+0.1%	$4.9M
CGGOCapital Group Gbl Growth Eqt	1.9%	1.9%	112,043	+8.0%	$4.5M
VOTETcw ETF Trust	1.7%	1.6%	44,238	+4.2%	$4.0M
NVDANvidia Corporation	1.5%	1.4%	15,614	+0.3%	$3.6M
CGGECapital Group Global Equity	1.2%	1.2%	83,625	+8.8%	$2.9M
CGMMCapital Group Equity ETF Tr	1.2%	1.2%	92,200	+10.4%	$2.9M
VWOVanguard Intl Equity Index F	1.0%	1.1%	41,607	+0.6%	$2.5M
CVIEMorgan Stanley ETF Trust	1.0%	0.7%	27,309	+41.6%	$2.3M
ESGDiShares ESG Aware MSCI EAFE ETF	1.0%	0.6%	21,858	+65.5%	$2.3M
CGNGCapital Group New Geography	0.8%	0.8%	52,570	+9.6%	$1.9M
IVVIshares Tr	0.7%	0.7%	2,103	-0.7%	$1.6M
ESMLIshares Tr	0.7%	0.7%	30,573	+4.6%	$1.6M
CGDGCapital Group Divid Growers ETF	0.5%	0.5%	34,843	+11.5%	$1.3M
NUBDNushares ETF Tr	0.5%	0.5%	57,226	+3.2%	$1.2M
AMZNAmazon Com Inc	0.5%	0.5%	4,618	+0.0%	$1.2M
MSFTMicrosoft Corp	0.5%	0.3%	2,073	+0.7%	$1.1M
VOYAVoya Financial, Inc.	0.4%	0.4%	10,240	-3.5%	$968K
GPCGenuine Parts Co	0.4%	0.4%	7,080	-2.5%	$890K
AESAES Corp	0.3%	0.4%	55,599	+0.3%	$828K
SYYSysco Corp	0.3%	0.4%	10,585	-0.9%	$825K
AFGAmerican Finl Group Inc Ohio	0.3%	0.4%	6,034	-0.9%	$825K
ENREnergizer Hldgs Inc	0.3%	—	37,948	—	$812K
MANManpowergroup Inc Wis	0.3%	—	14,290	—	$794K
GOOGLAlphabet Inc	0.3%	0.4%	2,294	+0.0%	$789K
LWLamb Weston Hldgs Inc	0.3%	0.3%	17,811	-1.2%	$743K
OMCOmnicom Group Inc	0.3%	0.3%	10,059	-0.8%	$741K
UPSUnited Parcel Svcs Inc	0.3%	0.4%	7,707	+1.0%	$720K
SAHSonic Automotive Inc	0.3%	0.4%	11,552	-1.7%	$697K
GISGeneral Mills Inc	0.3%	—	21,583	—	$694K
WENWendys Co	0.3%	0.4%	108,048	-0.8%	$689K
SLGNSilgan Hldgs Inc	0.3%	0.4%	19,652	+0.6%	$683K
BAHBooz Allen Hamilton Hldg Cor	0.3%	—	9,717	—	$675K
ESGEiShares ESG Aware MSCI EM ETF	0.3%	0.3%	12,369	-1.1%	$670K
CGCVCapital Group Conservative E	0.3%	0.3%	20,862	+11.0%	$669K
TRNTrinity Inds Inc	0.3%	0.4%	26,098	+1.9%	$667K
CGICCapital Group International	0.3%	0.3%	18,110	+11.7%	$652K
NXSTNexstar Media Group Inc	0.3%	0.3%	4,008	+2.6%	$648K
EIXEdison Intl	0.3%	0.4%	11,768	-0.4%	$632K
CDWCdw Corp/de	0.3%	0.3%	4,837	+9.4%	$620K

What A&i Financial Services, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

ESGD iShares ESG Aware MSCI EAFE ETF+65.5% shares
CVIE Morgan Stanley ETF Trust+41.6% shares
CGIC Capital Group International+11.7% shares
CGDG Capital Group Divid Growers ETF+11.5% shares
CGCV Capital Group Conservative E+11.0% shares
CGMM Capital Group Equity ETF Tr+10.4% shares
CGNG Capital Group New Geography+9.6% shares
CDW Cdw Corp/de+9.4% shares

Reduced

No position shrank by more than 5%.

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +17.6% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$236.5M	77
Q2 2026	$229.6M	75
Q1 2026	$211.1M	75
Q4 2025	$210.5M	79
Q3 2025	$204.9M	77
Q2 2025	$177.2M	73
Q1 2025	$147.8M	72
Q4 2024	$102.6M	72
Q3 2019	$66.8M	25
Q2 2019	$61.1M	23
Q1 2019	$54.2M	17
Q4 2018	$59.2M	20

Questions about A&i Financial Services, LLC's portfolio

What stocks does A&i Financial Services, LLC own?

A&i Financial Services, LLC's latest 13F, for Q3 2026 and filed Oct 15, 2026, lists 77 positions worth $236.5M. The largest are Ishares Tr (SHV) at 18.2%, Touchstone ETF Trust (TSEL) at 15.4%, Oakmark U.s. Large Cap ETF (OAKM) at 7.4%, 2023 ETF Series Trust (BUSA) at 7.4% and Im Global Partner Funds (DBMF) at 4.8%.

What did A&i Financial Services, LLC buy last quarter?

In Q3 2026, A&i Financial Services, LLC added iShares ESG Aware MSCI EAFE ETF (ESGD) (+65.5% shares), Morgan Stanley ETF Trust (CVIE) (+41.6% shares) and Capital Group International (CGIC) (+11.7% shares), compared with its Q2 2026 filing.

What did A&i Financial Services, LLC sell last quarter?

In Q3 2026, A&i Financial Services, LLC cut from its top 50 Ishares Tr (EFA), cut from its top 50 Litman Gregory Fds Tr (PCIG), cut from its top 50 Universal Ins Hldgs Inc (UVE), cut from its top 50 Hanover Ins Group Inc (THG) and cut from its top 50 Adt Inc Del (ADT), compared with its Q2 2026 filing.

When is A&i Financial Services, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. A&i Financial Services, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does A&i Financial Services, LLC manage?

A&i Financial Services, LLC reported $560.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $236.5M.