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Q2 2026 13F · SEC CIK 1549408

Alethea Capital Management, LLC

Wealth managerFiled 2026-08-14 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value
$241.4M
Reported positions
41
Top holdings a year, 3 yrs
+30.6%
Assets under management
$302.6M

Alethea Capital Management, LLC is a wealth manager that reported 41 positions worth $241.4M in its Q2 2026 13F, filed 2026-08-14. Its largest holdings were Axsome Therapeutics, Inc. (AXSM, 65.8%), Spdr Series Trust (BIL, 12.3%), Kura Oncology Inc (KURA, 9.9%). A portfolio copying its top holdings returned 30.6% a year over the last 3 years, against 20.4% for the S&P 500.

Alethea Capital Management, LLC holdings all 41 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Alethea Capital Management, LLC 13F holdings
Stock% of 13F valueShare changeReported value
AXSMAxsome Therapeutics, Inc.65.8%-0.1%$158.8M
BILSpdr Series Trust12.3%-49.3%$29.7M
KURAKura Oncology Inc9.9%+41.8%$23.8M
IMRXImmuneering Corp1.0%+1962.1%$2.4M
TLTIshares Tr0.8%-6.8%$1.8M
TEMTempus Ai Inc0.8%+0.0%$1.8M
VTRSViatris Inc0.5%—$1.2M
PMPhilip Morris Intl Inc0.5%—$1.2M
ADPAutomatic Data Processing in0.5%—$1.2M
WMBWilliams Cos0.5%—$1.1M
DRIDarden Restaurants Inc0.5%—$1.1M
BMYBristol-Myers Squibb Co0.5%—$1.1M
EDConsolidated Edison Inc0.4%—$1.1M
CVXChevron Corporation0.4%—$971K
CMCSAComcast Corp New0.4%—$940K
ESEversource Energy0.4%—$933K
WYWeyerhaeuser Company Com New REIT0.4%—$912K
LMTLockheed Martin Corp0.4%—$906K
TAt&t Inc0.4%—$893K
STZConstellation Brands Inc0.4%—$847K
BRBroadridge Finl Solutions in0.3%—$840K
PNCPnc Finl Svcs Group Inc0.3%—$801K
HRLHormel Foods Corp0.3%—$703K
XOMExxon Mobil Corp0.2%—$602K
RNAAtrium Therapeutics Ord0.2%+0.0%$589K
SYYSysco Corp0.2%—$582K
WFCWells Fargo & Co0.2%+0.0%$498K
OKEOneok Inc New0.2%—$464K
BGBunge Global SA0.2%—$430K
HEDJWisdomtree Tr0.2%-3.6%$408K
MOSMosaic Co0.2%—$396K
HSYHershey Co0.1%—$354K
EXEExpand Energy Corporation0.1%—$331K
AWKAmerican Wtr Wks Co Inc New Com0.1%—$289K
ECPGEncore Cap Group Inc0.1%—$257K
MCHPMicrochip Technology Inc.0.1%—$251K
ACNAccenture PLC Ireland0.1%—$234K
SJMJ.M. Smucker Co.0.1%—$220K
GPKGraphic Packaging Hldg Co0.1%+0.0%$173K
TGBTrekor Metals Ltd0.0%—$69K
LPROOpen Lending Corp0.0%+0.0%$37K

What Alethea Capital Management, LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Added to

Reduced

Sold out

Share counts compared with the Q1 2026 13F; a split also changes share counts.

How the holdings did against the S&P 500.

1 year
+63.9% /yr
S&P 500 +20.1%
3 years
+30.6% /yr
S&P 500 +20.4%
5 years
+34.8% /yr
S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter13F valuePositions
Q2 2026$241.4M41
Q1 2026$186.1M13
Q4 2025$205.9M13
Q3 2025$155.4M33
Q2 2025$132.1M31
Q1 2025$134.0M11
Q4 2024$116.8M30
Q3 2024$138.5M30
Q2 2024$131.8M31
Q1 2024$123.1M32
Q4 2023$86.7M35
Q3 2023$81.4M51

Questions about Alethea Capital Management, LLC's portfolio

What stocks does Alethea Capital Management, LLC own?

Alethea Capital Management, LLC's latest 13F, for Q2 2026 and filed Aug 14, 2026, lists 41 positions worth $241.4M. The largest are Axsome Therapeutics, Inc. (AXSM) at 65.8%, Spdr Series Trust (BIL) at 12.3%, Kura Oncology Inc (KURA) at 9.9%, Immuneering Corp (IMRX) at 1.0% and Ishares Tr (TLT) at 0.8%.

What did Alethea Capital Management, LLC buy last quarter?

In Q2 2026, Alethea Capital Management, LLC added a new position in Viatris Inc (VTRS), a new position in Philip Morris Intl Inc (PM), a new position in Automatic Data Processing in (ADP), a new position in Williams Cos (WMB), a new position in Darden Restaurants Inc (DRI), Immuneering Corp (IMRX) (+1962.1% shares) and Kura Oncology Inc (KURA) (+41.8% shares), compared with its Q1 2026 filing.

What did Alethea Capital Management, LLC sell last quarter?

In Q2 2026, Alethea Capital Management, LLC sold all of State Str Spdr S&p 500 ETF T (SPY), sold all of Taseko Mines Ltd Com, Spdr Series Trust (BIL) (-49.3% shares) and Ishares Tr (TLT) (-6.8% shares), compared with its Q1 2026 filing.

How has Alethea Capital Management, LLC's portfolio performed?

A portfolio copying Alethea Capital Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +30.6% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +63.9% against +20.1%. Over 5 years: +34.8% a year against +11.6%.

When is Alethea Capital Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Alethea Capital Management, LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Alethea Capital Management, LLC manage?

Alethea Capital Management, LLC reported $302.6M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $241.4M.