Q3 2026 13F · SEC CIK 1542287

Annex Advisory Services, LLC

Wealth managerFiled 2026-10-16 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $6.1B
Reported positions: 377
Top holdings a year, 3 yrs: +13.2%
Assets under management: $8.1B

Annex Advisory Services, LLC is a wealth manager that reported 377 positions worth $6.1B in its Q3 2026 13F, filed 2026-10-16. Its largest holdings were Goldman Sachs ETF Tr (GSIE, 4.8%), Victory Portfolios II (UBND, 4.7%), Avantis U.S. Equity ETF (AVUS, 4.5%). A portfolio copying its top holdings returned 13.2% a year over the last 3 years, against 20.4% for the S&P 500.

Annex Advisory Services, LLC holdings largest 50 of 377 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Annex Advisory Services, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
GSIEGoldman Sachs ETF Tr	4.8%	4.8%	6,435,532	+4.0%	$295.0M
UBNDVictory Portfolios II	4.7%	7.0%	13,956,506	-26.2%	$288.3M
AVUSAvantis U.S. Equity ETF	4.5%	4.4%	2,166,227	+7.0%	$277.5M
DFAUDimensional ETF Trust	4.1%	3.8%	4,776,681	+9.6%	$250.1M
LRGFIshares Tr	4.0%	3.7%	3,111,527	+9.6%	$242.2M
JCPBJ P Morgan Exchange Traded F	3.7%	—	5,008,101	—	$224.3M
SMTHALPS/Smith Core Plus, Bond. Exchange	3.2%	4.1%	8,018,448	-13.2%	$196.8M
DFAIDimensional ETF Trust	3.1%	2.9%	4,587,286	+11.1%	$190.1M
AAPLApple Inc	3.0%	2.2%	545,415	+20.2%	$181.6M
AVEMAmerican Centy ETF Tr	2.6%	2.6%	1,673,730	+8.1%	$157.4M
NVDANvidia Corporation	2.5%	2.2%	668,848	+1.8%	$152.8M
MSFTMicrosoft Corp	2.0%	1.5%	242,727	+3.1%	$124.5M
DFICDimensional ETF Trust	1.8%	1.7%	2,969,717	+11.5%	$111.7M
GOOGLAlphabet Inc	1.8%	1.6%	319,116	+20.1%	$109.8M
AGGIshares Tr	1.6%	—	1,025,494	—	$97.0M
DFAEDimensional ETF Trust	1.5%	1.6%	2,404,967	+6.0%	$94.5M
PBTPInvesco Exch Traded Fd Tr II	1.5%	—	3,535,772	—	$90.0M
AMZNAmazon Com Inc	1.4%	1.4%	344,081	-3.1%	$85.7M
VVisa Inc	1.3%	1.3%	222,827	-2.7%	$80.1M
ADIAnalog Devices Inc	1.3%	1.6%	201,070	-15.1%	$79.8M
METAMeta Platforms Inc	1.3%	1.1%	106,722	-3.1%	$77.4M
AVGOBroadcom Inc	1.2%	1.4%	209,965	-2.5%	$73.7M
KBWBInvesco Exch Traded Fd Tr II	1.2%	1.2%	811,651	+7.3%	$70.8M
ZROZPimco ETF Tr	1.2%	—	1,307,243	—	$70.5M
IHAKIshares Tr	1.1%	—	1,026,597	—	$69.4M
AVLVAmerican Centy ETF Tr	1.1%	—	712,657	—	$64.5M
FNVFranco Nev Corp	1.0%	—	262,442	—	$62.5M
MSMorgan Stanley	1.0%	1.2%	329,367	-1.9%	$61.9M
XHBSpdr Series Trust	1.0%	1.1%	622,371	+8.5%	$59.8M
SMLFIshares Tr	1.0%	1.0%	702,146	+12.3%	$58.7M
AVDEAvantis International Equity ETF	1.0%	2.3%	645,827	-57.1%	$58.2M
EMGFIshares Inc	0.9%	0.8%	764,190	+19.9%	$54.7M
PBRPetroleo Brasileiro S A Sponsored ADR (b	0.9%	0.6%	2,589,233	+18.6%	$54.0M
MUMicron Technology Inc	0.9%	—	50,382	—	$53.7M
FCXFreeport Mcmoran Inc	0.9%	0.8%	745,957	-1.4%	$52.2M
MRVLMarvell Technology Inc	0.8%	—	196,274	—	$51.9M
VCTRVictory Capital Holdings, Inc.	0.8%	0.8%	466,622	-19.8%	$51.6M
TPLTexas Pacific Land Corporati	0.8%	1.1%	157,540	+2.7%	$51.3M
PMPhilip Morris Intl Inc	0.8%	0.8%	261,500	+2.0%	$49.9M
AMGNAmgen Inc	0.8%	—	111,413	—	$47.0M
NOKNokia Corp	0.7%	—	4,468,371	—	$45.3M
ASMLAsml Hldg NV	0.7%	0.8%	24,888	+0.8%	$45.1M
PYLDPimco ETF Tr	0.7%	0.6%	1,745,119	+29.8%	$44.3M
VTIVanguard Index Fds	0.7%	0.7%	117,379	-0.9%	$43.9M
CVXChevron Corporation	0.7%	—	212,496	—	$43.4M
UNHUnitedhealth Group Inc	0.7%	—	116,856	—	$42.9M
XBISpdr Series Trust	0.7%	0.7%	266,485	+4.6%	$42.0M
DEDeere & Co	0.7%	0.6%	59,109	+1.5%	$39.7M
BACBank of Amer Corp	0.6%	0.7%	725,751	-1.4%	$39.5M
STMStmicroelectronics N V Ny Registry	0.6%	—	728,578	—	$38.9M

What Annex Advisory Services, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +11.8% /yr; S&P 500 +20.1%
3 years: +13.2% /yr; S&P 500 +20.4%
5 years: +6.8% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$6.1B	377
Q2 2026	$5.9B	356
Q1 2026	$5.3B	374
Q4 2025	$5.2B	357
Q3 2025	$4.7B	314
Q2 2025	$4.2B	321
Q1 2025	$3.5B	309
Q4 2024	$3.3B	309
Q3 2024	$3.1B	286
Q2 2024	$2.8B	283
Q1 2024	$2.8B	285
Q4 2023	$2.4B	266

Questions about Annex Advisory Services, LLC's portfolio

What stocks does Annex Advisory Services, LLC own?

Annex Advisory Services, LLC's latest 13F, for Q3 2026 and filed Oct 16, 2026, lists 377 positions worth $6.1B. The largest are Goldman Sachs ETF Tr (GSIE) at 4.8%, Victory Portfolios II (UBND) at 4.7%, Avantis U.S. Equity ETF (AVUS) at 4.5%, Dimensional ETF Trust (DFAU) at 4.1% and Ishares Tr (LRGF) at 4.0%.

What did Annex Advisory Services, LLC buy last quarter?

In Q3 2026, Annex Advisory Services, LLC added Pimco ETF Tr (PYLD) (+29.8% shares), Apple Inc (AAPL) (+20.2% shares) and Alphabet Inc (GOOGL) (+20.1% shares), compared with its Q2 2026 filing.

What did Annex Advisory Services, LLC sell last quarter?

In Q3 2026, Annex Advisory Services, LLC cut from its top 50 Invesco Exch Traded Fd Tr II (PCY), cut from its top 50 Vanguard Scottsdale Fds (VGLT), cut from its top 50 Invesco Exch Traded Fd Tr II (BAB), cut from its top 50 Tko Group Holdings Inc (TKO), cut from its top 50 Ishares Tr (IAGG), Avantis International Equity ETF (AVDE) (-57.1% shares), Victory Portfolios II (UBND) (-26.2% shares) and Victory Capital Holdings, Inc. (VCTR) (-19.8% shares), compared with its Q2 2026 filing.

How has Annex Advisory Services, LLC's portfolio performed?

A portfolio copying Annex Advisory Services, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +13.2% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +11.8% against +20.1%. Over 5 years: +6.8% a year against +11.6%.

When is Annex Advisory Services, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Annex Advisory Services, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Annex Advisory Services, LLC manage?

Annex Advisory Services, LLC reported $8.1B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $6.1B.