Q3 2026 13F · SEC CIK 2105933

ASL Financial, LLC

Wealth managerFiled 2026-10-15 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $146.2M
Reported positions: 98
Holdings vs S&P 500, 3 yrs: —
Assets under management: $186.7M

ASL Financial, LLC is a wealth manager that reported 98 positions worth $146.2M in its Q3 2026 13F, filed 2026-10-15. Its largest holdings were Ishares Tr (IVV, 11.3%), State Str Spdr S&p 500 ETF T (SPY, 7.9%), Vanguard Index Fds (VTI, 6.7%).

ASL Financial, LLC holdings largest 50 of 98 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

ASL Financial, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
IVVIshares Tr	11.3%	10.2%	21,649	+11.7%	$16.6M
SPYState Str Spdr S&p 500 ETF T	7.9%	8.0%	15,115	-0.4%	$11.5M
VTIVanguard Index Fds	6.7%	7.8%	26,065	-13.2%	$9.8M
IJHIshares Tr	5.9%	6.7%	120,638	-2.7%	$8.7M
VEUVanguard Intl Equity Index F	5.8%	6.1%	102,483	-1.6%	$8.5M
AAPLApple Inc	4.1%	3.7%	18,195	-0.6%	$6.0M
IUSBIshares Tr	3.6%	2.7%	118,598	+41.4%	$5.2M
SPIBSpdr Series Trust	2.8%	3.0%	128,954	+2.6%	$4.2M
IJRIshares Tr	2.7%	3.0%	28,826	-1.1%	$3.9M
IYYIshares Tr	2.6%	2.6%	20,480	+1.2%	$3.8M
IWMIshares Tr	2.3%	2.6%	12,246	-0.7%	$3.4M
ICLOInvesco Actively Managed Exc	2.3%	2.2%	131,949	+7.4%	$3.4M
EFAIshares Tr	2.1%	2.2%	29,717	+0.5%	$3.1M
BRK-BBerkshire Hathaway Inc Del	2.0%	2.1%	5,762	-3.2%	$2.9M
IAUIshares Gold Tr	1.8%	1.9%	33,143	-8.5%	$2.6M
RSPInvesco Exchange Traded Fd T	1.7%	1.7%	11,899	+6.5%	$2.5M
MSFTMicrosoft Corp	1.4%	1.0%	3,872	-1.0%	$2.0M
DYNFBlackrock ETF Trust	1.2%	0.9%	26,369	+47.1%	$1.8M
QUALIshares Tr	1.1%	1.2%	7,556	+0.9%	$1.7M
IVEIshares Tr	1.1%	0.7%	7,276	+58.7%	$1.7M
IVWIshares Tr	1.1%	0.7%	11,546	+55.4%	$1.6M
IWBIshares Tr	1.0%	1.1%	3,650	+0.0%	$1.5M
IEMGIshares Inc	1.0%	0.8%	17,708	+28.8%	$1.4M
LLYEli Lilly & Co	1.0%	1.0%	1,237	+0.0%	$1.4M
IWFIshares Tr	0.9%	1.0%	11,003	-1.1%	$1.4M
EFVIshares Tr	0.9%	0.8%	16,861	+9.8%	$1.3M
CVXChevron Corporation	0.9%	0.8%	6,447	+0.0%	$1.3M
MBBIshares Tr	0.8%	0.7%	13,388	+30.6%	$1.2M
EFGIshares Tr	0.7%	0.5%	8,382	+34.8%	$1.0M
IYWIshares Tr	0.6%	0.6%	3,431	+0.0%	$909K
AMGNAmgen Inc	0.6%	0.5%	2,150	+0.0%	$906K
DVYIshares Tr	0.6%	0.6%	5,861	+3.3%	$891K
NOBLProshares Tr	0.6%	0.6%	16,078	+0.0%	$870K
AMDAdvanced Micro Devices Inc	0.6%	0.6%	1,411	+0.0%	$863K
TLHIshares Tr	0.6%	0.5%	9,293	+39.1%	$857K
GOOGLAlphabet Inc	0.6%	0.6%	2,449	+0.0%	$843K
AMZNAmazon Com Inc	0.5%	0.5%	2,999	+0.0%	$747K
GOOGAlphabet Inc	0.5%	0.5%	2,184	+0.0%	$744K
IWVIshares Tr	0.5%	0.5%	1,715	+0.0%	$740K
VTVVanguard Index Fds	0.5%	0.4%	3,407	+17.9%	$736K
JPMJpmorgan Chase & Co	0.5%	0.5%	2,196	+0.0%	$727K
DGROIshares Tr	0.5%	0.5%	9,547	+7.1%	$720K
NVDANvidia Corporation	0.5%	0.4%	3,070	+0.0%	$701K
SUSAIshares Tr	0.5%	0.5%	4,396	+0.0%	$684K
ABBVAbbvie Inc	0.5%	0.5%	2,593	+0.0%	$678K
BAIBlackrock ETF Trust	0.5%	—	14,372	—	$678K
VOOVanguard Index Fds	0.5%	0.5%	966	-12.5%	$677K
BINCBlackrock ETF Trust II	0.4%	0.4%	12,753	+13.0%	$648K
MTUMIshares Tr	0.4%	—	2,031	—	$645K
GOVTIshares Tr	0.4%	—	25,818	—	$565K

What ASL Financial, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

IVE Ishares Tr+58.7% shares
IVW Ishares Tr+55.4% shares
DYNF Blackrock ETF Trust+47.1% shares
IUSB Ishares Tr+41.4% shares
TLH Ishares Tr+39.1% shares
EFG Ishares Tr+34.8% shares
MBB Ishares Tr+30.6% shares
IEMG Ishares Inc+28.8% shares

Reduced

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$146.2M	98
Q2 2026	$142.0M	99
Q1 2026	$125.2M	91
Q4 2025	$127.3M	94

Questions about ASL Financial, LLC's portfolio

What stocks does ASL Financial, LLC own?

ASL Financial, LLC's latest 13F, for Q3 2026 and filed Oct 15, 2026, lists 98 positions worth $146.2M. The largest are Ishares Tr (IVV) at 11.3%, State Str Spdr S&p 500 ETF T (SPY) at 7.9%, Vanguard Index Fds (VTI) at 6.7%, Ishares Tr (IJH) at 5.9% and Vanguard Intl Equity Index F (VEU) at 5.8%.

What did ASL Financial, LLC buy last quarter?

In Q3 2026, ASL Financial, LLC added Ishares Tr (IVE) (+58.7% shares), Ishares Tr (IVW) (+55.4% shares) and Blackrock ETF Trust (DYNF) (+47.1% shares), compared with its Q2 2026 filing.

What did ASL Financial, LLC sell last quarter?

In Q3 2026, ASL Financial, LLC cut from its top 50 Wisdomtree Tr (USFR), cut from its top 50 Corning Inc (GLW), cut from its top 50 Ishares Inc (EEMV), Vanguard Index Fds (VTI) (-13.2% shares), Vanguard Index Fds (VOO) (-12.5% shares) and Ishares Gold Tr (IAU) (-8.5% shares), compared with its Q2 2026 filing.

When is ASL Financial, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. ASL Financial, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does ASL Financial, LLC manage?

ASL Financial, LLC reported $186.7M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $146.2M.