Q3 2026 13F · SEC CIK 1802132

Aurora Private Wealth, Inc.

Wealth managerFiled 2026-10-20 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $158.7M
Reported positions: 168
Top holdings a year, 3 yrs: +15.4%
Assets under management: $374.0M

Aurora Private Wealth, Inc. is a wealth manager that reported 168 positions worth $158.7M in its Q3 2026 13F, filed 2026-10-20. Its largest holdings were State Str Spdr S&p 500 ETF T (SPY, 5.0%), Apple Inc (AAPL, 4.8%), First Tr Exchange-Traded Fd (RDVI, 4.7%). A portfolio copying its top holdings returned 15.4% a year over the last 3 years, against 20.4% for the S&P 500.

Aurora Private Wealth, Inc. holdings largest 50 of 168 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Aurora Private Wealth, Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SPYState Str Spdr S&p 500 ETF T	5.0%	5.1%	10,449	-2.2%	$8.0M
AAPLApple Inc	4.8%	4.5%	23,099	-5.2%	$7.7M
RDVIFirst Tr Exchange-Traded Fd	4.7%	4.8%	270,272	+5.1%	$7.5M
QQQInvesco Qqq Tr	4.4%	4.5%	9,423	-1.1%	$7.0M
NVDANvidia Corporation	2.9%	2.5%	19,847	+0.1%	$4.5M
METAMeta Platforms Inc	2.4%	1.8%	5,311	+7.6%	$3.9M
FTSLFirst Tr Exchange-Traded Fd	2.4%	2.4%	85,223	+1.3%	$3.8M
QTECFirst Tr Exchange-Traded Fd	2.4%	2.3%	11,421	+7.0%	$3.8M
ETPCEnergy Transfer L P	2.1%	2.0%	167,538	+1.6%	$3.3M
CAIECalamos ETF Tr	1.8%	1.7%	109,278	+8.6%	$2.9M
AMZNAmazon Com Inc	1.8%	1.8%	11,547	-1.9%	$2.9M
GPIXGoldman Sachs ETF Tr	1.8%	2.0%	50,351	-10.8%	$2.8M
BRK-BBerkshire Hathaway Inc Del	1.6%	1.6%	5,119	-1.2%	$2.5M
FDTFirst Tr Exch Trd Alphdx Fd	1.6%	1.5%	27,024	+5.8%	$2.5M
GOOGAlphabet Inc	1.5%	1.5%	6,975	+5.1%	$2.4M
MSFTMicrosoft Corp	1.5%	1.1%	4,568	-2.5%	$2.3M
LQDIshares Tr	1.5%	1.5%	22,615	+5.5%	$2.3M
VOOVanguard Index Fds	1.2%	1.1%	2,771	+10.6%	$1.9M
FTHYFirst Tr High Yield Opprt 20	1.2%	1.6%	147,870	-21.6%	$1.9M
RDVYFirst Tr Exchange Traded Fd	1.2%	1.1%	23,529	+8.5%	$1.8M
AIRRFirst Tr Exchange Traded Fd	1.2%	1.6%	17,756	-8.7%	$1.8M
IYWIshares Tr	1.1%	1.1%	6,765	+0.0%	$1.8M
SCHDSchwab Strategic Tr	1.1%	1.1%	54,832	-0.6%	$1.8M
AISTidal Trust III	1.1%	1.1%	22,900	+13.1%	$1.7M
SPHYSpdr Series Trust	1.1%	1.1%	74,108	-3.0%	$1.7M
TLTIshares Tr	1.0%	1.1%	20,757	+0.2%	$1.6M
JPMJpmorgan Chase & Co	1.0%	1.0%	4,775	+0.8%	$1.6M
IVWIshares Tr	1.0%	1.0%	10,806	-1.3%	$1.5M
SCHGSchwab Strategic Tr	0.9%	0.7%	41,410	+20.2%	$1.5M
GBTCGrayscale Bitcoin Trust ETF	0.9%	0.6%	22,005	+0.0%	$1.4M
FJULFirst Tr Exchng Traded Fd Vi	0.9%	0.8%	22,088	-1.1%	$1.4M
SCHXSchwab Strategic Tr	0.8%	0.8%	44,914	+0.6%	$1.3M
GOOGLAlphabet Inc	0.8%	0.8%	3,648	+7.3%	$1.3M
JEPQJ P Morgan Exchange Traded F	0.8%	0.8%	20,454	+5.7%	$1.3M
FTXLFirst Tr Exchange Traded Fd	0.8%	0.9%	4,853	+2.1%	$1.2M
MRKMerck & Co Inc	0.7%	0.7%	8,070	-7.1%	$1.2M
ACYNFirst Tr Exchange-Traded Fd	0.7%	—	55,896	—	$1.2M
BACBank of Amer Corp	0.7%	0.8%	21,373	-3.6%	$1.2M
AMLPAlps ETF Tr	0.7%	0.7%	20,111	-7.5%	$1.0M
AIQGlobal X Fds	0.7%	0.7%	15,885	+0.0%	$1.0M
NSCNorfolk Southn Corporation	0.6%	0.6%	3,303	+1.7%	$1.0M
AVGOBroadcom Inc	0.6%	0.6%	2,897	+10.6%	$1.0M
ALAIThe Alger ETF Trust	0.6%	1.0%	20,602	-40.4%	$957K
XNTKSpdr Series Trust	0.6%	0.6%	2,460	-0.1%	$940K
AMDAdvanced Micro Devices Inc	0.6%	0.6%	1,461	-8.4%	$894K
QTUMETF Ser Solutions	0.6%	0.6%	5,895	-0.5%	$894K
SCHMSchwab Strategic Tr	0.6%	0.6%	26,063	+2.0%	$887K
AFGRFirst Tr Exchng Traded Fd Vi	0.6%	0.6%	23,203	-14.1%	$880K
AIAIshares Tr	0.5%	—	6,061	—	$862K
HYXFIshares Tr	0.5%	0.6%	18,823	+0.7%	$849K

What Aurora Private Wealth, Inc. bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +11.1% /yr; S&P 500 +20.1%
3 years: +15.4% /yr; S&P 500 +20.4%
5 years: +9.1% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$158.7M	168
Q2 2026	$157.6M	177
Q1 2026	$140.5M	167
Q4 2025	$152.2M	163
Q2 2025	$135.1M	162
Q1 2025	$125.2M	150
Q4 2024	$133.5M	156
Q3 2024	$127.5M	154
Q2 2024	$114.2M	142
Q1 2024	$115.7M	153
Q4 2023	$106.0M	157
Q3 2023	$90.4M	134

Questions about Aurora Private Wealth, Inc.'s portfolio

What stocks does Aurora Private Wealth, Inc. own?

Aurora Private Wealth, Inc.'s latest 13F, for Q3 2026 and filed Oct 20, 2026, lists 168 positions worth $158.7M. The largest are State Str Spdr S&p 500 ETF T (SPY) at 5.0%, Apple Inc (AAPL) at 4.8%, First Tr Exchange-Traded Fd (RDVI) at 4.7%, Invesco Qqq Tr (QQQ) at 4.4% and Nvidia Corporation (NVDA) at 2.9%.

What did Aurora Private Wealth, Inc. buy last quarter?

In Q3 2026, Aurora Private Wealth, Inc. added Schwab Strategic Tr (SCHG) (+20.2% shares), Tidal Trust III (AIS) (+13.1% shares) and Broadcom Inc (AVGO) (+10.6% shares), compared with its Q2 2026 filing.

What did Aurora Private Wealth, Inc. sell last quarter?

In Q3 2026, Aurora Private Wealth, Inc. cut from its top 50 Mcdonalds Corp (MCD), cut from its top 50 Wisdomtree Tr (EZM), The Alger ETF Trust (ALAI) (-40.4% shares), First Tr High Yield Opprt 20 (FTHY) (-21.6% shares) and First Tr Exchng Traded Fd Vi (AFGR) (-14.1% shares), compared with its Q2 2026 filing.

How has Aurora Private Wealth, Inc.'s portfolio performed?

A portfolio copying Aurora Private Wealth, Inc.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +15.4% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +11.1% against +20.1%. Over 5 years: +9.1% a year against +11.6%.

When is Aurora Private Wealth, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Aurora Private Wealth, Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Aurora Private Wealth, Inc. manage?

Aurora Private Wealth, Inc. reported $374.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $158.7M.