Q1 2026 13F · SEC CIK 2011851

Balanced Rock Investment Advisors LLC

Wealth managerFiled 2026-05-13 for Q1 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $142.6M
Reported positions: 96
Top holdings a year, 3 yrs: +9.8%
Assets under management: $193.2M

Balanced Rock Investment Advisors LLC is a wealth manager that reported 96 positions worth $142.6M in its Q1 2026 13F, filed 2026-05-13. Its largest holdings were Dimensional ETF Trust (DFSI, 6.4%), Morgan Stanley ETF Trust (EVTR, 5.5%), Pimco Equity Ser (RAFE, 4.4%). A portfolio copying its top holdings returned 9.8% a year over the last 3 years, against 18.8% for the S&P 500.

Balanced Rock Investment Advisors LLC holdings largest 50 of 96 positions.

Weights are shares of the filer's total reported 13F value, compared with Q4 2025. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Balanced Rock Investment Advisors LLC 13F holdings
Stock	% of 13F value	Q4 2025	Shares	Share change	Reported value
DFSIDimensional ETF Trust	6.4%	6.5%	213,685	-0.6%	$9.1M
EVTRMorgan Stanley ETF Trust	5.5%	5.4%	154,075	+4.8%	$7.8M
RAFEPimco Equity Ser	4.4%	4.4%	149,184	+1.0%	$6.2M
USXFiShares ESG Advanced MSCI USA E	4.0%	4.2%	104,099	+1.5%	$5.7M
SPHQInvesco Exchange Traded Fd T	3.6%	3.5%	68,344	+3.1%	$5.1M
ESGUIshares Msci Usa Esg	3.6%	3.8%	35,991	+1.4%	$5.1M
DMXFIshares Tr	3.3%	3.3%	62,331	+0.5%	$4.7M
DFGRDimensional ETF Trust	3.3%	3.2%	175,769	+2.7%	$4.7M
ESGDIshares Msci Eafe Esg	3.0%	3.0%	45,062	+0.2%	$4.3M
DFSEDimensional ETF Trust	2.6%	2.6%	88,905	-0.8%	$3.8M
VCRMVanguard Mun Bd Fds	2.5%	2.5%	47,773	+3.7%	$3.6M
HYXFIshares Tr	2.4%	2.4%	73,099	+3.2%	$3.4M
VSGXVanguard ESG International Stoc	2.3%	2.4%	45,332	-1.9%	$3.3M
LTPZPimco ETF Tr	2.2%	2.2%	61,046	+2.9%	$3.1M
EUSBIshares Tr	2.1%	2.2%	68,556	-4.0%	$3.0M
VGSRManager Directed Portfolios	1.9%	1.9%	256,090	+0.4%	$2.6M
NULVNushares ETF Tr	1.9%	1.8%	58,094	+0.7%	$2.6M
EAGGIshares Tr	1.8%	1.8%	54,748	+0.7%	$2.6M
JCPIJ P Morgan Exchange Traded F	1.8%	1.8%	53,408	+3.4%	$2.6M
DFIPDimensional ETF Trust	1.8%	1.8%	61,553	+3.4%	$2.6M
BNDXVanguard Charlotte Fds	1.8%	1.8%	52,457	+2.9%	$2.5M
VVVanguard Inx Lrg	1.7%	1.7%	7,962	+2.6%	$2.4M
VTIPVanguard Malvern Fds	1.6%	1.6%	47,048	+3.5%	$2.4M
VWOBVanguard Whitehall Fds	1.6%	1.6%	34,901	+3.3%	$2.3M
EMXFiShares TR (egsadvncdmsci Em)	1.5%	1.5%	43,747	-2.5%	$2.1M
VEAVanguard Tax-Managed Fds	1.4%	1.3%	30,950	+3.4%	$2.0M
VGLTVanguard Long-Term Treasury ETF Total	1.3%	1.3%	34,564	+3.8%	$1.9M
VOVanguard Index Fds	1.2%	1.2%	6,152	+6.9%	$1.8M
SCHOSchwab Short-Term U.S. Treasury ETF	1.2%	1.2%	71,126	+2.2%	$1.7M
XJHIshares Tr	1.1%	1.1%	35,740	+2.9%	$1.6M
MGKVanguard World Fd	1.0%	1.2%	4,052	+3.2%	$1.5M
JPIBJpmorgan International Bond Opportunitie	0.9%	1.0%	28,324	+3.1%	$1.4M
TDToronto Dominion Bank	0.9%	1.0%	13,776	-5.1%	$1.3M
ESGVVanguard World Fd	0.9%	1.0%	11,416	+2.4%	$1.3M
DFSUDimensional ETF Trust	0.9%	0.9%	30,501	+3.6%	$1.3M
ESGEIshares Inc	0.9%	0.8%	26,957	+1.5%	$1.2M
DFAIDimensional International Core Equity Ma	0.8%	0.7%	29,324	+8.1%	$1.1M
BNDVanguard Total Bond Market ETF	0.8%	0.9%	15,150	-10.9%	$1.1M
ESMLIshares Tr	0.6%	0.7%	19,385	-7.7%	$911K
ICLNIshares Tr	0.6%	0.5%	46,023	-1.2%	$842K
VTVVanguard Value ETF	0.6%	0.5%	4,120	+8.6%	$808K
AAPLApple Inc	0.6%	0.5%	3,088	+28.7%	$784K
CGWInvesco Exch Traded Fd Tr II	0.5%	0.5%	11,532	+3.3%	$737K
GOOGLAlphabet Inc	0.5%	0.5%	2,452	+11.7%	$705K
GILDGilead Sciences	0.5%	0.4%	4,959	-1.2%	$691K
GMGeneral Mtrs Co	0.5%	0.5%	9,158	-2.3%	$682K
CCitigroup Inc Com New	0.5%	0.5%	5,864	-2.5%	$665K
DFAEDimensional ETF Trust	0.5%	0.4%	19,006	+2.3%	$644K
BUDAnheuser Busch Inbev ADR	0.4%	0.4%	9,126	-0.6%	$633K
JSMDJanus Detroit Str Tr	0.4%	0.4%	7,722	+2.5%	$613K

What Balanced Rock Investment Advisors LLC bought and sold in Q1 2026, against Q4 2025.

New positions

Q4 2025's filing was too long to tell new positions apart.

Added to

AAPL Apple Inc+28.7% shares
GOOGL Alphabet Inc+11.7% shares
VTV Vanguard Value ETF+8.6% shares
DFAI Dimensional International Core Equity Ma+8.1% shares
VO Vanguard Index Fds+6.9% shares

Reduced

BND Vanguard Total Bond Market ETF-10.9% shares
ESML Ishares Tr-7.7% shares
TD Toronto Dominion Bank-5.1% shares

Left the top 50

No position left the top 50.

Share counts compared with the Q4 2025 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +12.5% /yr; S&P 500 +20.1%
3 years: +9.8% /yr; S&P 500 +18.8%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q1 2026	$142.6M	96
Q4 2025	$140.7M	92
Q3 2025	$136.8M	96
Q2 2025	$127.4M	96
Q1 2025	$125.4M	89
Q4 2024	$126.4M	90
Q3 2024	$127.5M	88
Q2 2024	$118.9M	89
Q1 2024	$117.2M	88
Q4 2023	$112.6M	93

Questions about Balanced Rock Investment Advisors LLC's portfolio

What stocks does Balanced Rock Investment Advisors LLC own?

Balanced Rock Investment Advisors LLC's latest 13F, for Q1 2026 and filed May 13, 2026, lists 96 positions worth $142.6M. The largest are Dimensional ETF Trust (DFSI) at 6.4%, Morgan Stanley ETF Trust (EVTR) at 5.5%, Pimco Equity Ser (RAFE) at 4.4%, iShares ESG Advanced MSCI USA E (USXF) at 4.0% and Invesco Exchange Traded Fd T (SPHQ) at 3.6%.

What did Balanced Rock Investment Advisors LLC buy last quarter?

In Q1 2026, Balanced Rock Investment Advisors LLC added Apple Inc (AAPL) (+28.7% shares), Alphabet Inc (GOOGL) (+11.7% shares) and Vanguard Value ETF (VTV) (+8.6% shares), compared with its Q4 2025 filing.

What did Balanced Rock Investment Advisors LLC sell last quarter?

In Q1 2026, Balanced Rock Investment Advisors LLC Vanguard Total Bond Market ETF (BND) (-10.9% shares), Ishares Tr (ESML) (-7.7% shares) and Toronto Dominion Bank (TD) (-5.1% shares), compared with its Q4 2025 filing.

How has Balanced Rock Investment Advisors LLC's portfolio performed?

A portfolio copying Balanced Rock Investment Advisors LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +9.8% a year over the last 3 years, against +18.8% for the S&P 500. Over 1 year: +12.5% against +20.1%.

When is Balanced Rock Investment Advisors LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Balanced Rock Investment Advisors LLC's filing for the quarter ending Jun 30, 2026 was due by Aug 14, 2026; this page updates once it is processed.

How much money does Balanced Rock Investment Advisors LLC manage?

Balanced Rock Investment Advisors LLC reported $193.2M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $142.6M.