Q3 2026 13F · SEC CIK 2108684
Carroll Advisory Group, LLC
Wealth managerFiled 2026-10-16 for Q3 2026. Open the filing ↗ · All SEC filings ↗
- Reported 13F value
- $316.6M
- Reported positions
- 84
- Holdings vs S&P 500, 3 yrs
- —
- Assets under management
- $341.1M
Carroll Advisory Group, LLC is a wealth manager that reported 84 positions worth $316.6M in its Q3 2026 13F, filed 2026-10-16. Its largest holdings were Vanguard Index Fds (VOO, 9.1%), Invesco Exchange Traded Fd T (RSP, 7.9%), Ishares Tr (HAWX, 7.1%).
Carroll Advisory Group, LLC holdings largest 50 of 84 positions.
Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.
What Carroll Advisory Group, LLC bought and sold in Q3 2026, against Q2 2026.
New positions
Q2 2026's filing was too long to tell new positions apart.
Added to
- BSCV Invesco Exch Trd Slf Idx Fd+41.4% shares
- BSCU Invesco Exch Trd Slf Idx Fd+23.2% shares
- BSCS Invesco Exch Trd Slf Idx Fd+19.0% shares
- BSCX Invesco Exch Trd Slf Idx Fd+17.3% shares
- BSCY Invesco Exch Trd Slf Idx Fd+17.1% shares
- BSCT Invesco Exch Trd Slf Idx Fd+17.0% shares
- BSCW Invesco Exch Trd Slf Idx Fd+16.5% shares
- BSCR Invesco Exch Trd Slf Idx Fd+14.9% shares
Reduced
- SPAB Spdr Series Trust-21.6% shares
- AMZN Amazon Com Inc-6.8% shares
- TSLA Tesla Inc-5.7% shares
- SPDW Spdr Index Shs Fds-5.7% shares
Left the top 50
- XOM Exxon Mobil Corpwas 0.3%
- VGSH Vanguard Scottsdale Fdswas 0.2%
- VCSH Vanguard Scottsdale Fdswas 0.2%
- SCHZ Schwab Strategic Trwas 0.2%
Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.
How the holdings did against the S&P 500.
- 1 year
- —
- 3 years
- —
- 5 years
- —
A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.
Reported 13F value by quarter.
| Quarter | 13F value | Positions |
|---|---|---|
| Q3 2026 | $316.6M | 84 |
| Q2 2026 | $304.5M | 73 |
| Q1 2026 | $257.6M | 67 |
| Q4 2025 | $231.1M | 72 |
Questions about Carroll Advisory Group, LLC's portfolio
What stocks does Carroll Advisory Group, LLC own?
Carroll Advisory Group, LLC's latest 13F, for Q3 2026 and filed Oct 16, 2026, lists 84 positions worth $316.6M. The largest are Vanguard Index Fds (VOO) at 9.1%, Invesco Exchange Traded Fd T (RSP) at 7.9%, Ishares Tr (HAWX) at 7.1%, Invesco Exch Traded Fd Tr II (QQQM) at 6.1% and Ishares Tr (IJH) at 5.6%.
What did Carroll Advisory Group, LLC buy last quarter?
In Q3 2026, Carroll Advisory Group, LLC added Invesco Exch Trd Slf Idx Fd (BSCV) (+41.4% shares), Invesco Exch Trd Slf Idx Fd (BSCU) (+23.2% shares) and Invesco Exch Trd Slf Idx Fd (BSCS) (+19.0% shares), compared with its Q2 2026 filing.
What did Carroll Advisory Group, LLC sell last quarter?
In Q3 2026, Carroll Advisory Group, LLC cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Vanguard Scottsdale Fds (VGSH), cut from its top 50 Vanguard Scottsdale Fds (VCSH), cut from its top 50 Schwab Strategic Tr (SCHZ), Spdr Series Trust (SPAB) (-21.6% shares), Amazon Com Inc (AMZN) (-6.8% shares) and Tesla Inc (TSLA) (-5.7% shares), compared with its Q2 2026 filing.
When is Carroll Advisory Group, LLC's next 13F filing due?
13F filings are due 45 days after each quarter ends. Carroll Advisory Group, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.
How much money does Carroll Advisory Group, LLC manage?
Carroll Advisory Group, LLC reported $341.1M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $316.6M.