Q2 2026 13F · SEC CIK 2103454

Catherine Avery Investment Management LLC

Asset managerFiled 2026-07-27 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $229.0M
Reported positions: 166
Holdings vs S&P 500, 3 yrs: —
Assets under management: $318.0M

Catherine Avery Investment Management LLC is an asset manager that reported 166 positions worth $229.0M in its Q2 2026 13F, filed 2026-07-27. Its largest holdings were Seagate Technology Hldngs Pl (STX, 4.9%), Cisco Sys Inc (CSCO, 3.5%), Microsoft Corp (MSFT, 3.4%).

Catherine Avery Investment Management LLC holdings largest 50 of 166 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Catherine Avery Investment Management LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
STXSeagate Technology Hldngs Pl	4.9%	2.2%	11,595	-8.2%	$11.2M
CSCOCisco Sys Inc	3.5%	3.1%	67,834	-25.2%	$8.0M
MSFTMicrosoft Corp	3.4%	1.2%	20,780	+196.1%	$7.8M
CCitigroup Inc Com New	3.3%	3.2%	54,620	-14.3%	$7.6M
JPMJpmorgan Chase & Co	3.2%	2.9%	22,241	-0.2%	$7.3M
IBMInternational Business Machs	3.1%	3.1%	25,644	-10.0%	$7.2M
BBYBest Buy Inc Com	3.1%	2.7%	92,755	-2.5%	$7.0M
BMYBristol-Myers Squibb Co Com	3.0%	2.8%	119,907	+14.3%	$6.9M
MRKMerck & Co. Inc	3.0%	2.9%	53,596	-0.2%	$6.9M
AVGOBroadcom Inc	2.9%	2.8%	17,835	-12.5%	$6.7M
FCXFreeport Mcmoran Inc Cl B	2.9%	3.0%	104,522	-8.5%	$6.6M
KOCoca Cola Co	2.9%	2.9%	80,871	-6.4%	$6.6M
TGTTarget Corp Com	2.9%	2.9%	50,194	-6.0%	$6.6M
BACBank of Amer Corp	2.8%	2.5%	111,573	-2.6%	$6.4M
AMGNAmgen Inc Com	2.8%	2.5%	17,530	+10.4%	$6.3M
OKEOneok Inc	2.7%	2.9%	70,408	-3.0%	$6.1M
NEENextera Energy Inc Com	2.7%	3.0%	69,471	-2.8%	$6.1M
LHXL3harris Technologies Inc	2.6%	2.8%	33,098	+80.2%	$6.1M
HDHome Depot Inc Com	2.6%	2.5%	16,897	+0.8%	$6.0M
UPSUnited Parcel Svcs Inc Cl B	2.5%	2.5%	53,469	-6.0%	$5.7M
KEYKeycorp	2.5%	2.4%	249,306	-7.0%	$5.7M
TFCTruist Financial Ord Shs	2.5%	2.5%	114,289	-4.3%	$5.7M
MCDMcdonalds Corp Com	2.5%	2.7%	21,006	+9.4%	$5.7M
CVXChevron Corp New	2.5%	3.3%	34,079	-3.0%	$5.6M
LENLennar Corp A	2.4%	2.3%	61,453	+5.0%	$5.6M
OMCOmnicom Group Inc	2.4%	2.8%	76,208	-7.1%	$5.6M
PFEPfizer Inc	2.4%	2.6%	227,951	+10.8%	$5.5M
IPInternational Paper Co	2.4%	—	46,731	—	$5.5M
HPEHewlett Packard Enterprise	2.4%	2.7%	120,344	-53.1%	$5.4M
CRMSalesforce Inc Com	2.4%	—	34,593	—	$5.4M
PSXPhillips 66	2.3%	2.5%	31,061	+0.2%	$5.3M
ORCLOracle Corp	1.8%	2.8%	28,378	-33.3%	$4.2M
ESEversource Energy	1.6%	1.7%	51,329	-6.7%	$3.7M
VZVerizon Communications Inc Com	1.1%	3.0%	61,801	-54.3%	$2.6M
VLOValero Energy Corp	0.8%	0.8%	7,196	-4.0%	$1.9M
CMICummins Inc	0.7%	0.6%	2,287	-0.9%	$1.6M
RTXRtx Corporation Com	0.7%	0.8%	8,567	-2.9%	$1.6M
CLColgate Palmolive Co	0.7%	0.6%	17,012	+0.0%	$1.6M
JCIJohnson Controls Internation	0.5%	0.5%	8,343	-6.0%	$1.2M
EVRGEvergy Inc	0.5%	0.5%	13,834	-2.2%	$1.2M
MSMorgan Stanley Com New	0.4%	0.3%	3,880	+0.0%	$811K
XOMExxon Mobil Corp	0.3%	0.4%	5,204	-7.6%	$711K
BKRBaker Hughes Company Cl A	0.3%	0.4%	10,571	-19.7%	$587K
SWKStanley Black & Decker Inc.	0.2%	2.5%	5,414	-93.1%	$510K
APDAir Products and Chemicals Inc	0.2%	0.2%	1,559	-7.5%	$457K
PKGPackaging Corp Amer	0.2%	2.4%	1,755	-93.0%	$418K
SUSAiShares MSCI USA ESG Select ETF	0.2%	0.1%	2,493	+0.0%	$385K
BILSPDR Brcy1-3 Ser	0.2%	—	3,944	—	$361K
QCOMQualcomm Inc	0.2%	2.4%	1,934	-95.3%	$357K
MUMicron Technology Inc	0.1%	—	282	—	$325K

What Catherine Avery Investment Management LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Added to

MSFT Microsoft Corp+196.1% shares
LHX L3harris Technologies Inc+80.2% shares
BMY Bristol-Myers Squibb Co Com+14.3% shares
PFE Pfizer Inc+10.8% shares
AMGN Amgen Inc Com+10.4% shares
MCD Mcdonalds Corp Com+9.4% shares
LEN Lennar Corp A+5.0% shares

Reduced

QCOM Qualcomm Inc-95.3% shares
SWK Stanley Black & Decker Inc.-93.1% shares
PKG Packaging Corp Amer-93.0% shares
VZ Verizon Communications Inc Com-54.3% shares
HPE Hewlett Packard Enterprise-53.1% shares
ORCL Oracle Corp-33.3% shares
CSCO Cisco Sys Inc-25.2% shares
BKR Baker Hughes Company Cl A-19.7% shares

Left the top 50

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$229.0M	166
Q1 2026	$223.4M	109
Q4 2025	$167.0M	158
Q3 2025	$155.2M	162

Questions about Catherine Avery Investment Management LLC's portfolio

What stocks does Catherine Avery Investment Management LLC own?

Catherine Avery Investment Management LLC's latest 13F, for Q2 2026 and filed Jul 27, 2026, lists 166 positions worth $229.0M. The largest are Seagate Technology Hldngs Pl (STX) at 4.9%, Cisco Sys Inc (CSCO) at 3.5%, Microsoft Corp (MSFT) at 3.4%, Citigroup Inc Com New (C) at 3.3% and Jpmorgan Chase & Co (JPM) at 3.2%.

What did Catherine Avery Investment Management LLC buy last quarter?

In Q2 2026, Catherine Avery Investment Management LLC added Microsoft Corp (MSFT) (+196.1% shares), L3harris Technologies Inc (LHX) (+80.2% shares) and Bristol-Myers Squibb Co Com (BMY) (+14.3% shares), compared with its Q1 2026 filing.

What did Catherine Avery Investment Management LLC sell last quarter?

In Q2 2026, Catherine Avery Investment Management LLC cut from its top 50 Johnson & Johnson (JNJ), cut from its top 50 Apple Inc (AAPL), cut from its top 50 Medtronic PLC (MDT), cut from its top 50 Williams Companies (WMB), Qualcomm Inc (QCOM) (-95.3% shares), Stanley Black & Decker Inc. (SWK) (-93.1% shares) and Packaging Corp Amer (PKG) (-93.0% shares), compared with its Q1 2026 filing.

When is Catherine Avery Investment Management LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Catherine Avery Investment Management LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Catherine Avery Investment Management LLC manage?

Catherine Avery Investment Management LLC reported $318.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $229.0M.