Q3 2026 13F · SEC CIK 2034001

Convergence Financial, LLC

Wealth managerFiled 2026-10-27 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $714.0M
Reported positions: 262
Holdings vs S&P 500, 3 yrs: —
Assets under management: $904.0M

Convergence Financial, LLC is a wealth manager that reported 262 positions worth $714.0M in its Q3 2026 13F, filed 2026-10-27. Its largest holdings were State Street Spdr Portfolio S&p 500 Grow (SPYG, 7.4%), State Street Spdr Portfolio S&p 500 Valu (SPYV, 6.2%), Select Sector Spdr Tr (XLK, 3.3%).

Convergence Financial, LLC holdings largest 50 of 262 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Convergence Financial, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SPYGState Street Spdr Portfolio S&p 500 Grow	7.4%	7.7%	426,668	-47.8%	$52.5M
SPYVState Street Spdr Portfolio S&p 500 Valu	6.2%	5.9%	721,651	-40.4%	$44.1M
XLKSelect Sector Spdr Tr	3.3%	3.2%	118,643	-43.5%	$23.2M
JAVAJ P Morgan Exchange Traded F	3.2%	3.5%	286,365	-48.1%	$22.8M
MDYGSpdr Ser Tr	3.1%	3.3%	215,100	-42.5%	$22.5M
CLTLInvesco Exch Traded Fd Tr II	2.8%	2.9%	191,625	-44.0%	$20.2M
SLYGSpdr Series Trust	2.8%	3.5%	185,229	-49.3%	$19.8M
SLYVSpdr Series Trust	2.8%	3.3%	193,757	-49.2%	$19.8M
MTUMIshares Tr	2.7%	2.8%	61,749	-40.7%	$19.6M
MDYVSpdr Series Trust	2.7%	3.2%	215,759	-48.9%	$19.1M
SPABSpdr Series Trust	2.2%	2.0%	645,253	-35.5%	$15.7M
CRUXColumbia ETF Tr I	2.1%	—	533,046	—	$15.2M
AAPLApple Inc	2.0%	1.8%	41,829	-45.4%	$13.9M
NVDANvidia Corporation	1.9%	1.8%	59,641	-47.1%	$13.6M
AVEMAmerican Centy ETF Tr	1.8%	1.9%	134,831	-45.4%	$12.7M
IDEVIshares Tr	1.7%	1.8%	138,709	-45.4%	$12.4M
MSFTMicrosoft Corp	1.7%	1.4%	23,812	-50.8%	$12.2M
SOFISofi Technologies Inc	1.5%	0.9%	670,148	+11.6%	$10.5M
SPLGSpdr Series Trust	1.4%	1.4%	111,719	-44.7%	$10.0M
GOOGLAlphabet Inc	1.3%	1.5%	27,134	-49.7%	$9.3M
AMZNAmazon Com Inc	1.3%	1.2%	36,971	-41.4%	$9.2M
AVGOBroadcom Inc	1.2%	1.4%	23,570	-50.1%	$8.3M
CGDVCapital Group Dividend Value	1.1%	1.3%	154,482	-52.6%	$7.5M
METAMeta Platforms Inc	1.0%	1.0%	10,045	-53.1%	$7.3M
SPDWSpdr Index Shs Fds	1.0%	1.1%	137,564	-50.0%	$6.9M
SHYIshares Tr	0.9%	0.9%	82,841	-42.8%	$6.7M
IEMGIshares Inc	0.9%	1.0%	78,408	-50.1%	$6.4M
CLIPGlobal X Fds	0.9%	0.9%	63,041	-45.1%	$6.3M
DIALColumbia ETF Tr I	0.8%	1.0%	349,254	-48.7%	$6.0M
TLTIshares Tr	0.7%	—	67,330	—	$5.2M
IJRIshares Tr	0.7%	0.9%	38,460	-52.3%	$5.2M
IJHIshares Tr	0.7%	0.7%	70,555	-35.3%	$5.1M
CRWDCrowdstrike Hldgs Inc	0.7%	0.6%	19,150	+93.3%	$5.1M
USFRWisdomtree Tr	0.7%	—	99,451	—	$5.0M
LLYEli Lilly & Co	0.7%	0.8%	4,215	-50.5%	$4.9M
SPCXSpace Exploration Techn Corp	0.6%	—	30,285	—	$4.6M
VYMVanguard Whitehall Fds	0.6%	—	27,634	—	$4.3M
STBFTrust for Professional Manag	0.6%	—	163,518	—	$4.1M
TSLATesla Inc	0.5%	1.3%	10,128	-73.0%	$3.6M
HSRTHartford Fds Exchange Traded	0.5%	0.6%	91,498	-52.5%	$3.6M
CRAKVaneck ETF Trust	0.5%	0.4%	56,068	-51.2%	$3.6M
JPMJpmorgan Chase & Co	0.5%	0.6%	10,564	-50.9%	$3.5M
NBSDNeuberger Berman ETF Trust	0.5%	0.5%	67,844	-49.9%	$3.4M
BILSpdr Series Trust	0.5%	—	36,697	—	$3.4M
GBTCGrayscale Bitcoin Trust ETF	0.5%	—	51,267	—	$3.3M
HELOJ P Morgan Exchange Traded F	0.5%	—	47,028	—	$3.3M
SGOVIshares Tr	0.4%	—	30,860	—	$3.1M
BUXXEa Series Trust	0.4%	—	154,017	—	$3.1M
GEVGe Vernova Inc	0.4%	0.6%	3,082	-51.6%	$2.9M
FYXFirst Tr Exchange-Traded Alp	0.4%	—	21,676	—	$2.9M

What Convergence Financial, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +16.1% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$714.0M	262
Q2 2026	$1.3B	272
Q1 2026	$943.1M	217
Q4 2025	$685.3M	190
Q3 2025	$665.9M	188
Q2 2025	$581.1M	178
Q1 2025	$509.2M	167
Q4 2024	$501.4M	159
Q3 2024	$470.7M	156
Q2 2024	$378.2M	147

Questions about Convergence Financial, LLC's portfolio

What stocks does Convergence Financial, LLC own?

Convergence Financial, LLC's latest 13F, for Q3 2026 and filed Oct 27, 2026, lists 262 positions worth $714.0M. The largest are State Street Spdr Portfolio S&p 500 Grow (SPYG) at 7.4%, State Street Spdr Portfolio S&p 500 Valu (SPYV) at 6.2%, Select Sector Spdr Tr (XLK) at 3.3%, J P Morgan Exchange Traded F (JAVA) at 3.2% and Spdr Ser Tr (MDYG) at 3.1%.

What did Convergence Financial, LLC buy last quarter?

In Q3 2026, Convergence Financial, LLC added Crowdstrike Hldgs Inc (CRWD) (+93.3% shares) and Sofi Technologies Inc (SOFI) (+11.6% shares), compared with its Q2 2026 filing.

What did Convergence Financial, LLC sell last quarter?

In Q3 2026, Convergence Financial, LLC cut from its top 50 Franklin Templeton ETF Tr (FLCO), cut from its top 50 Capital Grp Fixed Incm ETF T (CGCP), cut from its top 50 Harbor ETF Trust (WINN), cut from its top 50 Invesco Exch Traded Fd Tr II (SPMO), cut from its top 50 Invesco Exchange Traded Fd T (SPHQ), Tesla Inc (TSLA) (-73.0% shares), Meta Platforms Inc (META) (-53.1% shares) and Capital Group Dividend Value (CGDV) (-52.6% shares), compared with its Q2 2026 filing.

When is Convergence Financial, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Convergence Financial, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Convergence Financial, LLC manage?

Convergence Financial, LLC reported $904.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $714.0M.