Q3 2026 13F · SEC CIK 1751581

Cooper Financial Group

Wealth managerFiled 2026-10-07 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $1.3B
Reported positions: 447
Top holdings a year, 3 yrs: +17.6%
Assets under management: $2.9B

Cooper Financial Group is a wealth manager that reported 447 positions worth $1.3B in its Q3 2026 13F, filed 2026-10-07. Its largest holdings were Schwab Strategic Tr (SCHV, 6.3%), Invesco Qqq Tr (QQQ, 4.8%), Nvidia Corporation (NVDA, 4.6%). A portfolio copying its top holdings returned 17.6% a year over the last 3 years, against 20.4% for the S&P 500.

Cooper Financial Group holdings largest 50 of 447 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Cooper Financial Group 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SCHVSchwab Strategic Tr	6.3%	6.6%	2,360,396	+3.7%	$78.6M
QQQInvesco Qqq Tr	4.8%	4.8%	81,366	+2.6%	$60.2M
NVDANvidia Corporation	4.6%	4.0%	250,622	+5.2%	$57.2M
AAPLApple Inc	4.1%	3.9%	155,949	-4.2%	$51.9M
BONDPimco ETF Tr	3.2%	3.3%	465,447	+7.5%	$40.5M
MSFTMicrosoft Corp	2.6%	1.8%	64,731	+9.1%	$33.2M
AMZNAmazon Com Inc	2.5%	2.3%	125,710	+10.3%	$31.3M
PAVEGlobal X U.s. Infrastructure Development	2.5%	2.8%	591,786	+2.7%	$31.1M
STOXHorizon Fds	2.3%	2.3%	904,387	+2.9%	$28.9M
JIVEJ P Morgan Exchange Traded F	2.2%	1.9%	287,417	+13.6%	$27.4M
CGXUCapital Group Intl Focus Eqt	2.0%	1.9%	748,860	+12.7%	$25.7M
AVGOBroadcom Inc	1.9%	2.0%	66,368	+3.8%	$23.3M
AIQGlobal X Fds	1.8%	1.9%	355,143	+2.7%	$23.1M
AVEMAmerican Centy ETF Tr	1.8%	1.8%	240,721	+5.6%	$22.6M
GOOGLAlphabet Inc	1.7%	1.9%	63,730	+0.0%	$21.9M
BUFRFirst Tr Exchng Traded Fd Vi	1.6%	1.6%	552,335	+5.8%	$20.7M
PVALPutnam Focused Large Capvalue ETF	1.4%	1.4%	336,735	+1.9%	$17.7M
JEPIJ P Morgan Exchange Traded F	1.4%	1.7%	305,779	-15.6%	$17.2M
JPSTJ P Morgan Exchange Traded F	1.4%	1.5%	339,962	-4.3%	$17.1M
GBILGoldman Sachs ETF Tr	1.2%	—	151,770	—	$15.2M
TSLATesla Inc	1.0%	1.3%	35,654	-5.0%	$12.7M
JHMLJohn Hancock Exchange Traded	1.0%	1.0%	138,558	-1.4%	$12.3M
FTGCFirst Trust Global Tactical Co	0.9%	0.9%	375,766	-2.8%	$11.5M
FENIFidelity Covington Trust	0.9%	0.9%	268,083	+4.8%	$10.7M
BRK-BBerkshire Hathaway Inc Del	0.8%	0.9%	20,471	-1.2%	$10.2M
VOOGVanguard Admiral Fds Inc	0.8%	0.8%	116,895	-1.5%	$10.0M
HGERHarbor ETF Trust	0.8%	0.6%	270,878	+10.6%	$9.6M
GOOGAlphabet Inc	0.7%	0.8%	26,816	-0.3%	$9.1M
MUMicron Technology Inc	0.7%	0.8%	8,407	+6.2%	$9.0M
METAMeta Platforms Inc	0.7%	0.7%	12,009	-17.2%	$8.7M
QQQMInvesco Exch Traded Fd Tr II	0.7%	0.7%	27,994	+1.1%	$8.5M
AMDAdvanced Micro Devices Inc	0.7%	0.5%	13,842	+27.8%	$8.5M
FBNDFidelity Merrimack Str Tr	0.6%	0.6%	169,041	+1.5%	$7.3M
DBEFDbx ETF Tr	0.6%	0.6%	126,005	-7.5%	$6.9M
AVUVAmerican Centy ETF Tr	0.6%	0.6%	58,534	+3.3%	$6.9M
46090A804Invesco Actively Managed Exc	0.5%	0.8%	152,767	-23.6%	$6.8M
FTHIFirst Tr Exchange Traded Fd	0.5%	0.5%	283,433	+9.7%	$6.7M
IVVIshares Tr	0.5%	0.5%	8,729	-0.1%	$6.7M
LLYEli Lilly & Co	0.5%	0.5%	5,776	+9.5%	$6.7M
XSMOInvesco Exchange Traded Fd T	0.5%	0.6%	80,381	+2.8%	$6.6M
JBNDJ P Morgan Exchange Traded F	0.5%	0.6%	124,516	-9.5%	$6.4M
SCHGSchwab Strategic Tr	0.5%	0.5%	173,321	+8.2%	$6.2M
IWYIshares Tr	0.5%	—	20,836	—	$6.1M
DEIDouglas Emmett Inc	0.5%	0.6%	615,097	+0.0%	$5.9M
CGGRCapital Group Growth ETF	0.5%	0.5%	123,057	+0.3%	$5.8M
SCHFSchwab Strategic Tr	0.5%	0.5%	209,409	+5.7%	$5.8M
JIREJpmorgan International Research Enhanced	0.4%	0.5%	67,578	-6.0%	$5.6M
FLRTPacer Fds Tr	0.4%	—	113,868	—	$5.3M
VVisa Inc	0.4%	—	14,543	—	$5.2M
CRWDCrowdstrike Hldgs Inc	0.4%	—	19,479	—	$5.2M

What Cooper Financial Group bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +18.2% /yr; S&P 500 +20.1%
3 years: +17.6% /yr; S&P 500 +20.4%
5 years: +9.3% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$1.3B	447
Q2 2026	$1.2B	448
Q1 2026	$989.5M	425
Q4 2025	$939.8M	380
Q3 2025	$903.5M	385
Q2 2025	$850.2M	374
Q1 2025	$759.2M	379
Q4 2024	$830.4M	386
Q3 2024	$770.3M	382
Q2 2024	$680.2M	372
Q1 2024	$608.4M	349
Q4 2023	$549.9M	342

Questions about Cooper Financial Group's portfolio

What stocks does Cooper Financial Group own?

Cooper Financial Group's latest 13F, for Q3 2026 and filed Oct 7, 2026, lists 447 positions worth $1.3B. The largest are Schwab Strategic Tr (SCHV) at 6.3%, Invesco Qqq Tr (QQQ) at 4.8%, Nvidia Corporation (NVDA) at 4.6%, Apple Inc (AAPL) at 4.1% and Pimco ETF Tr (BOND) at 3.2%.

What did Cooper Financial Group buy last quarter?

In Q3 2026, Cooper Financial Group added Advanced Micro Devices Inc (AMD) (+27.8% shares), J P Morgan Exchange Traded F (JIVE) (+13.6% shares) and Capital Group Intl Focus Eqt (CGXU) (+12.7% shares), compared with its Q2 2026 filing.

What did Cooper Financial Group sell last quarter?

In Q3 2026, Cooper Financial Group cut from its top 50 Ishares Inc (DVYE), cut from its top 50 Invesco Exchange Traded Fd T (XSVM), cut from its top 50 Caterpillar Inc (CAT), cut from its top 50 United Parcel Svcs Inc (UPS), cut from its top 50 Exxon Mobil Corp (XOM), Invesco Actively Managed Exc (-23.6% shares), Meta Platforms Inc (META) (-17.2% shares) and J P Morgan Exchange Traded F (JEPI) (-15.6% shares), compared with its Q2 2026 filing.

How has Cooper Financial Group's portfolio performed?

A portfolio copying Cooper Financial Group's 20 largest 13F holdings each quarter, from the day each filing was public, returned +17.6% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +18.2% against +20.1%. Over 5 years: +9.3% a year against +11.6%.

When is Cooper Financial Group's next 13F filing due?

13F filings are due 45 days after each quarter ends. Cooper Financial Group's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Cooper Financial Group manage?

Cooper Financial Group reported $2.9B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $1.3B.