Q3 2026 13F · SEC CIK 1759545
DWM Financial Group, Inc.
Wealth managerFiled 2026-10-28 for Q3 2026. Open the filing ↗ · All SEC filings ↗
- Reported 13F value
- $127.7M
- Reported positions
- 65
- Holdings vs S&P 500, 3 yrs
- —
- Assets under management
- $279.2M
DWM Financial Group, Inc. is a wealth manager that reported 65 positions worth $127.7M in its Q3 2026 13F, filed 2026-10-28. Its largest holdings were First Tr Exchng Traded Fd Vi (DMAR, 24.0%), John Hancock Exchange Traded (JHMM, 10.0%), American Centy ETF Tr (AVUV, 6.6%).
DWM Financial Group, Inc. holdings largest 50 of 65 positions.
Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.
What DWM Financial Group, Inc. bought and sold in Q3 2026, against Q2 2026.
New positions
- SPLG Spdr Series Trust2.1% of 13F
- QUS Spdr Series Trust1.2% of 13F
- XLSR Ssga Active Tr1.1% of 13F
- QEFA Spdr Index Shs Fds1.0% of 13F
- ALLW Ssga Active Tr0.8% of 13F
- HYBL Ssga Active Tr0.8% of 13F
- RLY Ssga Active ETF Tr0.7% of 13F
- SPEM Spdr Index Shs Fds0.7% of 13F
Added to
- VGT Vanguard World Fd+701.8% shares
- GLD Spdr Gold Tr+93.0% shares
- FBNC First Bancorp N C+56.7% shares
- MSFT Microsoft Corp+26.3% shares
- EAGG Ishares Tr+26.2% shares
- SLV Ishares Silver Tr+19.6% shares
- AMZN Amazon Com Inc+15.4% shares
- NVDA Nvidia Corporation+12.4% shares
Reduced
- IAU Ishares Gold Tr-41.0% shares
- CBTJ Calamos ETF Tr-20.7% shares
- PWRD Tcw ETF Trust-16.8% shares
- AVUV American Centy ETF Tr-15.0% shares
- QQQ Invesco Qqq Tr-13.8% shares
- JHMM John Hancock Exchange Traded-12.5% shares
- PATK Patrick Inds Inc-10.2% shares
- IBIT Ishares Bitcoin Trust ETF-8.5% shares
Left the top 50
- BSMY Invesco Exch Trd Slf Idx Fdwas 0.4%
- DSEP First Tr Exchng Traded Fd Viwas 0.3%
- VHT Vanguard World Fdwas 0.2%
- CSX Csx Corpwas 0.2%
- ETN Eaton Corp PLCwas 0.2%
- KGC Kinross Gold Corpwas 0.2%
- CDE Coeur Mng Incwas 0.2%
- BSSX Invesco Exch Trd Slf Idx Fdwas 0.2%
Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.
How the holdings did against the S&P 500.
- 1 year
- —
- 3 years
- —
- 5 years
- —
A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.
Reported 13F value by quarter.
| Quarter | 13F value | Positions |
|---|---|---|
| Q3 2026 | $127.7M | 65 |
| Q2 2026 | $112.2M | 40 |
| Q4 2020 | $73.4M | 17 |
| Q3 2020 | $64.0M | 17 |
| Q2 2020 | $67.1M | 19 |
| Q1 2020 | $45.5M | 25 |
| Q4 2019 | $98.2M | 31 |
Questions about DWM Financial Group, Inc.'s portfolio
What stocks does DWM Financial Group, Inc. own?
DWM Financial Group, Inc.'s latest 13F, for Q3 2026 and filed Oct 28, 2026, lists 65 positions worth $127.7M. The largest are First Tr Exchng Traded Fd Vi (DMAR) at 24.0%, John Hancock Exchange Traded (JHMM) at 10.0%, American Centy ETF Tr (AVUV) at 6.6%, Ishares Gold Tr (IAU) at 6.5% and Vanguard Scottsdale Fds (VGIT) at 5.6%.
What did DWM Financial Group, Inc. buy last quarter?
In Q3 2026, DWM Financial Group, Inc. added a new position in Spdr Series Trust (SPLG), a new position in Spdr Series Trust (QUS), a new position in Ssga Active Tr (XLSR), a new position in Spdr Index Shs Fds (QEFA), a new position in Ssga Active Tr (ALLW), Vanguard World Fd (VGT) (+701.8% shares), Spdr Gold Tr (GLD) (+93.0% shares) and First Bancorp N C (FBNC) (+56.7% shares), compared with its Q2 2026 filing.
What did DWM Financial Group, Inc. sell last quarter?
In Q3 2026, DWM Financial Group, Inc. cut from its top 50 Invesco Exch Trd Slf Idx Fd (BSMY), cut from its top 50 First Tr Exchng Traded Fd Vi (DSEP), cut from its top 50 Vanguard World Fd (VHT), cut from its top 50 Csx Corp (CSX), cut from its top 50 Eaton Corp PLC (ETN), Ishares Gold Tr (IAU) (-41.0% shares), Calamos ETF Tr (CBTJ) (-20.7% shares) and Tcw ETF Trust (PWRD) (-16.8% shares), compared with its Q2 2026 filing.
When is DWM Financial Group, Inc.'s next 13F filing due?
13F filings are due 45 days after each quarter ends. DWM Financial Group, Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.
How much money does DWM Financial Group, Inc. manage?
DWM Financial Group, Inc. reported $279.2M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $127.7M.