Q3 2026 13F · SEC CIK 2011201

Elm3 Financial Group, LLC

Wealth managerFiled 2026-10-07 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $149.9M
Reported positions: 150
Holdings vs S&P 500, 3 yrs: —
Assets under management: $189.0M

Elm3 Financial Group, LLC is a wealth manager that reported 150 positions worth $149.9M in its Q3 2026 13F, filed 2026-10-07. Its largest holdings were Amazon Com Inc (AMZN, 6.1%), Nvidia Corporation (NVDA, 5.9%), Broadcom Inc (AVGO, 3.7%).

Elm3 Financial Group, LLC holdings largest 50 of 150 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Elm3 Financial Group, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
AMZNAmazon Com Inc	6.1%	6.0%	36,758	-0.3%	$9.2M
NVDANvidia Corporation	5.9%	5.5%	39,022	-3.5%	$8.9M
AVGOBroadcom Inc	3.7%	4.2%	15,673	-4.5%	$5.5M
LLYEli Lilly & Co	3.2%	3.3%	4,204	+3.8%	$4.9M
MSFTMicrosoft Corp	3.2%	2.5%	9,390	-3.1%	$4.8M
QQQMInvesco Exch Traded Fd Tr II	3.1%	3.1%	15,060	+1.2%	$4.6M
QQQInvesco Qqq Tr	3.0%	3.3%	6,093	-6.2%	$4.5M
AAPLApple Inc	2.7%	2.5%	12,292	-2.9%	$4.1M
SCYBSchwab Strategic Tr	2.3%	1.7%	137,835	+47.3%	$3.5M
ICLOInvesco Actively Managed Exc	2.1%	2.2%	125,405	-2.3%	$3.2M
XMMOInvesco Exchange Traded Fd T	2.1%	2.5%	21,071	-3.2%	$3.1M
GOOGLAlphabet Inc	1.9%	2.1%	8,380	-2.5%	$2.9M
CLIPGlobal X Fds	1.8%	2.0%	27,507	-4.3%	$2.8M
MTUMIshares Tr	1.8%	2.4%	8,280	-19.3%	$2.6M
SPHYSpdr Series Trust	1.6%	1.7%	104,194	-2.0%	$2.4M
EWYIshares Inc	1.5%	1.5%	12,354	+12.6%	$2.3M
FTECFidelity Covington Trust	1.5%	1.5%	7,451	-2.1%	$2.2M
RSPInvesco Exchange Traded Fd T	1.3%	1.3%	9,379	+2.4%	$2.0M
FLDRFidelity Merrimack Str Tr	1.2%	0.8%	37,351	+60.6%	$1.9M
HWMHowmet Aerospace Inc	1.1%	1.4%	7,573	-1.5%	$1.7M
PDIPimco Dynamic Income Fd	1.1%	1.5%	113,980	-11.6%	$1.6M
EWTIshares Inc	1.0%	0.9%	13,894	+12.3%	$1.6M
SMHVaneck ETF Trust	1.0%	1.1%	2,361	-0.8%	$1.4M
CGDVCapital Group Dividend Value	1.0%	0.9%	29,398	+6.8%	$1.4M
FDEVFidelity Covington Trust	0.9%	0.9%	37,258	-2.9%	$1.3M
STRLSterling Infrastructure Inc	0.9%	1.6%	2,662	-2.5%	$1.3M
VBVanguard Index Fds	0.9%	1.0%	4,589	-0.9%	$1.3M
FCPIFidelity Covington Trust	0.8%	—	22,684	—	$1.3M
VOVanguard Index Fds	0.8%	0.9%	15,738	-0.7%	$1.2M
SNDKSandisk Corp	0.8%	—	688	—	$1.2M
PHKPimco High Income Fund	0.7%	0.8%	272,684	+3.1%	$1.1M
FHLCFidelity Covington Trust	0.7%	0.5%	13,476	+31.2%	$1.1M
LONZPimco ETF Tr	0.7%	0.7%	22,182	+1.0%	$1.1M
PPAInvesco Aerospace & Defense ETF	0.7%	0.8%	6,981	+0.5%	$1.1M
VTIVanguard Index Fds	0.7%	0.7%	2,850	-0.1%	$1.1M
VUSBVanguard Bd Index Fds	0.7%	0.5%	20,385	+29.4%	$1.0M
VBKVanguard Index Fds	0.7%	0.8%	2,961	-3.1%	$1.0M
BLKBlackrock Inc	0.7%	—	930	—	$984K
KLACKla Corp	0.6%	1.1%	4,895	-6.8%	$954K
IFRAIshares Tr	0.6%	0.8%	17,225	-4.9%	$948K
PANWPalo Alto Networks Inc	0.6%	0.6%	2,301	-8.6%	$914K
FEMRFidelity Covington Trust	0.6%	0.6%	21,820	-1.1%	$898K
JQUAJpmorgan U.s. Quality Factor ETF	0.6%	0.6%	12,101	+1.7%	$893K
MPCMarathon Petroleum	0.6%	—	2,151	—	$851K
MUMicron Technology Inc	0.6%	—	796	—	$848K
PWRQuanta Svcs Inc	0.5%	—	1,260	—	$810K
FELGFidelity Covington Trust	0.5%	0.6%	17,286	-11.7%	$779K
VBILVanguard Instl Index Fd	0.5%	—	10,270	—	$778K
UTESEtfis Ser Tr I	0.5%	0.7%	10,657	-13.2%	$748K
TSMTaiwan Semiconductor Manufac	0.5%	0.6%	1,635	-10.6%	$746K

What Elm3 Financial Group, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +18.9% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$149.9M	150
Q2 2026	$146.0M	135
Q1 2026	$118.4M	117
Q4 2025	$120.6M	113
Q3 2025	$122.0M	111
Q2 2025	$120.3M	108
Q1 2025	$113.8M	101
Q4 2024	$117.3M	90

Questions about Elm3 Financial Group, LLC's portfolio

What stocks does Elm3 Financial Group, LLC own?

Elm3 Financial Group, LLC's latest 13F, for Q3 2026 and filed Oct 7, 2026, lists 150 positions worth $149.9M. The largest are Amazon Com Inc (AMZN) at 6.1%, Nvidia Corporation (NVDA) at 5.9%, Broadcom Inc (AVGO) at 3.7%, Eli Lilly & Co (LLY) at 3.2% and Microsoft Corp (MSFT) at 3.2%.

What did Elm3 Financial Group, LLC buy last quarter?

In Q3 2026, Elm3 Financial Group, LLC added Fidelity Merrimack Str Tr (FLDR) (+60.6% shares), Schwab Strategic Tr (SCYB) (+47.3% shares) and Fidelity Covington Trust (FHLC) (+31.2% shares), compared with its Q2 2026 filing.

What did Elm3 Financial Group, LLC sell last quarter?

In Q3 2026, Elm3 Financial Group, LLC cut from its top 50 Pimco Corporate & Income Opp (PTY), cut from its top 50 Berkley W R Corp (WRB), cut from its top 50 T Rowe Price Exchange-Traded (THYF), cut from its top 50 Home Depot Inc (HD), cut from its top 50 Progressive Corp (PGR), Ishares Tr (MTUM) (-19.3% shares), Etfis Ser Tr I (UTES) (-13.2% shares) and Fidelity Covington Trust (FELG) (-11.7% shares), compared with its Q2 2026 filing.

When is Elm3 Financial Group, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Elm3 Financial Group, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Elm3 Financial Group, LLC manage?

Elm3 Financial Group, LLC reported $189.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $149.9M.