Q3 2026 13F · SEC CIK 1561383

Financial Designs Corp

Wealth managerFiled 2026-10-09 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $194.2M
Reported positions: 39
Top holdings a year, 3 yrs: +11.9%
Assets under management: $507.9M

Financial Designs Corp is a wealth manager that reported 39 positions worth $194.2M in its Q3 2026 13F, filed 2026-10-09. Its largest holdings were Ishares Tr (ITOT, 24.1%), Ishares Tr (AGG, 14.5%), Swan Hedged (HEGD, 8.5%). A portfolio copying its top holdings returned 11.9% a year over the last 3 years, against 20.4% for the S&P 500.

Financial Designs Corp holdings all 39 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Financial Designs Corp 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
ITOTIshares Tr	24.1%	24.8%	281,068	-0.1%	$46.7M
AGGIshares Tr	14.5%	15.3%	298,782	+3.6%	$28.2M
HEGDSwan Hedged	8.5%	8.7%	615,923	+1.4%	$16.5M
OMFLInvesco Exch Trd Slf Idx Fd	8.1%	8.4%	226,798	-0.3%	$15.8M
IXUSIshares Tr	7.6%	7.8%	155,691	+1.5%	$14.8M
DIVOAmplify ETF Tr	7.4%	7.5%	309,129	+1.2%	$14.4M
VFLOVictory Portfolios II Victoryshares Free	5.9%	5.3%	225,542	+4.1%	$11.5M
TXUEThornburg ETF Tr	5.3%	5.0%	294,455	+9.6%	$10.2M
DYNFBlackrock ETF Trust	2.8%	0.5%	77,180	+446.0%	$5.3M
GRNYTidal Trust I	2.3%	2.3%	158,389	+1.9%	$4.4M
BALTInnovator Etfs Trust	2.3%	2.3%	125,064	+0.4%	$4.4M
SCHBSchwab Strategic Tr	2.1%	1.7%	139,518	+30.2%	$4.1M
SCHZSchwab Strategic Tr	1.3%	1.4%	116,711	+4.6%	$2.6M
FBTCFidelity Wise Origin Bitcoin	1.1%	0.8%	29,016	+3.1%	$2.1M
FETHFidelity Ethereum Fd	0.8%	0.4%	55,063	+7.7%	$1.5M
NVDANvidia Corporation	0.6%	0.5%	4,824	+3.8%	$1.1M
AAPLApple Inc	0.5%	0.5%	3,123	+3.4%	$1.0M
SCHDSchwab Strategic Tr	0.5%	2.1%	31,313	-75.1%	$1.0M
AMZNAmazon Com Inc	0.5%	0.4%	3,588	+7.1%	$894K
TSLATesla Inc	0.4%	0.5%	2,277	+2.0%	$808K
GLDSpdr Gold Tr	0.3%	0.3%	1,612	+3.5%	$614K
SGOLEtfs Gold Tr	0.3%	0.3%	15,170	+0.1%	$600K
SLVIshares Silver Tr	0.3%	0.3%	10,477	+5.1%	$571K
MUNIPimco ETF Tr	0.3%	0.3%	11,361	+0.0%	$565K
MINTPimco Enhanced Short Maturity Active Exc	0.2%	0.3%	4,718	+2.1%	$474K
FTLSFirst Tr Exch Traded Fd III	0.2%	0.2%	5,062	+0.0%	$388K
SCHXSchwab Strategic Tr	0.2%	0.2%	12,040	-15.0%	$361K
RSPInvesco Exchange Traded Fd T	0.2%	0.2%	1,478	+1.6%	$307K
AVGOBroadcom Inc	0.2%	0.1%	857	+27.0%	$301K
MSFTMicrosoft Corp	0.2%	New	579	—	$297K
NOCNorthrop Grumman Corp	0.1%	0.2%	603	+0.0%	$292K
GRBKGreen Brick Partners Inc	0.1%	0.2%	4,150	+0.0%	$274K
SFLRInnovator Etfs Trust	0.1%	0.1%	6,725	-1.3%	$262K
BUFDFirst Tr Exchng Traded Fd Vi	0.1%	0.1%	8,169	+6.4%	$248K
EIXEdison Intl	0.1%	0.2%	4,601	-22.5%	$247K
SCHMSchwab Strategic Tr	0.1%	0.1%	7,116	+0.0%	$242K
SLSSellas Life Sciences Group I	0.1%	0.2%	19,186	-17.8%	$236K
WELLWelltower Inc	0.1%	0.1%	1,005	+0.0%	$231K
DISDisney Walt Co	0.1%	0.1%	2,090	-5.5%	$219K

What Financial Designs Corp bought and sold in Q3 2026, against Q2 2026.

Sold out

Share counts compared with the Q2 2026 13F; a split also changes share counts.

How the holdings did against the S&P 500.

1 year: +13.6% /yr; S&P 500 +20.1%
3 years: +11.9% /yr; S&P 500 +20.4%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$194.2M	39
Q2 2026	$186.6M	41
Q1 2026	$179.6M	40
Q4 2025	$176.6M	23
Q3 2025	$172.7M	22
Q2 2025	$163.1M	35
Q1 2025	$143.6M	20
Q4 2024	$151.8M	20
Q3 2024	$155.0M	20
Q2 2024	$145.5M	19
Q1 2024	$151.7M	18
Q4 2023	$122.3M	9

Questions about Financial Designs Corp's portfolio

What stocks does Financial Designs Corp own?

Financial Designs Corp's latest 13F, for Q3 2026 and filed Oct 9, 2026, lists 39 positions worth $194.2M. The largest are Ishares Tr (ITOT) at 24.1%, Ishares Tr (AGG) at 14.5%, Swan Hedged (HEGD) at 8.5%, Invesco Exch Trd Slf Idx Fd (OMFL) at 8.1% and Ishares Tr (IXUS) at 7.6%.

What did Financial Designs Corp buy last quarter?

In Q3 2026, Financial Designs Corp added a new position in Microsoft Corp (MSFT), Blackrock ETF Trust (DYNF) (+446.0% shares), Schwab Strategic Tr (SCHB) (+30.2% shares) and Broadcom Inc (AVGO) (+27.0% shares), compared with its Q2 2026 filing.

What did Financial Designs Corp sell last quarter?

In Q3 2026, Financial Designs Corp sold all of Sempra (SRE), sold all of Autozone Inc (AZO), sold all of ETF Opportunities Trust (XRPR), Schwab Strategic Tr (SCHD) (-75.1% shares), Edison Intl (EIX) (-22.5% shares) and Sellas Life Sciences Group I (SLS) (-17.8% shares), compared with its Q2 2026 filing.

How has Financial Designs Corp's portfolio performed?

A portfolio copying Financial Designs Corp's 20 largest 13F holdings each quarter, from the day each filing was public, returned +11.9% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +13.6% against +20.1%.

When is Financial Designs Corp's next 13F filing due?

13F filings are due 45 days after each quarter ends. Financial Designs Corp's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Financial Designs Corp manage?

Financial Designs Corp reported $507.9M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $194.2M.