Q3 2026 13F · SEC CIK 1568132

Financial Management Professionals, Inc.

Wealth managerFiled 2026-10-23 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $1.1B
Reported positions: 1,049
Top holdings a year, 3 yrs: +15.9%
Assets under management: $1.3B

Financial Management Professionals, Inc. is a wealth manager that reported 1,049 positions worth $1.1B in its Q3 2026 13F, filed 2026-10-23. Its largest holdings were Goldman Sachs ETF Tr (GSLC, 10.9%), Dimensional ETF Trust (DFAI, 6.8%), Goldman Sachs ETF Tr (GSIE, 6.2%). A portfolio copying its top holdings returned 15.9% a year over the last 3 years, against 20.4% for the S&P 500.

Financial Management Professionals, Inc. holdings largest 50 of 1,049 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Financial Management Professionals, Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
GSLCGoldman Sachs ETF Tr	10.9%	10.6%	796,301	+0.9%	$115.5M
DFAIDimensional ETF Trust	6.8%	6.8%	1,746,734	+0.7%	$72.4M
GSIEGoldman Sachs ETF Tr	6.2%	6.1%	1,425,555	+1.0%	$65.3M
SCHXSchwab Strategic Tr	5.9%	5.7%	2,073,918	+0.7%	$62.2M
JHMMJohn Hancock Exchange Traded	5.5%	5.7%	817,056	+1.1%	$58.4M
SCHVSchwab Strategic Tr	5.5%	5.7%	1,738,485	+1.0%	$57.9M
PULSPgim ETF Tr	4.8%	—	1,017,155	—	$50.5M
IWBIshares Tr	4.7%	5.3%	119,214	-13.2%	$49.6M
BNDVanguard Bd Index Fds	3.9%	4.0%	584,043	+2.2%	$41.0M
SMLFIshares Tr	3.8%	4.0%	477,122	+0.5%	$39.9M
VBVanguard Index Fds	3.4%	3.6%	126,568	+1.4%	$36.0M
DFAEDimensional ETF Trust	2.8%	2.8%	759,209	+3.6%	$29.8M
VTVVanguard Index Fds	2.8%	2.8%	134,974	+0.2%	$29.2M
IEMGIshares Inc	2.5%	2.6%	327,655	-2.4%	$26.6M
SCHFSchwab Strategic Tr	2.4%	2.5%	939,383	-1.4%	$25.8M
BWZSPDR Short International	2.4%	—	957,783	—	$25.7M
JPSTJ P Morgan Exchange Traded F	1.8%	1.8%	389,046	+1.5%	$19.6M
SPYState Str Spdr S&p 500 ETF T	1.2%	2.0%	16,051	-43.0%	$12.3M
VOVanguard Index Fds	1.1%	1.1%	142,145	+1.3%	$11.1M
VEUVanguard Intl Equity Index F	1.0%	1.0%	132,749	+1.5%	$11.0M
FEZSpdr Index Shs Fds	1.0%	—	163,622	—	$11.0M
SPYVState Street Spdr Portfolio S&p 500 Valu	1.0%	1.0%	169,907	+2.0%	$10.4M
BBAXJ P Morgan Exchange Traded F	0.9%	0.9%	160,411	+3.3%	$9.9M
AAPLApple Inc	0.9%	0.8%	27,713	-1.3%	$9.2M
BITBBitwise Bitcoin ETF Tr	0.7%	0.5%	173,574	+3.5%	$7.9M
JPIBJ P Morgan Exchange Traded F	0.7%	0.7%	160,363	+0.6%	$7.5M
JPIEJpmorgan Income ETF	0.7%	0.7%	158,001	-3.3%	$7.1M
NVDANvidia Corporation	0.6%	0.7%	29,013	-19.6%	$6.6M
HELOJ P Morgan Exchange Traded F	0.4%	0.5%	67,404	-7.8%	$4.7M
BILSpdr Series Trust	0.4%	2.5%	49,258	-83.2%	$4.5M
JPMJpmorgan Chase & Co	0.4%	0.4%	11,684	-0.1%	$3.9M
MSFTMicrosoft Corp	0.3%	0.2%	7,034	+4.2%	$3.6M
XOMExxonmobil Holdings Corp	0.3%	—	21,339	—	$3.5M
AMZNAmazon Com Inc	0.3%	0.3%	12,342	+0.9%	$3.1M
XLKSelect Sector Spdr Tr	0.2%	—	12,525	—	$2.5M
HOMBHome Bancshares Inc	0.2%	0.2%	83,791	+0.0%	$2.4M
SCHBSchwab Strategic Tr	0.2%	0.2%	76,775	-7.0%	$2.3M
IYZIshares Tr	0.2%	0.2%	52,096	-10.3%	$2.1M
METAMeta Platforms Inc	0.2%	—	2,781	—	$2.0M
AVGOBroadcom Inc	0.2%	0.2%	5,730	-0.6%	$2.0M
IXUSIshares Tr	0.2%	0.2%	20,912	+0.7%	$2.0M
GOOGLAlphabet Inc	0.2%	0.2%	5,498	-0.1%	$1.9M
AMDAdvanced Micro Devices Inc	0.2%	0.2%	3,043	-0.6%	$1.9M
PSIInvesco Exchange Traded Fd T	0.2%	0.2%	12,103	-7.0%	$1.8M
SHVIshares Tr	0.2%	0.2%	16,221	+0.0%	$1.8M
FXNFirst Tr Exchange-Traded Fd	0.2%	—	81,496	—	$1.8M
TSLATesla Inc	0.2%	0.2%	4,911	-0.5%	$1.7M
XBISpdr Series Trust	0.2%	0.2%	11,025	-8.1%	$1.7M
CSCOCisco Sys Inc	0.2%	0.2%	15,740	-9.4%	$1.7M
GLDSpdr Gold Tr	0.2%	—	4,387	—	$1.7M

What Financial Management Professionals, Inc. bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

No position grew by more than 5%.

Reduced

BIL Spdr Series Trust-83.2% shares
SPY State Str Spdr S&p 500 ETF T-43.0% shares
NVDA Nvidia Corporation-19.6% shares
IWB Ishares Tr-13.2% shares
IYZ Ishares Tr-10.3% shares
CSCO Cisco Sys Inc-9.4% shares
XBI Spdr Series Trust-8.1% shares
HELO J P Morgan Exchange Traded F-7.8% shares

Left the top 50

USHY iShares Broad USD High Yield Corporate Bwas 2.5%
SPTM Spdr Series Trustwas 1.1%
XOM Exxon Mobil Corpwas 0.3%
PRN Invesco Exchange Traded Fd Twas 0.3%
MXI IShares Tr.-S&P Gl.Mat.Ind.was 0.2%
IWD Ishares Trwas 0.2%
XTL Spdr Series Trustwas 0.2%
MS Morgan Stanleywas 0.2%

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +18.0% /yr; S&P 500 +20.1%
3 years: +15.9% /yr; S&P 500 +20.4%
5 years: +7.7% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$1.1B	1,049
Q2 2026	$1.1B	1,054
Q1 2026	$891.6M	961
Q4 2025	$969.6M	965
Q3 2025	$960.8M	946
Q2 2025	$888.8M	1,015
Q1 2025	$782.9M	994
Q4 2024	$791.1M	983
Q3 2024	$805.4M	912
Q2 2024	$728.6M	880
Q1 2024	$678.5M	932
Q4 2023	$613.7M	923

Questions about Financial Management Professionals, Inc.'s portfolio

What stocks does Financial Management Professionals, Inc. own?

Financial Management Professionals, Inc.'s latest 13F, for Q3 2026 and filed Oct 23, 2026, lists 1,049 positions worth $1.1B. The largest are Goldman Sachs ETF Tr (GSLC) at 10.9%, Dimensional ETF Trust (DFAI) at 6.8%, Goldman Sachs ETF Tr (GSIE) at 6.2%, Schwab Strategic Tr (SCHX) at 5.9% and John Hancock Exchange Traded (JHMM) at 5.5%.

What did Financial Management Professionals, Inc. buy last quarter?

Financial Management Professionals, Inc. opened no new positions and grew none by more than 5% among its largest holdings in Q3 2026.

What did Financial Management Professionals, Inc. sell last quarter?

In Q3 2026, Financial Management Professionals, Inc. cut from its top 50 iShares Broad USD High Yield Corporate B (USHY), cut from its top 50 Spdr Series Trust (SPTM), cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Invesco Exchange Traded Fd T (PRN), cut from its top 50 IShares Tr.-S&P Gl.Mat.Ind. (MXI), Spdr Series Trust (BIL) (-83.2% shares), State Str Spdr S&p 500 ETF T (SPY) (-43.0% shares) and Nvidia Corporation (NVDA) (-19.6% shares), compared with its Q2 2026 filing.

How has Financial Management Professionals, Inc.'s portfolio performed?

A portfolio copying Financial Management Professionals, Inc.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +15.9% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +18.0% against +20.1%. Over 5 years: +7.7% a year against +11.6%.

When is Financial Management Professionals, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Financial Management Professionals, Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Financial Management Professionals, Inc. manage?

Financial Management Professionals, Inc. reported $1.3B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $1.1B.