Q2 2026 13F · SEC CIK 1697882

Flaharty Asset Management, LLC

Wealth managerFiled 2026-07-08 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $69.9M
Reported positions: 52
Top holdings a year, 3 yrs: +8.4%
Assets under management: $901.6M

Flaharty Asset Management, LLC is a wealth manager that reported 52 positions worth $69.9M in its Q2 2026 13F, filed 2026-07-08. Its largest holdings were Pimco ETF Tr (MINT, 6.6%), Janus Detroit Str Tr (JAAA, 4.2%), First Tr Exchange-Traded Fd (FTSL, 4.2%). A portfolio copying its top holdings returned 8.4% a year over the last 3 years, against 20.4% for the S&P 500.

Flaharty Asset Management, LLC holdings largest 50 of 52 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Flaharty Asset Management, LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
MINTPimco ETF Tr	6.6%	5.8%	45,705	-90.2%	$4.6M
JAAAJanus Detroit Str Tr	4.2%	4.8%	57,945	-92.4%	$2.9M
FTSLFirst Tr Exchange-Traded Fd	4.2%	4.5%	64,936	-91.9%	$2.9M
XLFSelect Sector Spdr Tr	3.8%	3.9%	47,506	-92.6%	$2.6M
PFMInvesco Exchange Traded Fd T	3.8%	3.2%	47,080	-90.6%	$2.6M
KORPAmerican Centy ETF Tr	3.8%	3.9%	55,973	-91.7%	$2.6M
XCEMColumbia ETF Tr II	3.7%	3.8%	50,945	-93.3%	$2.6M
SDYSpdr Series Trust	3.7%	3.6%	16,573	-91.6%	$2.6M
TDIVFirst Tr Exchange Traded Fd	3.6%	3.1%	22,589	-91.4%	$2.5M
XLISelect Sector Spdr Tr	3.4%	3.4%	12,937	-92.4%	$2.4M
FTGCFirst Tr Exchange Trad Fd Vi	3.2%	3.7%	83,146	-92.0%	$2.3M
IWDIshares Russell 1000 Value ETF	3.2%	3.3%	9,052	-92.7%	$2.2M
FLGVFranklin Templeton ETF Tr	3.1%	3.5%	108,143	-92.3%	$2.2M
BONDPimco ETF Tr	3.1%	3.3%	23,676	-91.8%	$2.2M
JPSTJ P Morgan Exchange Traded Fd	3.1%	2.1%	42,699	-87.1%	$2.2M
IWFIshares Russell 1000 Growth ETF	2.8%	3.5%	16,096	-75.8%	$2.0M
PFFDGlobal X Fds	2.6%	2.6%	97,614	-91.5%	$1.8M
AVUVAvantis US Small Cap Value ETF	2.6%	2.8%	14,622	-92.9%	$1.8M
TVALT Rowe Price Exchange-Traded	2.5%	2.2%	42,060	-91.5%	$1.8M
SPBOState Street ETF/USA	2.4%	2.7%	58,923	-92.1%	$1.7M
QGROAmerican Centy ETF Tr	2.4%	2.0%	14,154	-90.6%	$1.7M
RSPGInvesco S&p 500 Equal Weight Energy ETF	2.3%	3.3%	16,436	-93.2%	$1.6M
JSIJanus Henderson Securitized Income ETF	2.2%	2.5%	29,751	-92.4%	$1.5M
SKYYFirst Tr Exchange-Traded Fd	2.1%	2.2%	10,992	-93.3%	$1.5M
KNGFirst Tr Exchange-Traded Fd	2.1%	2.2%	28,594	-92.0%	$1.5M
EMBDGlobal X Fds	1.9%	2.2%	56,983	-92.3%	$1.4M
IWOIshares Russell 2000 Growth ETF	1.3%	1.0%	2,296	-91.4%	$888K
UTESEtfis Ser Tr I	1.3%	1.1%	10,904	-90.5%	$885K
JSMDJanus Detroit Str Tr	1.0%	0.8%	7,272	-91.4%	$715K
AAPLApple Inc	1.0%	0.3%	2,284	-71.9%	$705K
IJJiShares S&P Midcap 400 Value	1.0%	1.0%	4,553	-92.3%	$668K
RPVInvesco S&p 500 Pure Value	0.9%	0.8%	5,389	-91.3%	$623K
SPYSpdr S&p 500 ETF Tr	0.9%	0.3%	827	-79.2%	$616K
QQQInvesco Qqq Tr	0.9%	0.7%	857	-91.0%	$611K
MFSIMfs Active Exchange Traded F	0.9%	0.8%	18,224	-91.3%	$596K
MSFTMicrosoft Corp	0.8%	0.4%	1,474	-84.9%	$576K
JPMJpmorgan Chase & Co	0.8%	—	1,691	—	$566K
SCHFSchwab Intl Equity	0.8%	—	20,390	—	$560K
VONGVanguard Russell 1000 Growth ETF	0.7%	—	3,917	—	$489K
VONVVanguard Russell 1000 Value ETF	0.7%	—	4,499	—	$487K
VMCVulcan Matls Co Com	0.6%	0.2%	1,292	-71.7%	$392K
SCHCSchwab Strategic Tr	0.5%	—	7,790	—	$378K
RYUInvesco Exchange Traded Fd T	0.5%	0.2%	4,079	-77.7%	$334K
LAMRLamar Advertising Co	0.5%	—	1,995	—	$314K
XLPState Street Consumer Staples Select Sec	0.4%	—	3,599	—	$306K
RDVYFirst Trust Rising Dividend Achievers Et	0.4%	0.4%	3,298	-93.6%	$264K
IHIIshares Tr	0.3%	—	4,709	—	$244K
NSCNorfolk Southn Corp	0.3%	—	740	—	$239K
UNHUnitedhealth Group Inc Com	0.3%	—	520	—	$221K
XOMExxon Mobil Corp	0.3%	—	1,595	—	$219K

What Flaharty Asset Management, LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Added to

No position grew by more than 5%.

Reduced

RDVY First Trust Rising Dividend Achievers Et-93.6% shares
SKYY First Tr Exchange-Traded Fd-93.3% shares
XCEM Columbia ETF Tr II-93.3% shares
RSPG Invesco S&p 500 Equal Weight Energy ETF-93.2% shares
AVUV Avantis US Small Cap Value ETF-92.9% shares
IWD Ishares Russell 1000 Value ETF-92.7% shares
XLF Select Sector Spdr Tr-92.6% shares
JSI Janus Henderson Securitized Income ETF-92.4% shares

Left the top 50

CAT Caterpillar Inc Comwas 0.3%
NVDA Nvidia Corporation Comwas 0.3%
DVY iShares Select Dividend ETF Totalwas 0.3%
XYLD Global X Fdswas 0.3%
QYLD Global X Fdswas 0.3%
GRID First Tr Exchange-Traded Fdwas 0.3%
JNJ Johnson & Johnsonwas 0.2%
VNQ Vanguard Real Estate ETFwas 0.2%

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +10.9% /yr; S&P 500 +20.1%
3 years: +8.4% /yr; S&P 500 +20.4%
5 years: +2.0% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$69.9M	52
Q1 2026	$805.5M	133
Q4 2025	$800.7M	141
Q3 2025	$787.1M	130
Q2 2025	$731.1M	129
Q1 2025	$693.0M	507
Q4 2024	$685.0M	128
Q3 2024	$711.2M	446
Q2 2024	$676.9M	119
Q1 2024	$673.8M	118
Q4 2023	$633.1M	117
Q3 2023	$597.6M	471

Questions about Flaharty Asset Management, LLC's portfolio

What stocks does Flaharty Asset Management, LLC own?

Flaharty Asset Management, LLC's latest 13F, for Q2 2026 and filed Jul 8, 2026, lists 52 positions worth $69.9M. The largest are Pimco ETF Tr (MINT) at 6.6%, Janus Detroit Str Tr (JAAA) at 4.2%, First Tr Exchange-Traded Fd (FTSL) at 4.2%, Select Sector Spdr Tr (XLF) at 3.8% and Invesco Exchange Traded Fd T (PFM) at 3.8%.

What did Flaharty Asset Management, LLC buy last quarter?

Flaharty Asset Management, LLC opened no new positions and grew none by more than 5% among its largest holdings in Q2 2026.

What did Flaharty Asset Management, LLC sell last quarter?

In Q2 2026, Flaharty Asset Management, LLC cut from its top 50 Caterpillar Inc Com (CAT), cut from its top 50 Nvidia Corporation Com (NVDA), cut from its top 50 iShares Select Dividend ETF Total (DVY), cut from its top 50 Global X Fds (XYLD), cut from its top 50 Global X Fds (QYLD), First Trust Rising Dividend Achievers Et (RDVY) (-93.6% shares), First Tr Exchange-Traded Fd (SKYY) (-93.3% shares) and Columbia ETF Tr II (XCEM) (-93.3% shares), compared with its Q1 2026 filing.

How has Flaharty Asset Management, LLC's portfolio performed?

A portfolio copying Flaharty Asset Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +8.4% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +10.9% against +20.1%. Over 5 years: +2.0% a year against +11.6%.

When is Flaharty Asset Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Flaharty Asset Management, LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Flaharty Asset Management, LLC manage?

Flaharty Asset Management, LLC reported $901.6M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $69.9M.