Q3 2026 13F · SEC CIK 1845643

FOCUS Wealth Advisors, LLC

Wealth managerFiled 2026-10-14 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $208.7M
Reported positions: 62
Top holdings a year, 3 yrs: +14.1%
Assets under management: $247.6M

FOCUS Wealth Advisors, LLC is a wealth manager that reported 62 positions worth $208.7M in its Q3 2026 13F, filed 2026-10-14. Its largest holdings were First Tr Exchng Traded Fd Vi (FMAY, 13.2%), Vanguard Bd Index Fds (BND, 7.4%), Ishares Tr (IVV, 6.3%). A portfolio copying its top holdings returned 14.1% a year over the last 3 years, against 20.4% for the S&P 500.

FOCUS Wealth Advisors, LLC holdings largest 50 of 62 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

FOCUS Wealth Advisors, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
FMAYFirst Tr Exchng Traded Fd Vi	13.2%	12.7%	478,282	-2.2%	$27.4M
BNDVanguard Bd Index Fds	7.4%	7.4%	219,472	+1.3%	$15.4M
IVVIshares Tr	6.3%	6.0%	17,230	-0.2%	$13.2M
DIASpdr Dow Jones Indl Average	5.8%	5.9%	23,833	-2.2%	$12.1M
ONEQFidelity Comwlth Tr	5.6%	5.5%	111,023	-2.7%	$11.8M
ITMVaneck ETF Trust	3.5%	4.0%	167,761	-9.0%	$7.4M
FTLSFirst Tr Exch Traded Fd III	3.3%	3.1%	89,672	-1.7%	$6.9M
ITAIshares Tr	3.3%	3.8%	33,070	-1.8%	$6.9M
XMESpdr Series Trust	3.2%	3.2%	63,658	-1.9%	$6.6M
QQQMInvesco Exch Traded Fd Tr II	3.1%	3.0%	21,152	-1.5%	$6.4M
BUFRFirst Tr Exchng Traded Fd Vi	3.0%	2.9%	168,832	-1.9%	$6.3M
DVYIshares Tr	2.8%	2.8%	38,365	-1.9%	$5.8M
XLESelect Sector Spdr Tr	2.6%	2.3%	89,682	-2.6%	$5.5M
NVDANvidia Corporation	2.4%	2.1%	22,134	-1.2%	$5.1M
AAPLApple Inc	2.3%	2.0%	14,302	-1.8%	$4.8M
PBProsperity Bancshares Inc	2.1%	—	66,742	—	$4.4M
QTUMETF Ser Solutions	2.1%	2.2%	28,653	-1.1%	$4.3M
XSDSpdr Series Trust	1.9%	2.2%	7,448	-0.8%	$3.9M
GEGe Aerospace	1.7%	2.0%	11,584	-1.6%	$3.6M
VOOVanguard Index Fds	1.7%	1.6%	4,921	+0.2%	$3.4M
MSFTMicrosoft Corp	1.6%	1.1%	6,459	-0.9%	$3.3M
CWBSpdr Series Trust	1.4%	1.4%	28,661	-0.9%	$2.9M
AXPAmerican Express Co	1.3%	1.4%	8,815	-1.5%	$2.7M
PLTRPalantir Technologies Inc	1.3%	0.8%	14,070	+0.2%	$2.6M
VVisa Inc	1.2%	1.2%	7,245	-2.0%	$2.6M
XOMExxonmobil Holdings Corp	1.1%	—	13,976	—	$2.3M
PFFIshares Tr	1.0%	1.0%	73,899	+1.2%	$2.2M
HYGIshares Tr	1.0%	1.0%	28,177	+0.8%	$2.2M
EMHYIshares Inc	1.0%	1.0%	52,955	+0.9%	$2.1M
AMATApplied Matls Inc	1.0%	1.3%	3,906	-1.8%	$2.0M
FALNIshares Tr	0.9%	0.9%	75,889	+0.9%	$2.0M
CATCaterpillar Inc	0.8%	1.1%	2,187	-1.1%	$1.8M
CSCOCisco Sys Inc	0.8%	0.9%	15,487	-0.9%	$1.7M
AVGOBroadcom Inc	0.7%	0.8%	4,412	+0.0%	$1.5M
AGGIshares Tr	0.6%	0.6%	12,595	+0.0%	$1.2M
GEVGe Vernova Inc	0.5%	0.6%	1,058	-1.0%	$1.0M
VYMVanguard Whitehall Fds	0.5%	0.4%	6,108	+0.0%	$948K
RVNUDbx ETF Tr	0.4%	0.5%	39,796	-9.5%	$927K
MLNVaneck ETF Trust	0.4%	0.5%	55,635	-9.6%	$908K
PZAInvesco Exch Traded Fd Tr II	0.4%	0.5%	42,051	-9.6%	$899K
TFISpdr Series Trust	0.4%	0.5%	20,949	-9.8%	$896K
PWZInvesco Exch Traded Fd Tr II	0.4%	0.5%	39,199	-9.8%	$875K
HWCHancock Whitney Corporation	0.4%	0.4%	10,997	+0.7%	$792K
XLGInvesco Exchange Traded Fd T	0.3%	0.3%	10,920	+0.0%	$695K
HDHome Depot Inc	0.3%	0.4%	2,189	+0.6%	$623K
IGIBIshares Tr	0.3%	0.3%	10,434	+0.0%	$525K
VUGVanguard Index Fds	0.2%	0.2%	5,623	+0.0%	$507K
GOOGAlphabet Inc	0.2%	0.2%	1,413	+0.1%	$481K
QQQInvesco Qqq Tr	0.2%	—	615	—	$455K
MUBIshares Tr	0.2%	0.2%	4,313	+0.0%	$436K

What FOCUS Wealth Advisors, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

No position grew by more than 5%.

Reduced

PWZ Invesco Exch Traded Fd Tr II-9.8% shares
TFI Spdr Series Trust-9.8% shares
PZA Invesco Exch Traded Fd Tr II-9.6% shares
MLN Vaneck ETF Trust-9.6% shares
RVNU Dbx ETF Tr-9.5% shares
ITM Vaneck ETF Trust-9.0% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +15.4% /yr; S&P 500 +20.1%
3 years: +14.1% /yr; S&P 500 +20.4%
5 years: +6.2% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$208.7M	62
Q2 2026	$215.7M	61
Q1 2026	$204.6M	59
Q4 2025	$214.9M	58
Q3 2025	$208.1M	58
Q2 2025	$192.4M	56
Q1 2025	$180.9M	56
Q4 2024	$188.5M	57
Q3 2024	$200.5M	60
Q2 2024	$194.8M	59
Q1 2024	$186.8M	58
Q4 2023	$158.1M	56

Questions about FOCUS Wealth Advisors, LLC's portfolio

What stocks does FOCUS Wealth Advisors, LLC own?

FOCUS Wealth Advisors, LLC's latest 13F, for Q3 2026 and filed Oct 14, 2026, lists 62 positions worth $208.7M. The largest are First Tr Exchng Traded Fd Vi (FMAY) at 13.2%, Vanguard Bd Index Fds (BND) at 7.4%, Ishares Tr (IVV) at 6.3%, Spdr Dow Jones Indl Average (DIA) at 5.8% and Fidelity Comwlth Tr (ONEQ) at 5.6%.

What did FOCUS Wealth Advisors, LLC buy last quarter?

FOCUS Wealth Advisors, LLC opened no new positions and grew none by more than 5% among its largest holdings in Q3 2026.

What did FOCUS Wealth Advisors, LLC sell last quarter?

In Q3 2026, FOCUS Wealth Advisors, LLC cut from its top 50 Stellar Bancorp Inc (STEL), cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Ishares Tr (SOXX), Invesco Exch Traded Fd Tr II (PWZ) (-9.8% shares), Spdr Series Trust (TFI) (-9.8% shares) and Invesco Exch Traded Fd Tr II (PZA) (-9.6% shares), compared with its Q2 2026 filing.

How has FOCUS Wealth Advisors, LLC's portfolio performed?

A portfolio copying FOCUS Wealth Advisors, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +14.1% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +15.4% against +20.1%. Over 5 years: +6.2% a year against +11.6%.

When is FOCUS Wealth Advisors, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. FOCUS Wealth Advisors, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does FOCUS Wealth Advisors, LLC manage?

FOCUS Wealth Advisors, LLC reported $247.6M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $208.7M.