Q3 2026 13F · SEC CIK 1911832

Forum Financial Management, LP

Wealth managerFiled 2026-10-16 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $7.7B
Reported positions: 342
Top holdings a year, 3 yrs: +13.3%
Assets under management: $8.7B

Forum Financial Management, LP is a wealth manager that reported 342 positions worth $7.7B in its Q3 2026 13F, filed 2026-10-16. Its largest holdings were Dimensional ETF Trust (DFAC, 24.7%), Ishares Tr (TLH, 12.3%), Dimensional ETF Trust (DFAT, 9.0%). A portfolio copying its top holdings returned 13.3% a year over the last 3 years, against 20.4% for the S&P 500.

Forum Financial Management, LP holdings largest 50 of 342 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Forum Financial Management, LP 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
DFACDimensional ETF Trust	24.7%	24.3%	42,841,242	+0.6%	$1.9B
TLHIshares Tr	12.3%	12.5%	10,253,274	+5.9%	$945.0M
DFATDimensional ETF Trust	9.0%	9.3%	10,399,775	+0.2%	$691.0M
DFEMDimensional ETF Trust	8.2%	8.2%	15,906,068	+0.9%	$631.8M
DFICDimensional ETF Trust	8.2%	7.9%	16,693,558	+1.4%	$627.8M
DFGRDimensional ETF Trust	6.5%	6.7%	18,513,312	+2.9%	$500.8M
DFGPDimensional ETF Trust	4.8%	4.8%	7,124,221	+4.6%	$369.9M
DUHPDfa Invt Dimensions Group in	4.8%	—	8,826,548	—	$369.9M
DISVDimensional ETF Trust	3.2%	2.9%	5,650,530	+0.1%	$244.6M
DIHPDimensional International High Profitabi	2.8%	2.8%	6,435,165	+1.2%	$216.8M
AMGNAmgen Inc	1.9%	1.6%	347,857	-0.0%	$146.6M
DFUSDimensional ETF Trust	1.2%	1.2%	1,128,313	-1.5%	$93.7M
AAPLApple Inc	1.1%	0.9%	251,748	-1.4%	$83.8M
DFUVDimensional ETF Trust	0.8%	0.8%	1,129,229	-2.6%	$62.1M
VGLTVanguard Scottsdale Fds	0.5%	0.5%	839,681	+20.2%	$42.1M
DFAXDimensional ETF Trust	0.5%	0.5%	1,037,858	-1.1%	$38.4M
GOOGAlphabet Inc	0.5%	0.5%	112,648	+5.4%	$38.4M
GOOGLAlphabet Inc	0.4%	0.4%	97,622	+1.5%	$33.6M
MSFTMicrosoft Corp	0.3%	0.2%	49,897	+6.7%	$25.6M
HYDVaneck ETF Trust	0.3%	0.8%	520,312	-58.8%	$25.0M
VTEBVanguard Mun Bd Fds	0.3%	0.8%	517,204	-60.4%	$24.5M
DFSUDimensional ETF Trust	0.3%	0.3%	505,265	+7.2%	$23.8M
DFIVDimensional ETF Trust	0.3%	0.3%	369,340	-0.9%	$20.6M
DFSEDimensional ETF Trust	0.2%	0.2%	366,274	+0.2%	$17.7M
BSVOEa Series Trust	0.2%	0.2%	630,924	-0.5%	$17.6M
METAMeta Platforms Inc	0.2%	0.2%	23,297	+0.2%	$16.9M
VGSRManager Directed Portfolios	0.2%	0.2%	1,390,266	+2.6%	$14.8M
NVDANvidia Corporation	0.2%	0.2%	63,794	-7.6%	$14.6M
ABBVAbbvie Inc	0.2%	0.2%	54,561	-0.2%	$14.3M
AMZNAmazon Com Inc	0.2%	0.2%	56,694	+3.7%	$14.1M
OKEOneok Inc New	0.2%	—	147,029	—	$12.5M
DFSIDimensional ETF Trust	0.2%	0.2%	274,694	+2.0%	$12.4M
SPYState Str Spdr S&p 500 ETF T	0.2%	0.1%	15,531	+1.0%	$11.8M
JPMJpmorgan Chase & Co	0.1%	0.1%	34,334	-1.9%	$11.4M
DFASDimensional ETF Trust	0.1%	0.1%	136,259	-3.7%	$10.5M
VOOVanguard Index Fds	0.1%	0.1%	14,365	+0.2%	$10.1M
DFARDfa Invt Dimensions Group in	0.1%	—	392,214	—	$9.5M
VTIVanguard Index Fds	0.1%	0.1%	24,991	+4.7%	$9.4M
DEDeere & Co	0.1%	0.1%	12,016	-0.1%	$8.1M
ETPCEnergy Transfer L P	0.1%	0.1%	389,002	-0.9%	$7.7M
IWFIshares Tr	0.1%	0.1%	55,520	-2.4%	$7.0M
IVVIshares Tr	0.1%	0.1%	8,851	+4.1%	$6.8M
OUNZVaneck Merk Gold Trust	0.1%	0.1%	160,123	+0.0%	$6.4M
LLYEli Lilly & Co	0.1%	0.1%	5,266	+0.2%	$6.1M
OSBCOld Second Bancorp Inc D	0.1%	0.1%	237,367	+15.4%	$5.8M
SHVIshares Tr	0.1%	—	50,617	—	$5.6M
TBILRbb Fd Inc	0.1%	0.1%	101,050	+5.7%	$5.0M
VUGVanguard Index Fds	0.1%	—	54,631	—	$4.9M
DFSVDfa Invt Dimensions Group in	0.1%	—	130,899	—	$4.9M
XOMExxonmobil Holdings Corp	0.1%	—	28,035	—	$4.6M

What Forum Financial Management, LP bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

VGLT Vanguard Scottsdale Fds+20.2% shares
OSBC Old Second Bancorp Inc D+15.4% shares
DFSU Dimensional ETF Trust+7.2% shares
MSFT Microsoft Corp+6.7% shares
TLH Ishares Tr+5.9% shares
TBIL Rbb Fd Inc+5.7% shares
GOOG Alphabet Inc+5.4% shares

Reduced

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +17.4% /yr; S&P 500 +20.1%
3 years: +13.3% /yr; S&P 500 +20.4%
5 years: +10.5% /yr; S&P 500 +16.8%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$7.7B	342
Q2 2026	$7.8B	352
Q1 2026	$7.1B	331
Q4 2025	$7.7B	1,011
Q3 2025	$7.3B	1,007
Q2 2025	$6.6B	951
Q1 2025	$6.0B	866
Q4 2024	$6.0B	890
Q3 2024	$6.0B	765
Q2 2024	$5.5B	715
Q1 2024	$5.9B	740
Q4 2023	$5.3B	686

Questions about Forum Financial Management, LP's portfolio

What stocks does Forum Financial Management, LP own?

Forum Financial Management, LP's latest 13F, for Q3 2026 and filed Oct 16, 2026, lists 342 positions worth $7.7B. The largest are Dimensional ETF Trust (DFAC) at 24.7%, Ishares Tr (TLH) at 12.3%, Dimensional ETF Trust (DFAT) at 9.0%, Dimensional ETF Trust (DFEM) at 8.2% and Dimensional ETF Trust (DFIC) at 8.2%.

What did Forum Financial Management, LP buy last quarter?

In Q3 2026, Forum Financial Management, LP added Vanguard Scottsdale Fds (VGLT) (+20.2% shares), Old Second Bancorp Inc D (OSBC) (+15.4% shares) and Dimensional ETF Trust (DFSU) (+7.2% shares), compared with its Q2 2026 filing.

What did Forum Financial Management, LP sell last quarter?

In Q3 2026, Forum Financial Management, LP cut from its top 50 Dimensional ETF Trust (DUHP), cut from its top 50 Oneok Inc New (OKE), cut from its top 50 Dimensional US Real (DFAR), cut from its top 50 Dimensional ETF Trust (DFIP), cut from its top 50 Caterpillar Inc (CAT), Vanguard Mun Bd Fds (VTEB) (-60.4% shares), Vaneck ETF Trust (HYD) (-58.8% shares) and Nvidia Corporation (NVDA) (-7.6% shares), compared with its Q2 2026 filing.

How has Forum Financial Management, LP's portfolio performed?

A portfolio copying Forum Financial Management, LP's 20 largest 13F holdings each quarter, from the day each filing was public, returned +13.3% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +17.4% against +20.1%. Over 5 years: +10.5% a year against +16.8%.

When is Forum Financial Management, LP's next 13F filing due?

13F filings are due 45 days after each quarter ends. Forum Financial Management, LP's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Forum Financial Management, LP manage?

Forum Financial Management, LP reported $8.7B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $7.7B.