Q3 2026 13F · SEC CIK 1342396

Founders Financial Securities LLC

Wealth managerFiled 2026-10-28 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $2.0B
Reported positions: 579
Top holdings a year, 3 yrs: +16.1%
Assets under management: $4.1B

Founders Financial Securities LLC is a wealth manager that reported 579 positions worth $2.0B in its Q3 2026 13F, filed 2026-10-28. Its largest holdings were State Street Spdr Portfolio S&p 500 Grow (SPYG, 5.3%), State Street Spdr Portfolio S&p 500 Valu (SPYV, 4.7%), Vanguard Specialized Funds (VIG, 2.7%). A portfolio copying its top holdings returned 16.1% a year over the last 3 years, against 20.4% for the S&P 500.

Founders Financial Securities LLC holdings largest 50 of 579 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Founders Financial Securities LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SPYGState Street Spdr Portfolio S&p 500 Grow	5.3%	6.5%	869,141	-18.4%	$107.0M
SPYVState Street Spdr Portfolio S&p 500 Valu	4.7%	4.8%	1,567,448	+2.7%	$95.8M
VIGVanguard Specialized Funds	2.7%	2.8%	237,684	+2.3%	$55.5M
DFAEDimensional ETF Trust	2.7%	2.8%	1,408,775	+2.4%	$55.4M
VOVanguard Index Fds	2.7%	2.8%	703,373	+2.9%	$55.2M
XLKSelect Sector Spdr Tr	2.7%	2.3%	278,734	+18.2%	$54.6M
VEAVanguard Ftse Developed Markets Index Fu	2.4%	2.5%	701,323	+2.1%	$49.5M
NVDANvidia Corporation	2.3%	2.0%	204,162	+5.2%	$46.6M
IJRIshares Tr	1.9%	2.3%	278,340	-7.3%	$37.9M
FBNDFidelity Merrimack Str Tr	1.7%	1.7%	778,543	+6.2%	$33.7M
AAPLApple Inc	1.6%	1.3%	96,663	+8.3%	$32.2M
AGGIshares Tr	1.5%	1.5%	324,788	+7.5%	$30.7M
JCPBJ P Morgan Exchange Traded F	1.4%	1.4%	652,039	+10.6%	$29.2M
IUSGIshares Tr	1.2%	1.2%	126,869	+3.4%	$24.6M
QQQInvesco Qqq Tr	1.1%	1.3%	31,027	-12.1%	$23.0M
DYNFBlackrock ETF Trust	1.1%	0.4%	323,566	+160.9%	$22.4M
XLFSelect Sector Spdr Tr	1.0%	0.6%	398,569	+97.3%	$21.3M
IDEVIshares Tr	1.0%	1.3%	221,707	-22.0%	$19.8M
CGDVCapital Group Dividend Value	0.9%	0.8%	391,326	+20.3%	$19.1M
CGGRCapital Group Growth ETF	0.9%	0.9%	402,602	+12.3%	$19.1M
SCHGSchwab Strategic Tr	0.9%	0.4%	528,149	+140.2%	$19.0M
PYLDPimco ETF Tr	0.9%	1.0%	684,325	-4.0%	$17.4M
VUGVanguard Index Fds	0.8%	1.2%	190,203	-27.9%	$17.1M
IVVMBlackrock ETF Trust II	0.8%	0.8%	433,819	-0.8%	$16.4M
XLISelect Sector Spdr Tr	0.8%	0.9%	96,552	-0.9%	$16.1M
MSFTMicrosoft Corp	0.7%	0.6%	29,052	-3.0%	$14.9M
USMVIshares Tr	0.7%	0.8%	152,509	-0.0%	$14.9M
SPGMSpdr Index Shs Fds	0.7%	—	163,897	—	$14.2M
XLVSelect Sector Spdr Tr	0.7%	0.4%	79,401	+60.4%	$13.4M
IVVIshares Tr	0.6%	0.7%	17,170	-0.4%	$13.1M
VTVVanguard Index Fds	0.6%	—	56,895	—	$12.3M
CGBLCapital Group Core Balanced	0.6%	0.5%	315,090	+12.9%	$11.6M
CGUSCapital Group Core Equity Et	0.6%	0.5%	255,576	+18.5%	$11.4M
GOOGLAlphabet Inc	0.5%	0.6%	31,499	+2.1%	$10.8M
LGLVSpdr Series Trust	0.5%	0.6%	61,275	+0.1%	$10.7M
IEFAIshares Tr	0.5%	0.7%	108,576	-27.0%	$10.5M
JMUBJ P Morgan Exchange Traded F	0.5%	0.5%	214,524	+6.2%	$10.2M
MUBIshares Tr	0.5%	0.5%	100,902	+12.0%	$10.2M
HOLAJ P Morgan Exchange Traded F	0.5%	0.5%	183,825	-0.6%	$10.2M
CLOXSeries Portfolios Tr	0.5%	—	386,925	—	$9.9M
CLOZSeries Portfolios Tr	0.5%	—	372,020	—	$9.8M
VTIVanguard Index Fds	0.5%	0.5%	25,678	-2.6%	$9.6M
JPIEJpmorgan Income ETF	0.5%	0.5%	212,471	+3.4%	$9.5M
AMZNAmazon Com Inc	0.5%	0.5%	37,161	-3.7%	$9.3M
SGOVIshares Tr	0.4%	0.4%	89,996	+8.5%	$9.1M
XOMExxonmobil Holdings Corp	0.4%	—	54,690	—	$8.9M
METAMeta Platforms Inc	0.4%	—	12,161	—	$8.8M
CGGOCapital Group Gbl Growth Eqt	0.4%	0.4%	211,347	+20.6%	$8.4M
XLESelect Sector Spdr Tr	0.4%	0.4%	136,650	-13.7%	$8.4M
QUALIshares Tr	0.4%	—	36,358	—	$8.1M

What Founders Financial Securities LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

DYNF Blackrock ETF Trust+160.9% shares
SCHG Schwab Strategic Tr+140.2% shares
XLF Select Sector Spdr Tr+97.3% shares
XLV Select Sector Spdr Tr+60.4% shares
CGGO Capital Group Gbl Growth Eqt+20.6% shares
CGDV Capital Group Dividend Value+20.3% shares
CGUS Capital Group Core Equity Et+18.5% shares
XLK Select Sector Spdr Tr+18.2% shares

Reduced

VUG Vanguard Index Fds-27.9% shares
IEFA Ishares Tr-27.0% shares
IDEV Ishares Tr-22.0% shares
SPYG State Street Spdr Portfolio S&p 500 Grow-18.4% shares
XLE Select Sector Spdr Tr-13.7% shares
QQQ Invesco Qqq Tr-12.1% shares
IJR Ishares Tr-7.3% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +18.2% /yr; S&P 500 +20.1%
3 years: +16.1% /yr; S&P 500 +20.4%
5 years: +8.1% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$2.0B	579
Q2 2026	$2.0B	555
Q1 2026	$1.8B	530
Q4 2025	$1.7B	574
Q3 2025	$1.5B	489
Q2 2025	$1.3B	491
Q1 2025	$1.2B	460
Q4 2024	$1.1B	435
Q3 2024	$1.1B	427
Q2 2024	$1.1B	424
Q1 2024	$953.1M	385
Q4 2023	$901.1M	367

Questions about Founders Financial Securities LLC's portfolio

What stocks does Founders Financial Securities LLC own?

Founders Financial Securities LLC's latest 13F, for Q3 2026 and filed Oct 28, 2026, lists 579 positions worth $2.0B. The largest are State Street Spdr Portfolio S&p 500 Grow (SPYG) at 5.3%, State Street Spdr Portfolio S&p 500 Valu (SPYV) at 4.7%, Vanguard Specialized Funds (VIG) at 2.7%, Dimensional ETF Trust (DFAE) at 2.7% and Vanguard Index Fds (VO) at 2.7%.

What did Founders Financial Securities LLC buy last quarter?

In Q3 2026, Founders Financial Securities LLC added Blackrock ETF Trust (DYNF) (+160.9% shares), Schwab Strategic Tr (SCHG) (+140.2% shares) and Select Sector Spdr Tr (XLF) (+97.3% shares), compared with its Q2 2026 filing.

What did Founders Financial Securities LLC sell last quarter?

In Q3 2026, Founders Financial Securities LLC cut from its top 50 Ishares Inc (IEMG), cut from its top 50 Spdr Series Trust (BIL), cut from its top 50 Select Sector Spdr Tr (XLY), cut from its top 50 Vanguard Index Fds (VOO), cut from its top 50 Ishares Tr (TFLO), Vanguard Index Fds (VUG) (-27.9% shares), Ishares Tr (IEFA) (-27.0% shares) and Ishares Tr (IDEV) (-22.0% shares), compared with its Q2 2026 filing.

How has Founders Financial Securities LLC's portfolio performed?

A portfolio copying Founders Financial Securities LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +16.1% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +18.2% against +20.1%. Over 5 years: +8.1% a year against +11.6%.

When is Founders Financial Securities LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Founders Financial Securities LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Founders Financial Securities LLC manage?

Founders Financial Securities LLC reported $4.1B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $2.0B.