Q2 2026 13F · SEC CIK 2109857
Garton & Associates Financial Advisors LLC
Wealth managerFiled 2026-08-11 for Q2 2026. Open the filing ↗ · All SEC filings ↗
- Reported 13F value
- $44.2M
- Reported positions
- 24
- Holdings vs S&P 500, 3 yrs
- —
- Assets under management
- $215.4M
Garton & Associates Financial Advisors LLC is a wealth manager that reported 24 positions worth $44.2M in its Q2 2026 13F, filed 2026-08-11. Its largest holdings were Apple Inc (AAPL, 12.5%), Broadcom Inc (AVGO, 12.4%), Invesco Nasdaq 100 ETF (QQQM, 8.6%).
Garton & Associates Financial Advisors LLC holdings all 24 positions.
Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.
| Stock | % of 13F value | Share change | Reported value |
|---|---|---|---|
| AAPLApple Inc | 12.5% | -4.9% | $5.5M |
| AVGOBroadcom Inc | 12.4% | +1.0% | $5.5M |
| QQQMInvesco Nasdaq 100 ETF | 8.6% | +20.8% | $3.8M |
| AMZNAmazon Com Inc Com | 8.4% | -23.4% | $3.7M |
| ABBVAbbvie Inc | 5.8% | +238.1% | $2.6M |
| AMCRAmcor PLC | 4.8% | +59.5% | $2.1M |
| DUKDuke Energy | 4.8% | +4.6% | $2.1M |
| TCAFT Rowe Price ETF Inc Capital Appreciatio | 4.7% | +2.6% | $2.1M |
| TMUST-Mobile US Inc | 4.5% | — | $2.0M |
| VYMIVanguard International High Dividend Yie | 3.9% | +7.0% | $1.7M |
| PEPPepsico Inc | 3.8% | -6.3% | $1.7M |
| GNTXGentex Corp | 3.2% | +3.7% | $1.4M |
| RBCAARepublic Bancorp Inc Ky | 3.2% | -3.1% | $1.4M |
| UBERUber Technologies Inc | 3.2% | — | $1.4M |
| KOCoca Cola Co | 3.1% | +11.2% | $1.4M |
| EXCExelon Corp | 3.0% | -13.1% | $1.3M |
| HASHasbro Inc | 2.3% | -15.9% | $1.0M |
| ENBEnbridge Inc Com | 1.9% | -0.2% | $838K |
| CMCSAComcast Corp New | 1.2% | — | $539K |
| PFEPfizer Inc | 1.0% | — | $427K |
| TAt&t Inc Com | 1.0% | — | $420K |
| EPDEnterprise Prods Partners L | 0.9% | — | $412K |
| SCHDSchwab Strategic Tr | 0.9% | — | $395K |
| SPHYSpdr Series Trust | 0.9% | — | $378K |
What Garton & Associates Financial Advisors LLC bought and sold in Q2 2026, against Q1 2026.
New positions
Q1 2026's filing was too long to tell new positions apart.
Added to
- ABBV Abbvie Inc+238.1% shares
- AMCR Amcor PLC+59.5% shares
- QQQM Invesco Nasdaq 100 ETF+20.8% shares
- KO Coca Cola Co+11.2% shares
- VYMI Vanguard International High Dividend Yie+7.0% shares
Reduced
- AMZN Amazon Com Inc Com-23.4% shares
- HAS Hasbro Inc-15.9% shares
- EXC Exelon Corp-13.1% shares
- PEP Pepsico Inc-6.3% shares
Sold out
- SWVXX Schwab Prime Advantage Money Investorwas 6.7%
- FBGRX Fidelity Blue Chip Growthwas 4.3%
- FAGIX Fidelity Capital & Incomewas 3.5%
- MSFT Microsoft Corpwas 3.2%
- FTHSX Fullerthaler Behavioral Sm-Cp Eq Instwas 3.0%
- TRAIX T. Rowe Price Capital Appreciation Fundwas 2.5%
- FTXSX Fullerthaler Behavioral Sm-Cp Grinstlwas 2.4%
- PNAIX T Rowe Price All-Cap Opportunities-Iwas 2.4%
Share counts compared with the Q1 2026 13F; a split also changes share counts.
How the holdings did against the S&P 500.
- 1 year
- —
- 3 years
- —
- 5 years
- —
A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.
Reported 13F value by quarter.
| Quarter | 13F value | Positions |
|---|---|---|
| Q2 2026 | $44.2M | 24 |
| Q1 2026 | $122.2M | 123 |
| Q4 2025 | $178.6M | 1,175 |
Questions about Garton & Associates Financial Advisors LLC's portfolio
What stocks does Garton & Associates Financial Advisors LLC own?
Garton & Associates Financial Advisors LLC's latest 13F, for Q2 2026 and filed Aug 11, 2026, lists 24 positions worth $44.2M. The largest are Apple Inc (AAPL) at 12.5%, Broadcom Inc (AVGO) at 12.4%, Invesco Nasdaq 100 ETF (QQQM) at 8.6%, Amazon Com Inc Com (AMZN) at 8.4% and Abbvie Inc (ABBV) at 5.8%.
What did Garton & Associates Financial Advisors LLC buy last quarter?
In Q2 2026, Garton & Associates Financial Advisors LLC added Abbvie Inc (ABBV) (+238.1% shares), Amcor PLC (AMCR) (+59.5% shares) and Invesco Nasdaq 100 ETF (QQQM) (+20.8% shares), compared with its Q1 2026 filing.
What did Garton & Associates Financial Advisors LLC sell last quarter?
In Q2 2026, Garton & Associates Financial Advisors LLC sold all of Schwab Prime Advantage Money Investor (SWVXX), sold all of Fidelity Blue Chip Growth (FBGRX), sold all of Fidelity Capital & Income (FAGIX), sold all of Microsoft Corp (MSFT), sold all of Fullerthaler Behavioral Sm-Cp Eq Inst (FTHSX), Amazon Com Inc Com (AMZN) (-23.4% shares), Hasbro Inc (HAS) (-15.9% shares) and Exelon Corp (EXC) (-13.1% shares), compared with its Q1 2026 filing.
When is Garton & Associates Financial Advisors LLC's next 13F filing due?
13F filings are due 45 days after each quarter ends. Garton & Associates Financial Advisors LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.
How much money does Garton & Associates Financial Advisors LLC manage?
Garton & Associates Financial Advisors LLC reported $215.4M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $44.2M.