Q3 2026 13F · SEC CIK 1963319

GEM Asset Management, LLC

Wealth managerFiled 2026-10-13 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $251.3M
Reported positions: 113
Top holdings a year, 3 yrs: +14.4%
Assets under management: $628.1M

GEM Asset Management, LLC is a wealth manager that reported 113 positions worth $251.3M in its Q3 2026 13F, filed 2026-10-13. Its largest holdings were Sysco Corp (SYY, 11.5%), Dimensional ETF Trust (DFUS, 9.3%), Dimensional ETF Trust (DFAI, 5.0%). A portfolio copying its top holdings returned 14.4% a year over the last 3 years, against 20.4% for the S&P 500.

GEM Asset Management, LLC holdings largest 50 of 113 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

GEM Asset Management, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SYYSysco Corp	11.5%	13.5%	370,623	-9.7%	$28.9M
DFUSDimensional ETF Trust	9.3%	8.1%	282,539	+12.2%	$23.5M
DFAIDimensional ETF Trust	5.0%	5.0%	301,058	-1.9%	$12.5M
SPYState Str Spdr S&p 500 ETF T	4.6%	4.5%	15,245	+0.4%	$11.6M
DFASDimensional ETF Trust	4.4%	4.4%	144,253	+5.6%	$11.2M
DFAEDimensional ETF Trust	3.9%	3.8%	251,423	+5.1%	$9.9M
DFLVDimensional ETF Trust	3.1%	2.6%	193,046	+16.2%	$7.8M
DFAUDimensional ETF Trust	3.1%	3.0%	146,588	-0.9%	$7.7M
DFICDimensional ETF Trust	3.0%	2.4%	199,269	+20.5%	$7.5M
VONGVanguard Scottsdale Fds	2.8%	2.8%	53,820	-1.8%	$6.9M
DFUVDimensional ETF Trust	2.7%	2.7%	125,158	-0.2%	$6.9M
DFACDimensional ETF Trust	2.7%	2.6%	151,200	+1.0%	$6.7M
DFAXDimensional ETF Trust	2.4%	2.3%	165,736	+3.0%	$6.1M
DUHPDfa Invt Dimensions Group in	2.4%	—	146,046	—	$6.1M
SMLFIshares Tr	2.3%	2.5%	69,723	-2.5%	$5.8M
TAXFAmerican Centy ETF Tr	1.6%	1.7%	84,145	-3.5%	$4.0M
AAPLApple Inc	1.6%	1.7%	11,865	-22.4%	$4.0M
VOOVanguard Index Fds	1.6%	1.5%	5,632	+1.0%	$3.9M
IJHIshares Tr	1.5%	1.7%	51,298	-7.0%	$3.7M
VOVanguard Index Fds	1.4%	1.5%	44,596	-6.6%	$3.5M
MSFTMicrosoft Corp	1.4%	1.1%	6,782	-13.2%	$3.5M
RSPInvesco Exchange Traded Fd T	1.3%	1.3%	15,944	+2.8%	$3.3M
SPSBSpdr Series Trust	1.3%	1.0%	110,832	+28.2%	$3.3M
IWMIshares Tr	1.1%	1.3%	10,078	-7.6%	$2.8M
DFNMDimensional ETF Trust	1.0%	1.2%	56,413	-7.3%	$2.6M
EFAIshares Tr	1.0%	1.0%	24,974	+0.0%	$2.6M
DFSVDfa Invt Dimensions Group in	1.0%	—	66,065	—	$2.5M
IVVIshares Tr	0.9%	0.9%	2,970	+0.3%	$2.3M
AVLVAmerican Centy ETF Tr	0.9%	0.9%	24,258	-1.6%	$2.2M
AMDAdvanced Micro Devices Inc	0.7%	0.7%	2,963	-3.7%	$1.8M
AVDEAvantis International Equity ETF	0.7%	0.5%	19,408	+49.2%	$1.7M
DFCFDimensional ETF Trust	0.7%	0.6%	42,290	+18.6%	$1.7M
AVUVAmerican Centy ETF Tr	0.7%	0.7%	14,015	+0.8%	$1.7M
SCZIshares Tr	0.6%	0.6%	17,705	+0.2%	$1.5M
NVDANvidia Corporation	0.6%	0.4%	6,174	+22.5%	$1.4M
AMZNAmazon Com Inc	0.6%	0.8%	5,598	-31.0%	$1.4M
MDYState Str Spdr S&p Midcap 40	0.5%	0.5%	1,958	+12.5%	$1.3M
ABBVAbbvie Inc	0.5%	0.4%	4,500	+0.1%	$1.2M
IWFIshares Tr	0.5%	0.5%	9,326	+0.0%	$1.2M
VBVanguard Index Fds	0.5%	0.5%	4,080	+5.9%	$1.2M
VCITVanguard Scottsdale Fds	0.4%	0.5%	13,312	-4.3%	$1.0M
LLYEli Lilly & Co	0.4%	0.4%	812	+0.0%	$940K
DFEMDimensional ETF Trust	0.3%	0.3%	20,420	+0.7%	$811K
VEAVanguard Ftse Developed Markets Index Fu	0.3%	0.3%	11,423	-4.9%	$807K
CSCOCisco Sys Inc	0.3%	0.3%	7,437	+2.1%	$800K
HACKAmplify ETF Tr	0.3%	—	6,324	—	$767K
JNJJohnson & Johnson	0.3%	0.3%	2,828	+0.1%	$749K
VTWOVanguard Scottsdale Fds	0.3%	0.3%	6,341	+0.6%	$712K
SMHVaneck ETF Trust	0.3%	—	1,164	—	$709K
AVGEAmerican Centy ETF Tr	0.3%	—	6,932	—	$682K

What GEM Asset Management, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

AVDE Avantis International Equity ETF+49.2% shares
SPSB Spdr Series Trust+28.2% shares
NVDA Nvidia Corporation+22.5% shares
DFIC Dimensional ETF Trust+20.5% shares
DFCF Dimensional ETF Trust+18.6% shares
DFLV Dimensional ETF Trust+16.2% shares
MDY State Str Spdr S&p Midcap 40+12.5% shares
DFUS Dimensional ETF Trust+12.2% shares

Reduced

AMZN Amazon Com Inc-31.0% shares
AAPL Apple Inc-22.4% shares
MSFT Microsoft Corp-13.2% shares
SYY Sysco Corp-9.7% shares
IWM Ishares Tr-7.6% shares
DFNM Dimensional ETF Trust-7.3% shares
IJH Ishares Tr-7.0% shares
VO Vanguard Index Fds-6.6% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +17.8% /yr; S&P 500 +20.1%
3 years: +14.4% /yr; S&P 500 +20.4%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$251.3M	113
Q2 2026	$253.9M	116
Q1 2026	$226.6M	107
Q4 2025	$224.4M	107
Q3 2025	$210.9M	103
Q2 2025	$195.3M	101
Q1 2025	$178.6M	95
Q4 2024	$179.4M	91
Q3 2024	$174.9M	91
Q2 2024	$160.6M	89
Q1 2024	$148.7M	85
Q4 2023	$144.1M	78

Questions about GEM Asset Management, LLC's portfolio

What stocks does GEM Asset Management, LLC own?

GEM Asset Management, LLC's latest 13F, for Q3 2026 and filed Oct 13, 2026, lists 113 positions worth $251.3M. The largest are Sysco Corp (SYY) at 11.5%, Dimensional ETF Trust (DFUS) at 9.3%, Dimensional ETF Trust (DFAI) at 5.0%, State Str Spdr S&p 500 ETF T (SPY) at 4.6% and Dimensional ETF Trust (DFAS) at 4.4%.

What did GEM Asset Management, LLC buy last quarter?

In Q3 2026, GEM Asset Management, LLC added Avantis International Equity ETF (AVDE) (+49.2% shares), Spdr Series Trust (SPSB) (+28.2% shares) and Nvidia Corporation (NVDA) (+22.5% shares), compared with its Q2 2026 filing.

What did GEM Asset Management, LLC sell last quarter?

In Q3 2026, GEM Asset Management, LLC cut from its top 50 Dimensional ETF Trust (DUHP), cut from its top 50 Dimensional US Small Cap (DFSV), cut from its top 50 Alphabet Inc (GOOGL), cut from its top 50 Fortinet Inc (FTNT), cut from its top 50 Caterpillar Inc (CAT), Amazon Com Inc (AMZN) (-31.0% shares), Apple Inc (AAPL) (-22.4% shares) and Microsoft Corp (MSFT) (-13.2% shares), compared with its Q2 2026 filing.

How has GEM Asset Management, LLC's portfolio performed?

A portfolio copying GEM Asset Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +14.4% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +17.8% against +20.1%.

When is GEM Asset Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. GEM Asset Management, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does GEM Asset Management, LLC manage?

GEM Asset Management, LLC reported $628.1M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $251.3M.