Q3 2026 13F · SEC CIK 2032497

GEN Financial Management, INC.

Wealth managerFiled 2026-10-13 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $185.0M
Reported positions: 56
Holdings vs S&P 500, 3 yrs: —
Assets under management: $331.8M

GEN Financial Management, INC. is a wealth manager that reported 56 positions worth $185.0M in its Q3 2026 13F, filed 2026-10-13. Its largest holdings were Schwab Strategic Tr (SCHX, 15.0%), Vanguard Specialized Funds (VIG, 14.5%), Vanguard Whitehall Fds (VIGI, 10.5%).

GEN Financial Management, INC. holdings largest 50 of 56 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

GEN Financial Management, INC. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SCHXSchwab Strategic Tr	15.0%	16.6%	922,980	-1.4%	$27.7M
VIGVanguard Specialized Funds	14.5%	16.5%	115,347	-0.4%	$26.9M
VIGIVanguard Whitehall Fds	10.5%	11.5%	205,678	+0.9%	$19.4M
FSMDFidelity Covington Trust	7.7%	9.5%	288,911	-2.9%	$14.2M
VGSHVanguard Scottsdale Fds	7.3%	8.0%	234,180	+2.9%	$13.5M
COWZPacer Fds Tr	7.2%	7.5%	199,445	-0.5%	$13.3M
DFISDimensional ETF Trust	6.1%	6.6%	312,333	+0.1%	$11.3M
VCRBVanguard Malvern Fds	4.8%	5.5%	120,275	+1.3%	$8.9M
JFLXJ P Morgan Exchange Traded F	2.7%	0.3%	100,398	+1088.4%	$4.9M
DFARDfa Invt Dimensions Group in	1.6%	New	123,012	—	$3.0M
SLYGSpdr Series Trust	1.5%	1.9%	25,677	-1.3%	$2.7M
MDYGSpdr Ser Tr	1.4%	1.7%	25,043	+1.5%	$2.6M
BNDVanguard Bd Index Fds	1.3%	New	34,181	—	$2.4M
VOOGVanguard Admiral Fds Inc	1.2%	1.3%	26,220	+0.0%	$2.2M
DFLVDimensional ETF Trust	1.0%	New	47,622	—	$1.9M
VTESVanguard Wellington Fd	1.0%	0.9%	18,133	+26.5%	$1.8M
DFICDimensional ETF Trust	0.9%	New	46,335	—	$1.7M
VTEBVanguard Mun Bd Fds	0.9%	1.0%	36,465	+14.8%	$1.7M
VBILVanguard Instl Index Fd	0.9%	0.9%	20,850	+5.1%	$1.6M
IVVIshares Tr	0.8%	0.8%	1,868	+0.0%	$1.4M
VTVanguard Intl Equity Index F	0.7%	0.8%	8,040	+0.4%	$1.3M
DUHPDfa Invt Dimensions Group in	0.6%	New	27,988	—	$1.2M
BRK-BBerkshire Hathaway Inc Del	0.6%	0.7%	2,140	-8.4%	$1.1M
DFCFDimensional ETF Trust	0.6%	New	26,439	—	$1.1M
VVVanguard Index Fds	0.6%	0.6%	2,904	+0.0%	$1.0M
CSWCCapital Southwest Corporation	0.6%	0.4%	44,069	+65.9%	$1.0M
AOAIshares Tr	0.5%	0.5%	10,004	+10.3%	$973K
DFSVDfa Invt Dimensions Group in	0.5%	New	25,954	—	$972K
TRINTrinity Cap Inc	0.5%	0.5%	53,795	+26.1%	$944K
IVWIshares Tr	0.5%	0.5%	6,553	+0.0%	$932K
VBKVanguard Index Fds	0.5%	0.3%	2,745	+121.4%	$927K
SDYSpdr Ser Tr	0.5%	0.6%	6,169	+0.1%	$904K
MSFTMicrosoft Corp	0.4%	0.3%	1,600	+4.2%	$821K
AVMCAmerican Centy ETF Tr	0.4%	0.5%	9,493	-8.6%	$724K
ITOTIshares Tr	0.4%	0.4%	4,137	+0.0%	$688K
VWOVanguard Intl Equity Index F	0.4%	New	11,500	—	$682K
AAPLApple Inc	0.3%	0.3%	1,699	-0.8%	$566K
IVEIshares Tr	0.3%	0.3%	2,156	-6.0%	$492K
VOTVanguard Index Fds	0.3%	0.3%	1,640	+0.0%	$479K
AVUVAmerican Centy ETF Tr	0.3%	0.3%	4,014	+0.0%	$473K
VUGVanguard Index Fds	0.2%	New	4,694	—	$423K
IGSBIshares Tr	0.2%	New	7,363	—	$377K
HTGCHercules Capital Inc	0.2%	New	21,902	—	$368K
VNQVanguard Index Fds	0.2%	New	3,628	—	$325K
AORIshares Tr	0.2%	0.2%	4,568	+8.5%	$313K
JMUBJ P Morgan Exchange Traded F	0.2%	New	6,350	—	$302K
DISVDimensional ETF Trust	0.2%	New	6,906	—	$299K
IGFiShares Global Infrastructure	0.2%	New	4,781	—	$294K
PANWPalo Alto Networks Inc	0.2%	0.1%	721	+0.0%	$286K
ACWIIshares Tr	0.2%	0.2%	1,788	+0.0%	$284K

What GEN Financial Management, INC. bought and sold in Q3 2026, against Q2 2026.

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +14.7% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$185.0M	56
Q2 2026	$165.9M	41
Q1 2026	$161.5M	51
Q4 2025	$158.8M	47
Q3 2025	$116.0M	44
Q2 2025	$122.3M	44
Q1 2025	$147.6M	51
Q4 2024	$154.1M	56

Questions about GEN Financial Management, INC.'s portfolio

What stocks does GEN Financial Management, INC. own?

GEN Financial Management, INC.'s latest 13F, for Q3 2026 and filed Oct 13, 2026, lists 56 positions worth $185.0M. The largest are Schwab Strategic Tr (SCHX) at 15.0%, Vanguard Specialized Funds (VIG) at 14.5%, Vanguard Whitehall Fds (VIGI) at 10.5%, Fidelity Covington Trust (FSMD) at 7.7% and Vanguard Scottsdale Fds (VGSH) at 7.3%.

What did GEN Financial Management, INC. buy last quarter?

In Q3 2026, GEN Financial Management, INC. added a new position in Dfa Invt Dimensions Group in (DFAR), a new position in Vanguard Bd Index Fds (BND), a new position in Dimensional ETF Trust (DFLV), a new position in Dimensional ETF Trust (DFIC), a new position in Dfa Invt Dimensions Group in (DUHP), J P Morgan Exchange Traded F (JFLX) (+1088.4% shares), Vanguard Index Fds (VBK) (+121.4% shares) and Capital Southwest Corporation (CSWC) (+65.9% shares), compared with its Q2 2026 filing.

What did GEN Financial Management, INC. sell last quarter?

In Q3 2026, GEN Financial Management, INC. cut from its top 50 Dimensional US Real (DFAR), cut from its top 50 Alphabet Inc (GOOGL), cut from its top 50 Unitedhealth Group Inc (UNH), cut from its top 50 Amazon Com Inc (AMZN), cut from its top 50 Broadcom Inc (AVGO), American Centy ETF Tr (AVMC) (-8.6% shares), Berkshire Hathaway Inc Del (BRK-B) (-8.4% shares) and Ishares Tr (IVE) (-6.0% shares), compared with its Q2 2026 filing.

When is GEN Financial Management, INC.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. GEN Financial Management, INC.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does GEN Financial Management, INC. manage?

GEN Financial Management, INC. reported $331.8M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $185.0M.