Q3 2026 13F · SEC CIK 1835206

Gimbal Financial

Wealth managerFiled 2026-10-19 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $166.8M
Reported positions: 58
Top holdings a year, 3 yrs: +16.8%
Assets under management: $290.0M

Gimbal Financial is a wealth manager that reported 58 positions worth $166.8M in its Q3 2026 13F, filed 2026-10-19. Its largest holdings were Ishares Tr (IVV, 18.4%), Fidelity Covington Trust (FHLC, 8.9%), Ishares Tr (IGV, 6.8%). A portfolio copying its top holdings returned 16.8% a year over the last 3 years, against 18.7% for the S&P 500.

Gimbal Financial holdings largest 50 of 58 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Gimbal Financial 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
IVVIshares Tr	18.4%	19.2%	40,167	-0.5%	$30.8M
FHLCFidelity Covington Trust	8.9%	9.1%	182,078	-1.6%	$14.9M
IGVIshares Tr	6.8%	—	106,068	—	$11.3M
LLYEli Lilly & Co	6.3%	7.0%	9,023	-2.1%	$10.4M
AAPLApple Inc	6.2%	0.7%	31,106	+760.7%	$10.4M
ABBVAbbvie Inc	5.9%	0.5%	37,602	+1139.4%	$9.8M
CIBRFirst Tr Exchange-Traded Fd	5.5%	—	89,278	—	$9.2M
XPXp Inc	5.5%	—	433,875	—	$9.1M
SOXXIshares Tr	5.5%	—	16,003	—	$9.1M
ARKGArk ETF Tr	3.9%	—	119,474	—	$6.5M
FENYFidelity Covington Trust	3.7%	—	180,798	—	$6.1M
IYWIshares Tr	3.1%	—	19,767	—	$5.2M
TAt&t Inc	3.1%	—	212,565	—	$5.2M
SJMJ.M. Smucker Co.	2.5%	—	34,605	—	$4.1M
ITOTIshares Tr	1.2%	—	12,447	—	$2.1M
FXLFirst Tr Exchange-Traded Fd	1.1%	—	8,425	—	$1.9M
TXNTexas Instrs Inc	0.9%	1.0%	5,162	+0.0%	$1.4M
CLMTCalumet Inc	0.8%	0.6%	24,532	-0.1%	$1.3M
PTNQPacer Fds Tr	0.7%	0.5%	12,522	+46.1%	$1.1M
MSFTMicrosoft Corp	0.6%	0.6%	2,093	-17.1%	$1.1M
FBTFirst Tr Exchange-Traded Fd	0.6%	0.6%	3,755	+4.5%	$1.0M
JNJJohnson & Johnson	0.6%	0.6%	3,773	-0.3%	$999K
PTLCPacer Fds Tr	0.5%	0.4%	15,250	+35.8%	$907K
GOOGLAlphabet Inc	0.5%	0.6%	2,398	-1.1%	$825K
OEFIshares Tr	0.5%	0.5%	2,121	+9.2%	$811K
JPMJpmorgan Chase & Co	0.5%	0.5%	2,299	+0.4%	$761K
WMTWalmart Inc	0.5%	0.5%	7,311	-0.8%	$760K
CSCOCisco Sys Inc	0.4%	0.5%	6,376	+0.0%	$686K
JPINJ P Morgan Exchange Traded F	0.4%	0.4%	7,946	+0.0%	$586K
SPYState Str Spdr S&p 500 ETF T	0.3%	0.3%	666	+0.6%	$508K
VIGVanguard Specialized Funds	0.3%	0.3%	2,053	+1.9%	$479K
PTMCPacer Fds Tr	0.2%	0.2%	10,418	+11.8%	$407K
JPSTJ P Morgan Exchange Traded F	0.2%	0.3%	7,862	+0.0%	$396K
VOVanguard Index Fds	0.2%	0.3%	5,008	+0.0%	$393K
AMGNAmgen Inc	0.2%	0.2%	877	-5.3%	$370K
PTEUPacer Fds Tr	0.2%	0.2%	9,996	+8.0%	$326K
RSPInvesco Exchange Traded Fd T	0.2%	0.2%	1,561	+2.6%	$325K
VTVVanguard Index Fds	0.2%	0.2%	1,500	+0.0%	$324K
EMREmerson Elec Co	0.2%	0.2%	2,048	+0.0%	$318K
NVDANvidia Corporation	0.2%	0.2%	1,378	-15.8%	$315K
QQQInvesco Qqq Tr	0.2%	0.2%	420	+10.2%	$310K
BTUPeabody Engr Corp	0.2%	0.2%	12,698	+0.3%	$310K
MINTPimco Enhanced Short Maturity Active Exc	0.2%	0.2%	2,920	+0.0%	$294K
IEMGIshares Inc	0.2%	0.2%	3,590	+0.0%	$291K
NVSNovartis AG	0.2%	0.2%	2,002	+0.0%	$285K
DELLDell Technologies Inc	0.2%	0.2%	509	-19.7%	$274K
HDHome Depot Inc	0.2%	0.2%	912	+0.7%	$259K
ABTAbbott Laboratories	0.2%	0.2%	2,585	-10.2%	$255K
VTIVanguard Index Fds	0.2%	0.2%	678	+0.3%	$254K
MPCMarathon Petroleum	0.1%	—	629	—	$249K

What Gimbal Financial bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

ABBV Abbvie Inc+1139.4% shares
AAPL Apple Inc+760.7% shares
PTNQ Pacer Fds Tr+46.1% shares
PTLC Pacer Fds Tr+35.8% shares
PTMC Pacer Fds Tr+11.8% shares
QQQ Invesco Qqq Tr+10.2% shares
OEF Ishares Tr+9.2% shares
PTEU Pacer Fds Tr+8.0% shares

Reduced

Left the top 50

IWM Ishares Trwas 18.3%
DGRO Ishares Trwas 9.6%
XRT Spdr Series Trustwas 7.3%
IYT Ishares Trwas 7.1%
USRT Ishares Trwas 6.5%
RPG Invesco Exchange Traded Fd Twas 2.2%
ONEQ Fidelity Comwlth Trwas 0.3%
AMZN Amazon Com Incwas 0.2%

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +25.4% /yr; S&P 500 +20.2%
3 years: +16.8% /yr; S&P 500 +18.7%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$166.8M	58
Q2 2026	$157.3M	54
Q3 2025	$166.5M	55
Q2 2025	$162.8M	47
Q1 2025	$110.8M	40
Q4 2024	$122.2M	48
Q3 2024	$154.0M	49
Q2 2024	$135.9M	43
Q1 2024	$122.2M	46
Q4 2023	$99.7M	41

Questions about Gimbal Financial's portfolio

What stocks does Gimbal Financial own?

Gimbal Financial's latest 13F, for Q3 2026 and filed Oct 19, 2026, lists 58 positions worth $166.8M. The largest are Ishares Tr (IVV) at 18.4%, Fidelity Covington Trust (FHLC) at 8.9%, Ishares Tr (IGV) at 6.8%, Eli Lilly & Co (LLY) at 6.3% and Apple Inc (AAPL) at 6.2%.

What did Gimbal Financial buy last quarter?

In Q3 2026, Gimbal Financial added Abbvie Inc (ABBV) (+1139.4% shares), Apple Inc (AAPL) (+760.7% shares) and Pacer Fds Tr (PTNQ) (+46.1% shares), compared with its Q2 2026 filing.

What did Gimbal Financial sell last quarter?

In Q3 2026, Gimbal Financial cut from its top 50 Ishares Tr (IWM), cut from its top 50 Ishares Tr (DGRO), cut from its top 50 Spdr Series Trust (XRT), cut from its top 50 Ishares Tr (IYT), cut from its top 50 Ishares Tr (USRT), Dell Technologies Inc (DELL) (-19.7% shares), Microsoft Corp (MSFT) (-17.1% shares) and Nvidia Corporation (NVDA) (-15.8% shares), compared with its Q2 2026 filing.

How has Gimbal Financial's portfolio performed?

A portfolio copying Gimbal Financial's 20 largest 13F holdings each quarter, from the day each filing was public, returned +16.8% a year over the last 3 years, against +18.7% for the S&P 500. Over 1 year: +25.4% against +20.2%.

When is Gimbal Financial's next 13F filing due?

13F filings are due 45 days after each quarter ends. Gimbal Financial's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Gimbal Financial manage?

Gimbal Financial reported $290.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $166.8M.