Q3 2026 13F · SEC CIK 1848530
Hoffman, Alan N Investment Management
Wealth managerFiled 2026-10-28 for Q3 2026. Open the filing ↗ · All SEC filings ↗
- Reported 13F value
- $186.0M
- Reported positions
- 14
- Top holdings a year, 3 yrs
- +20.8%
- Assets under management
- $187.9M
Hoffman, Alan N Investment Management is a wealth manager that reported 14 positions worth $186.0M in its Q3 2026 13F, filed 2026-10-28. Its largest holdings were Apple Inc (AAPL, 54.1%), Amazon Com Inc (AMZN, 13.7%), Microsoft Corp (MSFT, 11.5%). A portfolio copying its top holdings returned 20.8% a year over the last 3 years, against 20.4% for the S&P 500.
Hoffman, Alan N Investment Management holdings all 14 positions.
Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.
| Stock | % of 13F value | Share change | Reported value |
|---|---|---|---|
| AAPLApple Inc | 54.1% | -1.7% | $100.7M |
| AMZNAmazon Com Inc | 13.7% | -1.7% | $25.5M |
| MSFTMicrosoft Corp | 11.5% | -9.6% | $21.4M |
| GOOGLAlphabet Inc | 6.8% | -3.6% | $12.7M |
| COSTCostco Wholesale Corporation | 3.9% | -4.4% | $7.3M |
| MGKVanguard World Fd | 3.3% | -2.3% | $6.1M |
| GOOGAlphabet Inc | 2.7% | +0.0% | $5.0M |
| NVDANvidia Corporation | 1.7% | +1.8% | $3.1M |
| QQQInvesco Qqq Tr | 1.0% | +94.6% | $1.9M |
| SPYState Str Spdr S&p 500 ETF T | 0.6% | +95.0% | $1.1M |
| NIONio Inc | 0.2% | +1.0% | $378K |
| SDYSpdr Ser Tr | 0.2% | +0.0% | $362K |
| DVYIshares Tr | 0.2% | +0.0% | $325K |
| VRTXVertex Pharmaceuticals Inc | 0.1% | +0.0% | $230K |
What Hoffman, Alan N Investment Management bought and sold in Q3 2026, against Q2 2026.
New positions
No new positions among the largest holdings.
Added to
- SPY State Str Spdr S&p 500 ETF T+95.0% shares
- QQQ Invesco Qqq Tr+94.6% shares
Reduced
- MSFT Microsoft Corp-9.6% shares
Sold out
Nothing sold out.
Share counts compared with the Q2 2026 13F; a split also changes share counts.
How the holdings did against the S&P 500.
- 1 year
- +19.4% /yr
- S&P 500 +20.1%
- 3 years
- +20.8% /yr
- S&P 500 +20.4%
- 5 years
- +13.2% /yr
- S&P 500 +11.6%
A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.
Reported 13F value by quarter.
| Quarter | 13F value | Positions |
|---|---|---|
| Q3 2026 | $186.0M | 14 |
| Q2 2026 | $169.3M | 14 |
| Q1 2026 | $151.6M | 13 |
| Q4 2025 | $177.3M | 15 |
| Q3 2025 | $229.1M | 15 |
| Q2 2025 | $202.8M | 14 |
| Q1 2025 | $193.9M | 14 |
| Q4 2024 | $221.5M | 13 |
| Q3 2024 | $207.7M | 14 |
| Q2 2024 | $202.7M | 14 |
| Q1 2024 | $178.2M | 14 |
| Q4 2023 | $178.6M | 14 |
Questions about Hoffman, Alan N Investment Management's portfolio
What stocks does Hoffman, Alan N Investment Management own?
Hoffman, Alan N Investment Management's latest 13F, for Q3 2026 and filed Oct 28, 2026, lists 14 positions worth $186.0M. The largest are Apple Inc (AAPL) at 54.1%, Amazon Com Inc (AMZN) at 13.7%, Microsoft Corp (MSFT) at 11.5%, Alphabet Inc (GOOGL) at 6.8% and Costco Wholesale Corporation (COST) at 3.9%.
What did Hoffman, Alan N Investment Management buy last quarter?
In Q3 2026, Hoffman, Alan N Investment Management added State Str Spdr S&p 500 ETF T (SPY) (+95.0% shares) and Invesco Qqq Tr (QQQ) (+94.6% shares), compared with its Q2 2026 filing.
What did Hoffman, Alan N Investment Management sell last quarter?
In Q3 2026, Hoffman, Alan N Investment Management Microsoft Corp (MSFT) (-9.6% shares), compared with its Q2 2026 filing.
How has Hoffman, Alan N Investment Management's portfolio performed?
A portfolio copying Hoffman, Alan N Investment Management's 20 largest 13F holdings each quarter, from the day each filing was public, returned +20.8% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +19.4% against +20.1%. Over 5 years: +13.2% a year against +11.6%.
When is Hoffman, Alan N Investment Management's next 13F filing due?
13F filings are due 45 days after each quarter ends. Hoffman, Alan N Investment Management's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.
How much money does Hoffman, Alan N Investment Management manage?
Hoffman, Alan N Investment Management reported $187.9M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $186.0M.