Q3 2026 13F · SEC CIK 2043986

Howard Bailey Securities, LLC

Wealth managerFiled 2026-10-27 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $259.1M
Reported positions: 98
Holdings vs S&P 500, 3 yrs: —
Assets under management: $582.8M

Howard Bailey Securities, LLC is a wealth manager that reported 98 positions worth $259.1M in its Q3 2026 13F, filed 2026-10-27. Its largest holdings were Ishares Tr (IWY, 13.4%), Sterling Cap Fds (SCEC, 12.6%), Ishares Tr (IWX, 9.4%).

Howard Bailey Securities, LLC holdings largest 50 of 98 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Howard Bailey Securities, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
IWYIshares Tr	13.4%	12.5%	117,702	+2.5%	$34.7M
SCECSterling Cap Fds	12.6%	—	1,372,307	—	$32.6M
IWXIshares Tr	9.4%	7.9%	221,996	+10.2%	$24.3M
AVNMAvantis All	4.8%	4.8%	149,661	-3.0%	$12.4M
EFVIshares Tr	4.4%	4.0%	144,921	+3.5%	$11.5M
IWSIshares Tr	3.9%	3.8%	62,473	+1.5%	$10.0M
EFGIshares Tr	3.7%	3.6%	80,492	+4.9%	$9.6M
IEMGIshares Inc	3.3%	3.1%	103,876	+3.1%	$8.4M
SPLGSpdr Series Trust	2.7%	2.9%	79,264	-9.9%	$7.1M
MAYWAim ETF Products Trust	2.5%	2.5%	181,116	-6.0%	$6.4M
JUNWAim ETF Products Trust	2.3%	2.2%	168,086	-3.1%	$5.9M
SIXDAim ETF Products Trust	2.2%	2.2%	181,694	-5.7%	$5.7M
ONEZElevation Series Trust	2.0%	2.0%	185,710	-5.4%	$5.2M
VTWOVanguard Scottsdale Fds	1.9%	2.2%	42,731	-13.3%	$4.8M
CTASimplify Exchange Traded Fun	1.5%	1.4%	133,231	-4.5%	$3.8M
BUCKSimplify Exchange Traded Fun	1.5%	1.5%	166,059	-4.9%	$3.8M
ZJUNInnovator Etfs Trust	1.4%	1.3%	133,345	+4.1%	$3.7M
BILZPimco ETF Tr	1.3%	1.3%	32,721	-2.7%	$3.3M
AAPLApple Inc	1.1%	0.8%	8,763	+11.9%	$2.9M
TUASimplify Exchange Traded Fun	1.1%	1.2%	150,076	-4.4%	$2.9M
SBARSimplify Exchange Traded Fun	1.1%	1.1%	112,314	-5.0%	$2.8M
MAYTAim ETF Products Trust	1.1%	1.1%	70,688	-5.6%	$2.8M
ZMAYInnovator Etfs Trust	1.1%	1.0%	103,293	+3.9%	$2.7M
MSFTMicrosoft Corp	1.0%	0.8%	5,276	-12.6%	$2.7M
FOXYSimplify Exchange Traded Fun	1.0%	1.2%	100,328	-4.0%	$2.7M
AGGHSimplify Exchange Traded Fun	1.0%	1.1%	137,335	-3.3%	$2.6M
SCNMSterling Cap Fds	1.0%	1.0%	105,728	+0.4%	$2.5M
IWPIshares Tr	0.8%	1.3%	15,974	-30.8%	$2.2M
SVOLSimplify Exchange Traded Fun	0.7%	0.7%	116,802	-5.2%	$1.9M
SEPZElevation Series Trust	0.7%	0.7%	39,713	-6.3%	$1.8M
AIOOAim ETF Products Trust	0.6%	0.5%	56,111	+4.0%	$1.5M
NVDANvidia Corporation	0.6%	0.6%	6,320	-25.1%	$1.4M
PAYMElevation Series Trust	0.5%	0.5%	52,241	-5.4%	$1.3M
NTSXWisdomtree Tr	0.4%	0.4%	19,228	-3.3%	$1.1M
SCHGSchwab Strategic Tr	0.4%	0.4%	31,159	-3.0%	$1.1M
IDEVIshares Tr	0.4%	0.5%	12,489	-14.8%	$1.1M
VVisa Inc	0.4%	0.4%	2,974	-0.2%	$1.1M
QBERElevation Series Trust	0.4%	0.4%	42,525	+4.4%	$1.0M
STLDSteel Dynamics Inc	0.4%	0.4%	4,366	-1.1%	$968K
GAEMSimplify Exchange Traded Fun	0.3%	0.4%	35,502	-4.7%	$907K
DGRWWisdomtree Tr	0.3%	0.3%	9,053	-2.2%	$880K
AMZNAmazon Com Inc	0.3%	0.4%	3,316	-28.9%	$826K
AVGOBroadcom Inc	0.3%	0.3%	2,279	+11.1%	$800K
AGGYWisdomtree Tr	0.3%	0.3%	18,962	-3.2%	$781K
SCHPSchwab Strategic Tr	0.3%	—	27,570	—	$693K
SPDSimplify Exchange Traded Fun	0.3%	0.3%	16,227	-4.9%	$674K
WFCWells Fargo & Co	0.3%	0.3%	8,275	-0.7%	$662K
XSOEWisdomtree Tr	0.2%	0.3%	13,218	-3.1%	$619K
DDWMWisdomtree Tr	0.2%	0.2%	13,489	-2.9%	$616K
JUNPPgim Rock ETF Tr	0.2%	—	17,220	—	$557K

What Howard Bailey Securities, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

AAPL Apple Inc+11.9% shares
AVGO Broadcom Inc+11.1% shares
IWX Ishares Tr+10.2% shares

Reduced

IWP Ishares Tr-30.8% shares
AMZN Amazon Com Inc-28.9% shares
NVDA Nvidia Corporation-25.1% shares
IDEV Ishares Tr-14.8% shares
VTWO Vanguard Scottsdale Fds-13.3% shares
MSFT Microsoft Corp-12.6% shares
SPLG Spdr Series Trust-9.9% shares
SEPZ Elevation Series Trust-6.3% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +5.2% /yr; S&P 500 +11.7%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$259.1M	98
Q2 2026	$266.6M	121
Q1 2026	$243.2M	122
Q4 2025	$253.8M	141
Q3 2025	$351.3M	144
Q4 2024	$269.3M	165
Q3 2024	$263.9M	164

Questions about Howard Bailey Securities, LLC's portfolio

What stocks does Howard Bailey Securities, LLC own?

Howard Bailey Securities, LLC's latest 13F, for Q3 2026 and filed Oct 27, 2026, lists 98 positions worth $259.1M. The largest are Ishares Tr (IWY) at 13.4%, Sterling Cap Fds (SCEC) at 12.6%, Ishares Tr (IWX) at 9.4%, Avantis All (AVNM) at 4.8% and Ishares Tr (EFV) at 4.4%.

What did Howard Bailey Securities, LLC buy last quarter?

In Q3 2026, Howard Bailey Securities, LLC added Apple Inc (AAPL) (+11.9% shares), Broadcom Inc (AVGO) (+11.1% shares) and Ishares Tr (IWX) (+10.2% shares), compared with its Q2 2026 filing.

What did Howard Bailey Securities, LLC sell last quarter?

In Q3 2026, Howard Bailey Securities, LLC cut from its top 50 Capitol Ser Tr (SCEC), cut from its top 50 Alphabet Inc (GOOG), cut from its top 50 Csx Corp (CSX), Ishares Tr (IWP) (-30.8% shares), Amazon Com Inc (AMZN) (-28.9% shares) and Nvidia Corporation (NVDA) (-25.1% shares), compared with its Q2 2026 filing.

When is Howard Bailey Securities, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Howard Bailey Securities, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Howard Bailey Securities, LLC manage?

Howard Bailey Securities, LLC reported $582.8M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $259.1M.