Q3 2026 13F · SEC CIK 275484

Independent Financial Group, LLC

Wealth managerFiled 2026-10-13 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $5.5B
Reported positions: 1,577
Holdings vs S&P 500, 3 yrs: —
Assets under management: $12.9B

Independent Financial Group, LLC is a wealth manager that reported 1,577 positions worth $5.5B in its Q3 2026 13F, filed 2026-10-13. Its largest holdings were Nvidia Corporation (NVDA, 7.2%), Apple Inc (AAPL, 3.0%), Invesco Qqq Tr (QQQ, 2.5%).

Independent Financial Group, LLC holdings largest 50 of 1,577 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Independent Financial Group, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
NVDANvidia Corporation	7.2%	6.4%	1,736,929	+1.4%	$396.7M
AAPLApple Inc	3.0%	2.6%	494,236	+1.0%	$164.6M
QQQInvesco Qqq Tr	2.5%	2.7%	188,460	-3.0%	$139.4M
MUMicron Technology Inc	2.2%	2.4%	112,256	+1.1%	$119.6M
AVGOBroadcom Inc	1.9%	2.2%	298,758	-5.7%	$104.9M
MSFTMicrosoft Corp	1.8%	1.3%	197,671	+2.4%	$101.4M
AMZNAmazon Com Inc	1.8%	1.8%	392,507	-1.4%	$97.8M
IVVIshares Tr	1.7%	1.7%	124,564	+2.1%	$95.4M
SPYState Str Spdr S&p 500 ETF T	1.5%	1.5%	107,579	-0.2%	$82.0M
VTIVanguard Index Fds	1.0%	1.0%	145,867	+0.2%	$54.6M
GOOGAlphabet Inc	1.0%	1.0%	156,720	+3.1%	$53.4M
PAAAPgim ETF Tr	1.0%	1.0%	1,021,928	+1.8%	$52.4M
XLKSelect Sector Spdr Tr	0.9%	0.9%	259,672	+0.0%	$50.8M
TSMTaiwan Semiconductor Manufac	0.8%	0.9%	98,409	-0.4%	$44.9M
AMDAdvanced Micro Devices Inc	0.8%	0.8%	69,634	-9.6%	$42.6M
GOOGLAlphabet Inc	0.8%	0.8%	121,928	+3.7%	$42.0M
SPLGSpdr Series Trust	0.7%	0.7%	457,644	+7.1%	$41.1M
SMHVaneck ETF Trust	0.7%	0.8%	63,094	+1.2%	$38.4M
BUFRFirst Tr Exchng Traded Fd Vi	0.7%	0.6%	979,158	+12.2%	$36.7M
METAMeta Platforms Inc	0.6%	0.5%	47,861	-8.1%	$34.7M
CGDVCapital Group Dividend Value	0.6%	0.6%	698,125	+1.7%	$34.1M
VOOVanguard Index Fds	0.6%	0.6%	45,599	+4.7%	$32.0M
PLTRPalantir Technologies Inc	0.6%	0.4%	169,919	-9.7%	$31.8M
GLDSpdr Gold Tr	0.6%	0.5%	83,390	+13.5%	$31.8M
GARPIshares Tr	0.6%	0.6%	368,415	-1.6%	$31.4M
QQQINeos ETF Trust	0.6%	0.6%	554,842	+3.8%	$30.8M
SNTHTidal Trust III	0.6%	0.3%	1,043,152	+70.2%	$30.8M
TSLATesla Inc	0.6%	0.7%	86,395	-5.1%	$30.7M
COSTCostco Wholesale Corporation	0.5%	0.6%	33,072	-2.8%	$30.1M
RDVYFirst Tr Exchange Traded Fd	0.5%	0.5%	364,024	+1.7%	$28.5M
SOXXIshares Tr	0.5%	0.6%	48,525	-6.0%	$27.6M
SPYGState Street Spdr Portfolio S&p 500 Grow	0.5%	0.4%	210,705	+5.6%	$25.9M
CRWDCrowdstrike Hldgs Inc	0.5%	—	97,590	—	$25.8M
SCHGSchwab Strategic Tr	0.5%	0.3%	716,173	+32.8%	$25.7M
SCHDSchwab Strategic Tr	0.4%	0.4%	753,242	+24.8%	$24.5M
JPSTJ P Morgan Exchange Traded F	0.4%	0.4%	480,475	+16.4%	$24.2M
TQQQProshares Tr	0.4%	0.4%	308,926	+16.9%	$24.1M
COWZPacer Fds Tr	0.4%	0.4%	334,981	+2.9%	$22.4M
IJHIshares Tr	0.4%	0.4%	304,795	+3.8%	$21.9M
JEPQJ P Morgan Exchange Traded F	0.4%	0.4%	357,660	+1.6%	$21.9M
SGOVIshares Tr	0.4%	—	197,517	—	$19.9M
LLYEli Lilly & Co	0.4%	—	17,076	—	$19.8M
BRK-BBerkshire Hathaway Inc Del	0.4%	0.4%	39,601	-0.0%	$19.7M
VXUSVanguard Star Fds	0.4%	—	228,540	—	$19.4M
DYNFBlackrock ETF Trust	0.4%	0.3%	279,286	+5.9%	$19.3M
WMTWalmart Inc	0.3%	0.3%	185,498	+16.8%	$19.3M
SNDKSandisk Corp	0.3%	0.7%	11,079	-29.2%	$19.3M
ITOTIshares Tr	0.3%	0.3%	115,377	+3.3%	$19.2M
QQQMInvesco Exch Traded Fd Tr II	0.3%	—	60,612	—	$18.5M
PANWPalo Alto Networks Inc	0.3%	—	45,557	—	$18.1M

What Independent Financial Group, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$5.5B	1,577
Q2 2026	$5.3B	1,544
Q1 2026	$4.5B	1,447
Q4 2025	$4.5B	1,405

Questions about Independent Financial Group, LLC's portfolio

What stocks does Independent Financial Group, LLC own?

Independent Financial Group, LLC's latest 13F, for Q3 2026 and filed Oct 13, 2026, lists 1,577 positions worth $5.5B. The largest are Nvidia Corporation (NVDA) at 7.2%, Apple Inc (AAPL) at 3.0%, Invesco Qqq Tr (QQQ) at 2.5%, Micron Technology Inc (MU) at 2.2% and Broadcom Inc (AVGO) at 1.9%.

What did Independent Financial Group, LLC buy last quarter?

In Q3 2026, Independent Financial Group, LLC added Tidal Trust III (SNTH) (+70.2% shares), Schwab Strategic Tr (SCHG) (+32.8% shares) and Schwab Strategic Tr (SCHD) (+24.8% shares), compared with its Q2 2026 filing.

What did Independent Financial Group, LLC sell last quarter?

In Q3 2026, Independent Financial Group, LLC cut from its top 50 Ishares Tr (IWM), cut from its top 50 Caterpillar Inc (CAT), cut from its top 50 Marvell Technology Inc (MRVL), cut from its top 50 First Tr Exchange Traded Fd (SDVY), cut from its top 50 Direxion Shares ETF Trust (QQQE), Sandisk Corp (SNDK) (-29.2% shares), Palantir Technologies Inc (PLTR) (-9.7% shares) and Advanced Micro Devices Inc (AMD) (-9.6% shares), compared with its Q2 2026 filing.

When is Independent Financial Group, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Independent Financial Group, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Independent Financial Group, LLC manage?

Independent Financial Group, LLC reported $12.9B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $5.5B.