Q3 2026 13F · SEC CIK 2157919

James T. Borello RIA

Investment managerFiled 2026-10-16 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $481.8M
Reported positions: 1,281
Holdings vs S&P 500, 3 yrs: —
Average holding period: 2 qtrs

James T. Borello RIA is an investment manager that reported 1,281 positions worth $481.8M in its Q3 2026 13F, filed 2026-10-16. Its largest holdings were Capital Group Core Equity Et (CGUS, 9.1%), State Street Spdr Portfolio S&p 500 Grow (SPYG, 7.3%), Capital Group Dividend Value (CGDV, 6.9%).

James T. Borello RIA holdings largest 50 of 1,281 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

James T. Borello RIA 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
CGUSCapital Group Core Equity Et	9.1%	9.2%	989,778	+3.0%	$44.0M
SPYGState Street Spdr Portfolio S&p 500 Grow	7.3%	6.9%	285,674	+6.4%	$35.2M
CGDVCapital Group Dividend Value	6.9%	7.1%	684,141	+1.9%	$33.4M
SPDWSpdr Index Shs Fds	6.3%	5.8%	599,947	+11.7%	$30.1M
SPTMSpdr Series Trust	5.3%	5.5%	277,223	-1.1%	$25.5M
CGXUCapital Group Intl Focus Eqt	5.1%	5.1%	721,014	+5.6%	$24.7M
BRK-ABerkshire Hathaway Inc Del	5.1%	5.3%	33	+0.0%	$24.7M
SPMDSpdr Series Trust	3.7%	3.8%	285,264	+8.8%	$18.0M
SPYState Str Spdr S&p 500 ETF T	3.4%	3.5%	21,590	+0.2%	$16.5M
TDVGT Rowe Price Exchange-Traded	3.4%	3.5%	339,643	+1.7%	$16.4M
CGGRCapital Group Growth ETF	2.9%	2.7%	294,628	+13.1%	$14.0M
DFASDimensional ETF Trust	2.8%	2.9%	175,804	+8.0%	$13.6M
TCAFT Rowe Price Exchange-Traded	2.6%	2.7%	301,315	-0.3%	$12.7M
TCHPT Rowe Price Exchange-Traded	2.3%	2.2%	212,492	+3.1%	$10.9M
RDVYFirst Tr Exchange Traded Fd	2.2%	1.9%	138,256	+24.5%	$10.8M
JNJJohnson & Johnson	1.3%	1.3%	24,318	+0.8%	$6.4M
QQQInvesco Qqq Tr	1.3%	1.4%	8,668	+0.2%	$6.4M
RDVIFirst Tr Exchange-Traded Fd	1.2%	1.0%	215,807	+37.5%	$6.0M
SPSMSpdr Series Trust	1.2%	1.4%	113,137	-0.1%	$6.0M
SPEMSpdr Index Shs Fds	1.2%	1.2%	114,394	+6.1%	$5.9M
CGGOCapital Group Gbl Growth Eqt	1.2%	1.3%	147,156	+2.5%	$5.9M
AIRRFirst Tr Exchange Traded Fd	0.9%	1.3%	44,194	+0.3%	$4.6M
MDYState Str Spdr S&p Midcap 40	0.9%	1.0%	6,832	+0.2%	$4.5M
SPYVState Street Spdr Portfolio S&p 500 Valu	0.7%	0.5%	54,709	+33.0%	$3.3M
COWZPacer Fds Tr	0.7%	0.6%	48,381	+14.9%	$3.2M
TGRWT Rowe Price Exchange-Traded	0.6%	0.6%	58,948	-0.1%	$2.9M
POCTInnovator Etfs Trust	0.6%	0.6%	57,933	-6.9%	$2.8M
AAPLApple Inc	0.6%	0.5%	8,004	+4.8%	$2.7M
TEQIT Rowe Price Exchange-Traded	0.6%	0.6%	52,615	-2.7%	$2.7M
AZOAutozone Inc	0.5%	0.6%	935	+0.2%	$2.6M
TMSLT Rowe Price Exchange-Traded	0.5%	0.4%	64,808	+48.0%	$2.6M
BRK-BBerkshire Hathaway Inc Del	0.5%	0.5%	4,769	+0.8%	$2.4M
AVUVAmerican Centy ETF Tr	0.5%	0.5%	19,319	+7.5%	$2.3M
PJULInnovator Etfs Trust	0.5%	0.4%	44,330	+7.9%	$2.2M
PMAYInnovator Etfs Trust	0.4%	0.4%	48,015	+0.0%	$2.0M
NVDANvidia Corporation	0.4%	0.4%	8,675	+3.8%	$2.0M
MSFTMicrosoft Corp	0.4%	0.3%	3,834	+10.7%	$2.0M
GRIDFirst Tr Exchange-Traded Fd	0.4%	0.5%	11,039	+0.0%	$2.0M
GOOGAlphabet Inc	0.4%	0.4%	5,732	+23.8%	$2.0M
FTNTFortinet Inc	0.4%	0.3%	10,334	-0.0%	$1.8M
CNHICnh Indl N V	0.3%	0.3%	130,081	-0.0%	$1.7M
ALVAutoliv Inc	0.3%	0.3%	13,746	+0.7%	$1.5M
MISLFirst Tr Exchange-Traded Fd	0.3%	0.3%	31,871	+0.0%	$1.3M
PJANInnovator Etfs Trust	0.3%	0.3%	25,968	+0.0%	$1.3M
SPYDSpdr Ser Tr	0.3%	0.3%	27,148	+0.0%	$1.2M
PDECInnovator Etfs Trust	0.3%	0.3%	25,634	-3.0%	$1.2M
PNOVInnovator Etfs Trust	0.3%	0.3%	26,454	-3.2%	$1.2M
BOXXEa Series Trust	0.2%	0.3%	9,944	-13.8%	$1.2M
CGBLCapital Group Core Balanced	0.2%	—	30,119	—	$1.1M
GOOGLAlphabet Inc	0.2%	0.2%	3,190	+1.0%	$1.1M

What James T. Borello RIA bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$481.8M	1,281
Q2 2026	$463.1M	1,208

Questions about James T. Borello RIA's portfolio

What stocks does James T. Borello RIA own?

James T. Borello RIA's latest 13F, for Q3 2026 and filed Oct 16, 2026, lists 1,281 positions worth $481.8M. The largest are Capital Group Core Equity Et (CGUS) at 9.1%, State Street Spdr Portfolio S&p 500 Grow (SPYG) at 7.3%, Capital Group Dividend Value (CGDV) at 6.9%, Spdr Index Shs Fds (SPDW) at 6.3% and Spdr Series Trust (SPTM) at 5.3%.

What did James T. Borello RIA buy last quarter?

In Q3 2026, James T. Borello RIA added T Rowe Price Exchange-Traded (TMSL) (+48.0% shares), First Tr Exchange-Traded Fd (RDVI) (+37.5% shares) and State Street Spdr Portfolio S&p 500 Valu (SPYV) (+33.0% shares), compared with its Q2 2026 filing.

What did James T. Borello RIA sell last quarter?

In Q3 2026, James T. Borello RIA cut from its top 50 Bank of Ny Mellon Corp (BNY), Ea Series Trust (BOXX) (-13.8% shares) and Innovator Etfs Trust (POCT) (-6.9% shares), compared with its Q2 2026 filing.

When is James T. Borello RIA's next 13F filing due?

13F filings are due 45 days after each quarter ends. James T. Borello RIA's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.