Q2 2026 13F · SEC CIK 1775391

Joseph P. Lucia & Associates, LLC

Wealth managerFiled 2026-08-07 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $332.6M
Reported positions: 188
Top holdings a year, 3 yrs: +20.1%
Assets under management: $388.0M

Joseph P. Lucia & Associates, LLC is a wealth manager that reported 188 positions worth $332.6M in its Q2 2026 13F, filed 2026-08-07. Its largest holdings were Vaneck ETF Trust (SMH, 7.0%), Apple Inc (AAPL, 4.0%), Nvidia Corporation (NVDA, 3.3%). A portfolio copying its top holdings returned 20.1% a year over the last 3 years, against 20.4% for the S&P 500.

Joseph P. Lucia & Associates, LLC holdings largest 50 of 188 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Joseph P. Lucia & Associates, LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
SMHVaneck ETF Trust	7.0%	4.9%	35,559	-1.2%	$23.3M
AAPLApple Inc	4.0%	4.2%	45,874	-0.9%	$13.3M
NVDANvidia Corporation	3.3%	3.5%	55,049	-1.0%	$11.0M
SCHBSchwab Strategic Tr	3.1%	3.0%	352,641	+3.9%	$10.2M
RYTInvesco Exchange Traded Fd T	2.8%	2.4%	143,025	-1.7%	$9.2M
SPYState Str Spdr S&p 500 ETF T	2.7%	2.7%	11,909	+1.1%	$8.9M
NOBLProshares Tr	2.6%	3.0%	154,967	+98.6%	$8.7M
AMZNAmazon Com Inc	2.6%	2.7%	36,128	-0.3%	$8.6M
XLKSelect Sector Spdr Tr	2.4%	2.0%	42,378	-1.5%	$8.1M
QQQInvesco Qqq Tr	2.3%	2.0%	10,378	+5.9%	$7.7M
SCHGSchwab Strategic Tr	2.2%	2.4%	220,706	-2.5%	$7.5M
BINCBlackrock ETF Trust II	2.1%	2.5%	135,438	-0.3%	$7.1M
SCHDSchwab Strategic Tr	2.0%	2.0%	212,780	+15.7%	$6.7M
RSPInvesco Exchange Traded Fd T	2.0%	2.0%	30,687	+5.3%	$6.5M
AGGIshares Tr	1.9%	2.1%	62,691	+7.8%	$6.2M
RYFInvesco S&p 500 Equal Weight	1.8%	2.0%	78,992	+0.2%	$6.1M
DVYIshares Tr	1.7%	1.7%	36,386	+15.8%	$5.7M
JEPIJ P Morgan Exchange Traded F	1.6%	1.6%	96,503	+24.6%	$5.5M
LQDIshares Tr	1.5%	1.7%	45,485	+6.3%	$5.0M
XLFSelect Sector Spdr Tr	1.5%	1.4%	90,938	+10.9%	$4.9M
HACKAmplify ETF Tr	1.4%	1.2%	45,467	-0.0%	$4.8M
VOOVanguard Index Fds	1.3%	1.0%	6,440	+38.2%	$4.4M
XLESelect Sector Spdr Tr	1.2%	1.7%	76,024	-3.4%	$4.0M
XLISelect Sector Spdr Tr	1.1%	0.8%	20,408	+44.8%	$3.8M
RSPHInvesco Exchange Traded Fd T	1.1%	1.2%	112,545	-0.2%	$3.7M
SOXXIshares Tr	1.1%	0.7%	5,668	-0.4%	$3.6M
XLVSelect Sector Spdr Tr	1.0%	1.1%	20,408	-0.6%	$3.2M
VIGVanguard Specialized Funds	0.9%	0.9%	12,868	+4.8%	$3.0M
SCHASchwab Strategic Tr	0.9%	0.9%	83,638	-0.1%	$3.0M
RSPNInvesco Exchange Traded Fd T	0.9%	1.0%	47,088	-1.1%	$3.0M
VBVanguard Index Fds	0.9%	0.9%	9,643	-1.4%	$2.9M
BIVVanguard Bd Index Fds	0.9%	1.1%	38,098	-3.2%	$2.9M
XLUSelect Sector Spdr Tr	0.9%	1.0%	63,877	+6.4%	$2.9M
VOTVanguard Index Fds	0.9%	0.9%	9,434	-2.0%	$2.9M
XLBSelect Sector Spdr Tr	0.9%	0.9%	56,629	+10.7%	$2.9M
SCHXSchwab Strategic Tr	0.8%	0.9%	94,370	-6.2%	$2.8M
SCHMSchwab Strategic Tr	0.8%	0.8%	68,648	+0.0%	$2.5M
SDOGAlps ETF Tr	0.8%	0.9%	37,026	-0.6%	$2.5M
RSPGInvesco Exchange Traded Fd T	0.8%	1.0%	25,677	-1.8%	$2.5M
METAMeta Platforms Inc	0.8%	0.9%	4,433	-3.3%	$2.5M
GOOGLAlphabet Inc	0.7%	0.7%	6,938	-3.1%	$2.5M
JEPQJ P Morgan Exchange Traded F	0.7%	0.7%	40,202	+12.4%	$2.5M
QYLDGlobal X Fds	0.7%	0.8%	128,483	+1.4%	$2.4M
AVUVAmerican Centy ETF Tr	0.7%	0.7%	18,617	-0.1%	$2.3M
APRWAim ETF Products Trust	0.7%	0.6%	62,250	+28.3%	$2.3M
FTSDFranklin ETF Tr	0.7%	0.8%	25,425	-1.3%	$2.3M
EMBIshares Tr	0.7%	0.6%	23,412	+38.2%	$2.3M
JANWAim ETF Products Trust	0.5%	0.6%	44,755	+0.0%	$1.7M
ITAIshares Tr	0.5%	—	6,855	—	$1.7M
SDSIAmerican Centy ETF Tr	0.5%	—	31,412	—	$1.6M

What Joseph P. Lucia & Associates, LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +24.6% /yr; S&P 500 +20.1%
3 years: +20.1% /yr; S&P 500 +20.4%
5 years: +8.9% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$332.6M	188
Q1 2026	$279.7M	169
Q4 2025	$277.3M	166
Q3 2025	$265.1M	161
Q2 2025	$244.4M	151
Q1 2025	$218.8M	140
Q4 2024	$225.0M	146
Q3 2024	$217.1M	136
Q2 2024	$195.2M	123
Q1 2024	$186.7M	122
Q4 2023	$160.7M	117
Q3 2023	$143.0M	109

Questions about Joseph P. Lucia & Associates, LLC's portfolio

What stocks does Joseph P. Lucia & Associates, LLC own?

Joseph P. Lucia & Associates, LLC's latest 13F, for Q2 2026 and filed Aug 7, 2026, lists 188 positions worth $332.6M. The largest are Vaneck ETF Trust (SMH) at 7.0%, Apple Inc (AAPL) at 4.0%, Nvidia Corporation (NVDA) at 3.3%, Schwab Strategic Tr (SCHB) at 3.1% and Invesco Exchange Traded Fd T (RYT) at 2.8%.

What did Joseph P. Lucia & Associates, LLC buy last quarter?

In Q2 2026, Joseph P. Lucia & Associates, LLC added Proshares Tr (NOBL) (+98.6% shares), Select Sector Spdr Tr (XLI) (+44.8% shares) and Vanguard Index Fds (VOO) (+38.2% shares), compared with its Q1 2026 filing.

What did Joseph P. Lucia & Associates, LLC sell last quarter?

In Q2 2026, Joseph P. Lucia & Associates, LLC cut from its top 50 Ishares Tr (TLT), cut from its top 50 Vaneck ETF Trust (PFXF) and Schwab Strategic Tr (SCHX) (-6.2% shares), compared with its Q1 2026 filing.

How has Joseph P. Lucia & Associates, LLC's portfolio performed?

A portfolio copying Joseph P. Lucia & Associates, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +20.1% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +24.6% against +20.1%. Over 5 years: +8.9% a year against +11.6%.

When is Joseph P. Lucia & Associates, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Joseph P. Lucia & Associates, LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Joseph P. Lucia & Associates, LLC manage?

Joseph P. Lucia & Associates, LLC reported $388.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $332.6M.