Q3 2026 13F · SEC CIK 2064489

Kagan Cocozza Asset Management

Wealth managerFiled 2026-10-19 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $161.7M
Reported positions: 66
Holdings vs S&P 500, 3 yrs: —
Assets under management: $165.4M

Kagan Cocozza Asset Management is a wealth manager that reported 66 positions worth $161.7M in its Q3 2026 13F, filed 2026-10-19. Its largest holdings were Spdr Series Trust (SPLG, 16.8%), Spdr Series Trust (SPAB, 13.0%), Spdr Index Shs Fds (SPDW, 9.0%).

Kagan Cocozza Asset Management holdings largest 50 of 66 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Kagan Cocozza Asset Management 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SPLGSpdr Series Trust	16.8%	15.8%	302,139	+5.4%	$27.1M
SPABSpdr Series Trust	13.0%	11.2%	863,789	+22.9%	$21.0M
SPDWSpdr Index Shs Fds	9.0%	8.8%	288,848	+3.1%	$14.5M
SPIBSpdr Series Trust	6.1%	5.7%	306,150	+11.8%	$9.9M
VOVanguard Index Fds	5.7%	5.7%	117,539	+3.5%	$9.2M
VIGVanguard Specialized Funds	4.7%	5.7%	32,886	-14.3%	$7.7M
AGGIshares Tr	4.2%	4.5%	71,598	-0.6%	$6.8M
VWOVanguard Intl Equity Index F	4.1%	4.0%	111,033	+4.7%	$6.6M
VNQVanguard Index Fds	3.1%	3.5%	56,236	-2.9%	$5.0M
IJRIshares Tr	2.7%	3.1%	32,127	-2.1%	$4.4M
SPYState Str Spdr S&p 500 ETF T	2.6%	2.5%	5,527	+1.6%	$4.2M
XLKSelect Sector Spdr Tr	2.2%	2.4%	18,197	-10.3%	$3.6M
SPMDSpdr Series Trust	2.2%	2.4%	55,206	-4.3%	$3.5M
LLYEli Lilly & Co	1.7%	1.8%	2,333	-2.2%	$2.7M
IVVIshares Tr	1.5%	1.5%	3,089	-0.3%	$2.4M
AAPLApple Inc	1.2%	1.1%	5,874	-0.6%	$2.0M
METAMeta Platforms Inc	1.1%	0.8%	2,376	+0.0%	$1.7M
SPEMSpdr Index Shs Fds	0.9%	0.9%	27,082	-2.8%	$1.4M
VCITVanguard Scottsdale Fds	0.7%	0.7%	14,262	-0.3%	$1.1M
SPSMSpdr Series Trust	0.7%	0.9%	21,068	-14.9%	$1.1M
VEAVanguard Ftse Developed Markets Index Fu	0.7%	0.7%	15,684	-0.1%	$1.1M
GOOGAlphabet Inc	0.7%	0.7%	3,093	+0.0%	$1.1M
XLISelect Sector Spdr Tr	0.6%	0.6%	5,572	+0.1%	$930K
AFLAflac Inc	0.6%	0.6%	8,172	-0.7%	$913K
TGTTarget Corp	0.6%	0.5%	5,725	-2.8%	$897K
EDConsolidated Edison Inc	0.5%	0.6%	8,366	+1.7%	$855K
XLVSelect Sector Spdr Tr	0.5%	0.5%	5,001	-0.4%	$842K
XLYSelect Sector Spdr Tr	0.5%	0.6%	7,713	+0.7%	$839K
CWISpdr Index Shs Fds	0.5%	0.5%	20,119	-0.0%	$813K
XLFSelect Sector Spdr Tr	0.5%	0.5%	15,136	+4.2%	$808K
KOCoca Cola Co	0.5%	0.5%	9,270	-5.4%	$798K
IBITIshares Bitcoin Trust ETF	0.5%	0.4%	16,411	-10.8%	$777K
IYRIshares Tr	0.5%	0.6%	8,094	-7.1%	$769K
ADPAutomatic Data Processing in	0.5%	0.4%	2,916	-6.2%	$752K
PGProcter & Gamble Co	0.4%	0.5%	4,999	+1.7%	$726K
VEUVanguard Intl Equity Index F	0.4%	0.4%	8,512	-0.5%	$706K
VZVerizon Communications Inc	0.4%	0.3%	14,947	+14.1%	$686K
EEMIshares Tr	0.4%	0.4%	9,854	-1.0%	$658K
USRTIshares Tr	0.4%	0.6%	10,537	-32.4%	$649K
KMBKimberly-Clark Corp	0.4%	0.5%	6,573	+0.1%	$640K
WFCWells Fargo & Co	0.4%	0.4%	7,906	-0.2%	$633K
SYYSysco Corp	0.4%	0.4%	8,081	-1.5%	$630K
SPYDSpdr Ser Tr	0.3%	0.7%	11,765	-47.2%	$534K
JPMJpmorgan Chase & Co	0.3%	0.3%	1,456	-3.9%	$482K
VOOVanguard Index Fds	0.3%	0.3%	686	+0.0%	$481K
BNDVanguard Bd Index Fds	0.3%	0.3%	6,795	+0.0%	$477K
XOMExxonmobil Holdings Corp	0.3%	—	2,890	—	$470K
CVXChevron Corporation	0.3%	—	2,228	—	$455K
SCHMSchwab Strategic Tr	0.3%	0.3%	12,848	+0.0%	$437K
PFEPfizer Inc	0.3%	—	14,487	—	$413K

What Kagan Cocozza Asset Management bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +6.7% /yr; S&P 500 +11.7%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$161.7M	66
Q2 2026	$159.6M	67
Q1 2026	$142.1M	69
Q4 2025	$140.6M	64
Q3 2025	$132.1M	61
Q2 2025	$130.4M	61
Q1 2025	$122.4M	61
Q4 2024	$120.4M	63

Questions about Kagan Cocozza Asset Management's portfolio

What stocks does Kagan Cocozza Asset Management own?

Kagan Cocozza Asset Management's latest 13F, for Q3 2026 and filed Oct 19, 2026, lists 66 positions worth $161.7M. The largest are Spdr Series Trust (SPLG) at 16.8%, Spdr Series Trust (SPAB) at 13.0%, Spdr Index Shs Fds (SPDW) at 9.0%, Spdr Series Trust (SPIB) at 6.1% and Vanguard Index Fds (VO) at 5.7%.

What did Kagan Cocozza Asset Management buy last quarter?

In Q3 2026, Kagan Cocozza Asset Management added Spdr Series Trust (SPAB) (+22.9% shares), Verizon Communications Inc (VZ) (+14.1% shares) and Spdr Series Trust (SPIB) (+11.8% shares), compared with its Q2 2026 filing.

What did Kagan Cocozza Asset Management sell last quarter?

In Q3 2026, Kagan Cocozza Asset Management cut from its top 50 Vanguard Whitehall Fds (VYM), cut from its top 50 Berkshire Hathaway Inc Del (BRK-B), cut from its top 50 Ishares Inc (IEMG), Spdr Ser Tr (SPYD) (-47.2% shares), Ishares Tr (USRT) (-32.4% shares) and Spdr Series Trust (SPSM) (-14.9% shares), compared with its Q2 2026 filing.

When is Kagan Cocozza Asset Management's next 13F filing due?

13F filings are due 45 days after each quarter ends. Kagan Cocozza Asset Management's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Kagan Cocozza Asset Management manage?

Kagan Cocozza Asset Management reported $165.4M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $161.7M.