Q2 2026 13F · SEC CIK 1842013

Kaizen Financial Strategies

Wealth managerFiled 2026-07-30 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $253.2M
Reported positions: 170
Top holdings a year, 3 yrs: +20.3%
Assets under management: $287.1M

Kaizen Financial Strategies is a wealth manager that reported 170 positions worth $253.2M in its Q2 2026 13F, filed 2026-07-30. Its largest holdings were Schwab U.s. Large-Cap Growth ETF (SCHG, 7.0%), Apple Inc (AAPL, 6.5%), Spdr S&p 500 ETF Tr (SPY, 5.8%). A portfolio copying its top holdings returned 20.3% a year over the last 3 years, against 20.4% for the S&P 500.

Kaizen Financial Strategies holdings largest 50 of 170 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Kaizen Financial Strategies 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
SCHGSchwab U.s. Large-Cap Growth ETF	7.0%	7.5%	519,599	-6.3%	$17.7M
AAPLApple Inc	6.5%	6.4%	55,579	-3.5%	$16.4M
SPYSpdr S&p 500 ETF Tr	5.8%	7.8%	19,616	-25.2%	$14.6M
CGDVCapital Group Dividend Value ETF	5.2%	5.3%	266,220	-4.2%	$13.1M
NVDANvidia Corporation Com	3.9%	4.4%	50,473	-2.9%	$10.0M
VCRBVanguard Malvern Fds	3.4%	4.2%	111,040	-12.6%	$8.5M
SCHISchwab Strategic Tr	3.3%	3.6%	370,730	+0.6%	$8.4M
GOOGAlphabet Inc	3.2%	3.3%	22,429	-4.1%	$8.0M
SMHVaneck Semiconductor ETF	2.7%	2.1%	10,997	+0.8%	$6.8M
JIREJ P Morgan Exchange Traded F	2.6%	3.0%	81,885	-7.1%	$6.7M
VYMVym	2.5%	1.5%	39,687	+72.9%	$6.3M
FNDBSchwab Strategic Tr	2.4%	1.1%	199,338	+112.1%	$6.1M
VOOVanguard S&p 500 ETF	1.8%	0.6%	6,725	+204.3%	$4.6M
QQQInvesco Qqq Tr	1.7%	1.1%	6,065	+48.8%	$4.4M
AMZNAmazon Com Inc Com	1.7%	2.1%	17,837	-11.4%	$4.3M
GOOGLAlphabet Inc	1.6%	1.6%	11,325	-1.1%	$4.1M
VIGVanguard Dividend Appreciation ETF	1.5%	1.3%	15,809	+12.6%	$3.7M
VPLSVanguard Malvern Fds	1.4%	1.2%	47,021	+31.8%	$3.6M
FNDFSchwab Strategic Tr	1.4%	0.5%	69,451	+223.9%	$3.6M
AMDAdvanced Micro Devices Inc	1.2%	0.6%	5,455	-0.8%	$3.0M
XLKState Street Technology Select Sector Sp	1.0%	0.9%	14,195	+3.7%	$2.6M
MSFTMicrosoft Corp	1.0%	1.2%	6,701	-4.2%	$2.6M
BXBlackstone Inc Com	1.0%	1.3%	21,270	-13.9%	$2.5M
SNDKSandisk Corp	1.0%	0.5%	1,215	+1.8%	$2.5M
TSLATesla Inc Com	0.9%	1.0%	5,653	-7.8%	$2.4M
FNDASchwab Strategic Tr	0.9%	0.8%	58,170	+1.9%	$2.2M
JIVEJpmorgan International Value ETF	0.8%	0.7%	21,960	+29.2%	$2.0M
AGXArgan, Inc.	0.8%	0.7%	2,571	-0.4%	$2.0M
SCHRSchwab Inter Tsy	0.8%	0.9%	78,995	-9.0%	$1.9M
DIAState Street Spdr Dow Jones Industrial A	0.7%	0.7%	3,397	-6.2%	$1.8M
LLYLilly Eli & Co	0.7%	0.6%	1,464	-7.3%	$1.7M
SOXLDirexion Shares ETF Trust	0.7%	—	7,590	—	$1.7M
QQQINeos ETF Trust	0.5%	0.8%	24,563	-33.2%	$1.4M
XTLSpdr Series Trust	0.5%	0.6%	6,045	-8.9%	$1.4M
METAMeta Platforms Inc Class A	0.5%	0.7%	2,204	-7.6%	$1.4M
QTUMETF Ser Solutions	0.5%	0.5%	8,416	-2.9%	$1.3M
AMATApplied Matls Inc	0.5%	0.4%	2,060	-7.8%	$1.3M
SPYINeos ETF Trust	0.5%	0.8%	24,269	-36.9%	$1.3M
WDCWestern Digital Corp	0.5%	—	2,151	—	$1.3M
XSDSpdr Series Trust	0.5%	0.4%	2,040	-3.3%	$1.2M
LRCXLam Research Corp	0.5%	0.4%	3,105	-6.0%	$1.2M
BLOKAmplify ETF Tr	0.5%	0.5%	19,130	+0.0%	$1.2M
TEITempleton Emerging Mkts Inco	0.5%	0.5%	178,005	+2.0%	$1.2M
GEVGe Vernova Inc	0.4%	0.4%	1,003	-0.3%	$1.1M
FNDESchwab Fundamental Emerging Markets Equi	0.4%	0.7%	28,342	-34.0%	$1.1M
CATCaterpillar Inc Com	0.4%	0.4%	1,103	-11.5%	$1.1M
SCUSSchwab Strategic Tr	0.4%	0.8%	42,874	-45.8%	$1.1M
VWOVanguard Intl Equity Index F	0.4%	0.4%	17,563	+0.1%	$1.0M
RYTInvesco S&p 500 Equal Weight Technology	0.4%	0.4%	16,400	-8.2%	$1.0M
ABBVAbbvie Inc	0.4%	—	4,092	—	$1.0M

What Kaizen Financial Strategies bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +19.6% /yr; S&P 500 +20.1%
3 years: +20.3% /yr; S&P 500 +20.4%
5 years: +10.9% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$253.2M	170
Q1 2026	$236.2M	170
Q4 2025	$226.6M	163
Q3 2025	$221.2M	151
Q2 2025	$196.8M	149
Q1 2025	$173.3M	138
Q4 2024	$176.6M	133
Q3 2024	$172.3M	135
Q2 2024	$160.4M	132
Q1 2024	$147.1M	123
Q4 2023	$131.5M	115
Q3 2023	$118.2M	110

Questions about Kaizen Financial Strategies's portfolio

What stocks does Kaizen Financial Strategies own?

Kaizen Financial Strategies's latest 13F, for Q2 2026 and filed Jul 30, 2026, lists 170 positions worth $253.2M. The largest are Schwab U.s. Large-Cap Growth ETF (SCHG) at 7.0%, Apple Inc (AAPL) at 6.5%, Spdr S&p 500 ETF Tr (SPY) at 5.8%, Capital Group Dividend Value ETF (CGDV) at 5.2% and Nvidia Corporation Com (NVDA) at 3.9%.

What did Kaizen Financial Strategies buy last quarter?

In Q2 2026, Kaizen Financial Strategies added Schwab Strategic Tr (FNDF) (+223.9% shares), Vanguard S&p 500 ETF (VOO) (+204.3% shares) and Schwab Strategic Tr (FNDB) (+112.1% shares), compared with its Q1 2026 filing.

What did Kaizen Financial Strategies sell last quarter?

In Q2 2026, Kaizen Financial Strategies cut from its top 50 Kratos Defense & Sec Solutio (KTOS), cut from its top 50 Vanguard Index Fds (VTI), cut from its top 50 Vanguard Short-Term Treasury ETF Total (VGSH), Schwab Strategic Tr (SCUS) (-45.8% shares), Neos ETF Trust (SPYI) (-36.9% shares) and Schwab Fundamental Emerging Markets Equi (FNDE) (-34.0% shares), compared with its Q1 2026 filing.

How has Kaizen Financial Strategies's portfolio performed?

A portfolio copying Kaizen Financial Strategies's 20 largest 13F holdings each quarter, from the day each filing was public, returned +20.3% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +19.6% against +20.1%. Over 5 years: +10.9% a year against +11.6%.

When is Kaizen Financial Strategies's next 13F filing due?

13F filings are due 45 days after each quarter ends. Kaizen Financial Strategies's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Kaizen Financial Strategies manage?

Kaizen Financial Strategies reported $287.1M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $253.2M.