Q3 2026 13F · SEC CIK 1662449

Klingman & Associates, LLC

Wealth managerFiled 2026-10-20 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $2.4B
Reported positions: 423
Top holdings a year, 3 yrs: +15.2%
Assets under management: $5.7B

Klingman & Associates, LLC is a wealth manager that reported 423 positions worth $2.4B in its Q3 2026 13F, filed 2026-10-20. Its largest holdings were Ishares Tr (IVV, 17.1%), Vanguard Malvern Fds (VTIP, 5.8%), Ishares Tr (IJH, 4.8%). A portfolio copying its top holdings returned 15.2% a year over the last 3 years, against 20.4% for the S&P 500.

Klingman & Associates, LLC holdings largest 50 of 423 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Klingman & Associates, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
IVVIshares Tr	17.1%	16.9%	538,277	+1.4%	$412.2M
VTIPVanguard Malvern Fds	5.8%	5.6%	2,832,668	+8.5%	$139.4M
IJHIshares Tr	4.8%	5.3%	1,621,259	+1.1%	$116.6M
IEFAIshares Tr	4.2%	4.1%	1,030,279	+2.8%	$99.8M
VEAVanguard Ftse Developed Markets Index Fu	3.8%	3.8%	1,299,966	+4.4%	$91.8M
AAPLApple Inc	3.7%	3.3%	266,288	+0.9%	$88.7M
SPYState Str Spdr S&p 500 ETF T	3.6%	3.7%	114,733	-0.1%	$87.5M
IJRIshares Tr	3.4%	3.8%	604,407	+1.3%	$82.2M
SPYGState Street Spdr Portfolio S&p 500 Grow	3.3%	3.3%	641,440	-0.8%	$78.9M
SPYVState Street Spdr Portfolio S&p 500 Valu	3.0%	3.0%	1,167,623	-0.5%	$71.4M
VWOVanguard Intl Equity Index F	2.4%	2.5%	982,750	-0.2%	$58.3M
RWLInvesco Exch Traded Fd Tr II	2.0%	1.9%	367,583	+4.0%	$47.3M
IEMGIshares Inc	1.7%	1.8%	511,853	+2.2%	$41.5M
IBDUIshares Tr	1.6%	1.6%	1,746,723	+7.7%	$39.6M
IBDVIshares Tr	1.6%	1.6%	1,838,301	+7.2%	$38.9M
IBDWIshares Tr	1.6%	1.6%	1,898,606	+7.5%	$38.1M
USMVIshares Tr	1.4%	1.5%	346,991	-2.2%	$33.8M
IBDTIshares Ibonds Dec 2028 Term Corporate E	1.4%	1.4%	1,343,195	+3.7%	$33.5M
PRFInvesco Exchange Traded Fd T	1.4%	1.4%	610,759	-0.6%	$33.2M
IBDXIshares Tr	1.3%	1.3%	1,335,882	+13.6%	$32.2M
MDYGSpdr Ser Tr	1.3%	1.4%	296,571	-0.3%	$31.0M
MDYVSpdr Series Trust	1.2%	1.4%	339,231	-0.4%	$30.0M
SLYVSpdr Series Trust	1.2%	1.3%	278,792	-0.4%	$28.5M
SDYSpdr Ser Tr	1.1%	1.2%	185,632	-0.9%	$27.2M
MDYState Str Spdr S&p Midcap 40	1.1%	1.2%	41,195	-0.7%	$27.1M
IBDSIshares Tr	0.9%	1.0%	926,915	-3.4%	$22.4M
SLYGSpdr Series Trust	0.9%	1.0%	202,931	-0.5%	$21.7M
MSFTMicrosoft Corp	0.8%	0.6%	39,092	+3.5%	$20.1M
VTIVanguard Index Fds	0.7%	0.7%	45,110	+0.3%	$16.9M
DDOGDatadog Inc	0.7%	0.7%	61,389	-9.1%	$16.8M
NVDANvidia Corporation	0.7%	0.6%	72,024	+3.4%	$16.4M
AMZNAmazon Com Inc	0.7%	0.6%	63,440	+2.7%	$15.8M
CFGCitizens Finl Group Inc	0.6%	1.2%	228,285	-44.3%	$14.6M
SCZIshares Tr	0.5%	0.5%	154,941	-0.2%	$13.1M
NYFIshares Tr	0.5%	0.5%	235,291	-0.3%	$11.9M
GOOGAlphabet Inc	0.5%	0.5%	32,077	+1.5%	$10.9M
GOOGLAlphabet Inc	0.4%	0.4%	28,250	+1.5%	$9.7M
IWBIshares Tr	0.4%	0.4%	20,739	-4.5%	$8.6M
IWMIshares Tr	0.4%	0.4%	30,896	+0.1%	$8.6M
VOOVanguard Index Fds	0.3%	0.3%	11,633	+2.0%	$8.2M
BRK-BBerkshire Hathaway Inc Del	0.3%	0.3%	14,415	-6.6%	$7.2M
JPMJpmorgan Chase & Co	0.3%	0.4%	19,986	-23.7%	$6.6M
XOMExxonmobil Holdings Corp	0.3%	—	39,345	—	$6.4M
IBDYIshares Tr	0.3%	—	257,103	—	$6.3M
TDTTFlexshares Tr	0.3%	0.3%	258,952	-2.1%	$6.0M
JLLJones Lang LaSalle Inc	0.2%	0.3%	19,051	+0.1%	$5.8M
SOXXIshares Tr	0.2%	0.3%	9,969	-16.7%	$5.7M
AMATApplied Matls Inc	0.2%	0.3%	10,760	+2.4%	$5.5M
METAMeta Platforms Inc	0.2%	—	7,293	—	$5.3M
AVGOBroadcom Inc	0.2%	0.2%	14,768	+2.3%	$5.2M

What Klingman & Associates, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

IBDX Ishares Tr+13.6% shares
VTIP Vanguard Malvern Fds+8.5% shares
IBDU Ishares Tr+7.7% shares
IBDW Ishares Tr+7.5% shares
IBDV Ishares Tr+7.2% shares

Reduced

CFG Citizens Finl Group Inc-44.3% shares
JPM Jpmorgan Chase & Co-23.7% shares
SOXX Ishares Tr-16.7% shares
DDOG Datadog Inc-9.1% shares
BRK-B Berkshire Hathaway Inc Del-6.6% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +18.1% /yr; S&P 500 +20.1%
3 years: +15.2% /yr; S&P 500 +20.4%
5 years: +8.5% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$2.4B	423
Q2 2026	$2.3B	350
Q1 2026	$2.1B	330
Q4 2025	$2.1B	326
Q3 2025	$2.0B	319
Q2 2025	$1.8B	314
Q1 2025	$1.6B	263
Q4 2024	$1.6B	254
Q3 2024	$1.6B	265
Q2 2024	$1.5B	249
Q1 2024	$1.4B	235
Q4 2023	$1.3B	223

Questions about Klingman & Associates, LLC's portfolio

What stocks does Klingman & Associates, LLC own?

Klingman & Associates, LLC's latest 13F, for Q3 2026 and filed Oct 20, 2026, lists 423 positions worth $2.4B. The largest are Ishares Tr (IVV) at 17.1%, Vanguard Malvern Fds (VTIP) at 5.8%, Ishares Tr (IJH) at 4.8%, Ishares Tr (IEFA) at 4.2% and Vanguard Ftse Developed Markets Index Fu (VEA) at 3.8%.

What did Klingman & Associates, LLC buy last quarter?

In Q3 2026, Klingman & Associates, LLC added Ishares Tr (IBDX) (+13.6% shares), Vanguard Malvern Fds (VTIP) (+8.5% shares) and Ishares Tr (IBDU) (+7.7% shares), compared with its Q2 2026 filing.

What did Klingman & Associates, LLC sell last quarter?

In Q3 2026, Klingman & Associates, LLC cut from its top 50 Vanguard Index Fds (VNQ), cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Ishares Tr (DVY), Citizens Finl Group Inc (CFG) (-44.3% shares), Jpmorgan Chase & Co (JPM) (-23.7% shares) and Ishares Tr (SOXX) (-16.7% shares), compared with its Q2 2026 filing.

How has Klingman & Associates, LLC's portfolio performed?

A portfolio copying Klingman & Associates, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +15.2% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +18.1% against +20.1%. Over 5 years: +8.5% a year against +11.6%.

When is Klingman & Associates, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Klingman & Associates, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Klingman & Associates, LLC manage?

Klingman & Associates, LLC reported $5.7B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $2.4B.