Q3 2026 13F · SEC CIK 1764970

Kozak & Associates, Inc.

Investment managerFiled 2026-10-29 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $552.7M
Reported positions: 391
Top holdings a year, 3 yrs: +25.0%
Average holding period: 4.7 yrs

Kozak & Associates, Inc. is an investment manager that reported 391 positions worth $552.7M in its Q3 2026 13F, filed 2026-10-29. Its largest holdings were Ishares U S ETF Tr (IETC, 8.9%), State Street Spdr Portfolio S&p 500 Grow (SPYG, 8.7%), State Str Spdr S&p 500 ETF T (SPY, 8.5%). A portfolio copying its top holdings returned 25.0% a year over the last 3 years, against 20.4% for the S&P 500.

Kozak & Associates, Inc. holdings largest 50 of 391 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Kozak & Associates, Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
IETCIshares U S ETF Tr	8.9%	8.5%	446,906	-3.8%	$49.3M
SPYGState Street Spdr Portfolio S&p 500 Grow	8.7%	8.4%	396,637	-3.1%	$48.1M
SPYState Str Spdr S&p 500 ETF T	8.5%	8.2%	60,485	-4.1%	$46.7M
QQQInvesco Qqq Tr	8.1%	8.0%	61,475	-3.3%	$44.6M
RWLInvesco Exch Traded Fd Tr II	7.7%	7.4%	315,162	-5.6%	$42.4M
PJFVPgim Jennison Focused Value ETF	4.5%	4.4%	244,862	-5.3%	$25.1M
AAPLApple Inc	4.5%	4.1%	72,518	-8.6%	$24.9M
NVDANvidia Corporation	4.5%	4.0%	114,912	-1.2%	$24.7M
MSFTMicrosoft Corp	4.5%	3.6%	46,394	-13.4%	$24.6M
IJKIshares S&p Mid Cap 400 Growth	4.4%	4.6%	225,037	-2.4%	$24.5M
IYGIshares Tr	4.3%	4.9%	251,856	-17.5%	$23.6M
SMHVaneck ETF Trust	3.6%	4.3%	35,284	-10.7%	$20.0M
AMZNAmazon Com Inc	3.4%	3.2%	74,475	-1.4%	$19.0M
IYJIshares U.s. Industrials ETF	3.4%	4.1%	118,611	-17.7%	$18.7M
PYLDPimco ETF Tr	2.9%	3.1%	633,737	-7.0%	$16.2M
COSTCostco Wholesale Corporation	2.3%	2.1%	13,031	-0.2%	$12.8M
EMXCIshares Inc	2.1%	2.4%	120,231	-13.9%	$11.4M
DIASpdr Dow Jones Indl Average	1.8%	1.9%	19,223	-10.0%	$10.1M
GOOGAlphabet Inc	1.5%	1.6%	25,813	+1.8%	$8.3M
FNDESchwab Strategic Tr	1.2%	1.4%	167,923	-19.7%	$6.9M
NLRVaneck ETF Trust	1.2%	1.3%	71,503	+6.4%	$6.9M
JPMJpmorgan Chase & Co	0.5%	0.4%	7,488	+0.4%	$2.5M
AVGOBroadcom Inc	0.5%	0.5%	7,101	-0.0%	$2.5M
SCHWCharles Schwab Corp (the)	0.4%	0.4%	24,109	-7.0%	$2.1M
VVisa Inc	0.3%	0.3%	4,161	-11.4%	$1.7M
LMTLockheed Martin Corp	0.3%	0.2%	2,590	+0.7%	$1.6M
CATCaterpillar Inc	0.2%	0.3%	1,896	+0.2%	$1.4M
GOOGLAlphabet Inc	0.2%	0.2%	3,468	+0.1%	$1.1M
CVXChevron Corporation	0.2%	0.1%	4,573	+0.6%	$1.0M
DEDeere & Co	0.2%	0.2%	1,385	+0.2%	$888K
XOMExxonmobil Holdings Corp	0.2%	—	4,788	—	$872K
CSXCsx Corp	0.2%	0.1%	16,213	+0.2%	$843K
XSMOInvesco Exchange Traded Fd T	0.1%	0.2%	10,176	-2.7%	$832K
NFLXNetflix Inc.	0.1%	0.2%	12,911	-1.8%	$800K
NOWServicenow Inc	0.1%	0.1%	5,320	+11.2%	$799K
MARMarriott Intl Inc New	0.1%	0.1%	1,901	+0.2%	$750K
AXPAmerican Express Co	0.1%	0.1%	2,238	+0.2%	$711K
BXBlackstone Inc	0.1%	0.1%	5,725	+0.9%	$670K
VLOValero Energy Corp	0.1%	—	1,692	—	$657K
GEVGe Vernova Inc	0.1%	0.1%	705	-0.3%	$619K
DRIDarden Restaurants Inc	0.1%	0.1%	2,624	+0.8%	$568K
CSCOCisco Sys Inc	0.1%	0.1%	4,905	+0.1%	$541K
GEGe Aerospace	0.1%	0.1%	1,777	-10.1%	$535K
ABBVAbbvie Inc	0.1%	0.2%	1,777	-62.7%	$508K
WDAYWorkday Inc Cl A	0.1%	—	2,416	—	$494K
MCDMcdonalds Corp	0.1%	0.1%	1,917	-5.7%	$480K
FSLRFirst Solar Inc	0.1%	0.1%	2,650	+0.0%	$467K
METAMeta Platforms Inc	0.1%	—	743	—	$455K
IBMInternational Business Machs	0.1%	—	1,762	—	$446K
NEENextera Energy Inc	0.1%	0.1%	5,318	-1.2%	$431K

What Kozak & Associates, Inc. bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

NOW Servicenow Inc+11.2% shares
NLR Vaneck ETF Trust+6.4% shares

Reduced

ABBV Abbvie Inc-62.7% shares
FNDE Schwab Strategic Tr-19.7% shares
IYJ Ishares U.s. Industrials ETF-17.7% shares
IYG Ishares Tr-17.5% shares
EMXC Ishares Inc-13.9% shares
MSFT Microsoft Corp-13.4% shares
V Visa Inc-11.4% shares
SMH Vaneck ETF Trust-10.7% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +21.6% /yr; S&P 500 +20.1%
3 years: +25.0% /yr; S&P 500 +20.4%
5 years: +16.2% /yr; S&P 500 +13.0%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$552.7M	391
Q2 2026	$576.1M	450
Q1 2026	$512.8M	449
Q4 2025	$517.6M	429
Q3 2025	$507.8M	452
Q2 2025	$490.7M	470
Q1 2025	$400.8M	461
Q4 2024	$437.5M	439
Q3 2024	$423.1M	399
Q2 2024	$405.1M	388
Q1 2024	$371.9M	400
Q4 2023	$315.4M	369

Questions about Kozak & Associates, Inc.'s portfolio

What stocks does Kozak & Associates, Inc. own?

Kozak & Associates, Inc.'s latest 13F, for Q3 2026 and filed Oct 29, 2026, lists 391 positions worth $552.7M. The largest are Ishares U S ETF Tr (IETC) at 8.9%, State Street Spdr Portfolio S&p 500 Grow (SPYG) at 8.7%, State Str Spdr S&p 500 ETF T (SPY) at 8.5%, Invesco Qqq Tr (QQQ) at 8.1% and Invesco Exch Traded Fd Tr II (RWL) at 7.7%.

What did Kozak & Associates, Inc. buy last quarter?

In Q3 2026, Kozak & Associates, Inc. added Servicenow Inc (NOW) (+11.2% shares) and Vaneck ETF Trust (NLR) (+6.4% shares), compared with its Q2 2026 filing.

What did Kozak & Associates, Inc. sell last quarter?

In Q3 2026, Kozak & Associates, Inc. cut from its top 50 Oracle Corp (ORCL), cut from its top 50 Waste Mgmt Inc Del (WM), cut from its top 50 Proshares Tr (NOBL), cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Goldman Sachs Group Inc (GS), Abbvie Inc (ABBV) (-62.7% shares), Schwab Strategic Tr (FNDE) (-19.7% shares) and Ishares U.s. Industrials ETF (IYJ) (-17.7% shares), compared with its Q2 2026 filing.

How has Kozak & Associates, Inc.'s portfolio performed?

A portfolio copying Kozak & Associates, Inc.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +25.0% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +21.6% against +20.1%. Over 5 years: +16.2% a year against +13.0%.

When is Kozak & Associates, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Kozak & Associates, Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.