Q2 2026 13F · SEC CIK 1632097

NorthRock Partners, LLC

Wealth managerFiled 2026-08-11 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $6.9B
Reported positions: 669
Holdings vs S&P 500, 3 yrs: —
Assets under management: $12.2B

NorthRock Partners, LLC is a wealth manager that reported 669 positions worth $6.9B in its Q2 2026 13F, filed 2026-08-11. Its largest holdings were Vanguard Index Fds (VOO, 6.0%), J P Morgan Exchange Traded F (JMTG, 5.9%), Spdr Series Trust (SPLG, 5.9%).

NorthRock Partners, LLC holdings largest 50 of 669 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

NorthRock Partners, LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
VOOVanguard Index Fds	6.0%	5.7%	599,760	+1.9%	$411.9M
JMTGJ P Morgan Exchange Traded F	5.9%	8.0%	8,082,572	-17.1%	$409.6M
SPLGSpdr Series Trust	5.9%	5.1%	4,629,596	+11.2%	$406.8M
SPYVState Street Spdr Portfolio S&p 500 Valu	4.3%	4.2%	4,889,672	+6.6%	$297.2M
SPYGState Street Spdr Portfolio S&p 500 Grow	4.0%	3.5%	2,326,724	+6.0%	$276.9M
SGOVIshares Tr	4.0%	3.6%	2,736,985	+22.0%	$275.5M
QQQInvesco Qqq Tr	4.0%	3.6%	373,687	-4.1%	$275.2M
VGSHVanguard Scottsdale Fds	4.0%	4.6%	4,710,769	-3.2%	$274.2M
AAPLApple Inc	3.2%	3.2%	764,922	-1.2%	$221.3M
IGFiShares Global Infrastructure	3.0%	2.9%	3,076,200	+15.3%	$204.9M
SPYState Str Spdr S&p 500 ETF T	3.0%	3.0%	273,293	-4.1%	$204.1M
MDYVSpdr Series Trust	2.0%	1.8%	1,427,030	+6.2%	$135.4M
HEFAIshares Tr	1.9%	2.1%	2,840,162	-7.6%	$133.3M
MDYGSpdr Ser Tr	1.9%	1.7%	1,153,617	+6.5%	$129.3M
IWBIshares Tr	1.8%	1.7%	295,228	-1.0%	$120.9M
TAFMAB Active Etfs Inc	1.4%	0.5%	3,874,626	+211.8%	$99.5M
SLYVSpdr Series Trust	1.3%	1.2%	834,093	+4.5%	$91.0M
IEMGIshares Inc	1.3%	1.1%	1,096,059	+15.9%	$90.8M
SLYGSpdr Series Trust	1.3%	1.1%	732,397	+7.3%	$87.3M
ROUSLattice Strategies Tr	1.2%	1.2%	1,213,197	-4.8%	$81.8M
IWRIshares Tr	1.1%	1.1%	680,478	-3.9%	$75.1M
EFAIshares Tr	1.0%	1.1%	681,246	-0.4%	$70.8M
NVDANvidia Corporation	0.9%	0.9%	325,443	-3.4%	$65.1M
IEFIshares Tr	0.9%	0.8%	662,231	+26.4%	$62.6M
BUFRFirst Tr Exchng Traded Fd Vi	0.9%	0.8%	1,687,130	+18.0%	$61.6M
MSFTMicrosoft Corp	0.9%	0.9%	158,398	+0.7%	$59.1M
IWMIshares Tr	0.8%	0.8%	191,265	-0.0%	$57.5M
SPEMSpdr Index Shs Fds	0.8%	0.9%	1,092,633	-2.8%	$56.6M
IUSBIshares Tr	0.8%	0.9%	1,158,879	-2.8%	$53.5M
IWFIshares Tr	0.7%	0.7%	378,795	-1.8%	$47.0M
VMBSVanguard Scottsdale Fds	0.7%	0.7%	970,465	+1.4%	$45.4M
MBBIshares Tr	0.6%	0.7%	444,758	-4.6%	$42.0M
IJRIshares Tr	0.6%	0.6%	262,654	-4.4%	$39.0M
SCHZSchwab Strategic Tr	0.5%	0.5%	1,618,956	+33.9%	$37.4M
JMSTJ P Morgan Exchange Traded F	0.5%	1.2%	662,850	-55.6%	$33.8M
QQQMInvesco Exch Traded Fd Tr II	0.5%	0.4%	110,441	-1.8%	$33.5M
VEAVanguard Ftse Developed Markets Index Fu	0.5%	0.5%	453,208	-1.8%	$32.3M
PMPhilip Morris Intl Inc	0.5%	0.5%	178,201	+1.6%	$32.2M
AGGIshares Tr	0.5%	0.5%	320,830	+3.5%	$31.8M
AMZNAmazon Com Inc	0.5%	0.4%	131,565	+1.5%	$31.4M
VYMIVanguard Whitehall Fds	0.4%	0.5%	299,797	-7.3%	$29.4M
SPTISpdr Series Trust	0.4%	0.5%	1,032,022	-6.8%	$29.3M
MDLZMondelez International	0.4%	0.5%	506,441	-1.2%	$29.3M
PGRProgressive Corp	0.4%	0.4%	133,547	-0.5%	$29.2M
VTIVanguard Index Fds	0.4%	0.4%	77,998	-3.8%	$28.9M
BDYNBlackrock ETF Trust	0.4%	0.4%	1,034,026	-5.8%	$28.7M
DYNFBlackrock ETF Trust	0.4%	0.4%	383,502	-11.2%	$26.1M
IVEIshares Tr	0.4%	0.5%	110,052	-29.4%	$25.0M
GOOGLAlphabet Inc	0.4%	—	69,038	—	$24.7M
BILSpdr Series Trust	0.4%	—	263,609	—	$24.2M

What NorthRock Partners, LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +14.7% /yr; S&P 500 +20.1%
3 years: —
5 years: +8.9% /yr; S&P 500 +11.4%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$6.9B	669
Q1 2026	$6.2B	653
Q4 2025	$5.9B	600
Q3 2025	$5.5B	849
Q2 2025	$3.8B	667
Q1 2025	$3.0B	841
Q4 2024	$3.1B	765
Q3 2023	$956.3M	348
Q2 2023	$913.1M	311
Q1 2023	$939.3M	322
Q4 2022	$878.6M	342
Q3 2022	$860.4M	300

Questions about NorthRock Partners, LLC's portfolio

What stocks does NorthRock Partners, LLC own?

NorthRock Partners, LLC's latest 13F, for Q2 2026 and filed Aug 11, 2026, lists 669 positions worth $6.9B. The largest are Vanguard Index Fds (VOO) at 6.0%, J P Morgan Exchange Traded F (JMTG) at 5.9%, Spdr Series Trust (SPLG) at 5.9%, State Street Spdr Portfolio S&p 500 Valu (SPYV) at 4.3% and State Street Spdr Portfolio S&p 500 Grow (SPYG) at 4.0%.

What did NorthRock Partners, LLC buy last quarter?

In Q2 2026, NorthRock Partners, LLC added AB Active Etfs Inc (TAFM) (+211.8% shares), Schwab Strategic Tr (SCHZ) (+33.9% shares) and Ishares Tr (IEF) (+26.4% shares), compared with its Q1 2026 filing.

What did NorthRock Partners, LLC sell last quarter?

In Q2 2026, NorthRock Partners, LLC cut from its top 50 Procter & Gamble Co (PG), cut from its top 50 Ishares Tr (STIP), J P Morgan Exchange Traded F (JMST) (-55.6% shares), Ishares Tr (IVE) (-29.4% shares) and J P Morgan Exchange Traded F (JMTG) (-17.1% shares), compared with its Q1 2026 filing.

When is NorthRock Partners, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. NorthRock Partners, LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does NorthRock Partners, LLC manage?

NorthRock Partners, LLC reported $12.2B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $6.9B.