Q3 2026 13F · SEC CIK 1843309

Peak Financial Advisors LLC

Wealth managerFiled 2026-10-28 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $231.9M
Reported positions: 78
Top holdings a year, 3 yrs: +6.7%
Assets under management: $268.8M

Peak Financial Advisors LLC is a wealth manager that reported 78 positions worth $231.9M in its Q3 2026 13F, filed 2026-10-28. Its largest holdings were Tcw Flexible (FLXR, 15.1%), Franklin Templeton ETF Tr (FLSP, 9.3%), World Gold Tr (GLDM, 5.5%). A portfolio copying its top holdings returned 6.7% a year over the last 3 years, against 20.4% for the S&P 500.

Peak Financial Advisors LLC holdings largest 50 of 78 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Peak Financial Advisors LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
FLXRTcw Flexible	15.1%	14.4%	920,457	+3.4%	$34.9M
FLSPFranklin Templeton ETF Tr	9.3%	8.8%	751,823	-2.0%	$21.5M
GLDMWorld Gold Tr	5.5%	5.7%	156,028	-10.3%	$12.8M
GMUBGoldman Sachs ETF Tr	5.4%	—	257,560	—	$12.6M
EMBIshares Tr	4.5%	4.7%	115,707	-1.9%	$10.5M
VBILVanguard Instl Index Fd	3.2%	—	98,877	—	$7.5M
COWZPacer Fds Tr	2.7%	0.9%	93,800	+160.2%	$6.3M
AMZNAmazon Com Inc	2.5%	2.6%	22,887	-11.8%	$5.7M
VGITVanguard Scottsdale Fds	2.4%	—	99,439	—	$5.6M
BRK-BBerkshire Hathaway Inc Del	2.3%	1.7%	10,606	+32.1%	$5.3M
JNJJohnson & Johnson	2.0%	1.9%	17,917	-0.7%	$4.7M
APAApa Corporation	1.8%	1.4%	101,690	-0.7%	$4.2M
SPMOInvesco Exch Traded Fd Tr II	1.7%	2.0%	26,722	-9.1%	$4.1M
CNPCenterpoint Energy Inc	1.7%	1.7%	108,995	+19.4%	$4.0M
CIENCiena Corp	1.7%	2.1%	11,368	+7.5%	$4.0M
BRXBrixmor Ppty Group Inc	1.7%	1.4%	141,735	+29.3%	$3.9M
EWEdwards Lifesciences Corp	1.6%	1.5%	42,772	+6.6%	$3.7M
NVDANvidia Corporation	1.6%	1.4%	16,092	-1.8%	$3.7M
CNQCanadian Nat Res Ltd Med Ter	1.5%	1.5%	73,057	-18.0%	$3.4M
UNMUnum Group	1.4%	1.0%	35,833	+31.5%	$3.1M
CVSCvs Health Corp	1.3%	1.6%	36,432	-0.6%	$3.1M
LNGCheniere Energy Inc	1.3%	1.1%	11,538	+2.0%	$3.1M
LLYEli Lilly & Co	1.3%	1.6%	2,612	-19.4%	$3.0M
FDXFedex Corp	1.3%	1.4%	10,457	-0.3%	$3.0M
VVisa Inc	1.3%	1.1%	8,104	+3.2%	$2.9M
BABoeing Co	1.2%	—	15,150	—	$2.8M
WMTWalmart Inc	1.2%	1.2%	27,034	+4.8%	$2.8M
NFLXNetflix Inc.	1.2%	1.1%	38,786	+2.7%	$2.7M
COSTCostco Wholesale Corporation	1.2%	1.3%	2,956	-13.0%	$2.7M
LYVLive Nation Entertainment in	1.0%	0.9%	13,377	+16.5%	$2.3M
BWABorgwarner Inc	1.0%	1.0%	37,417	+0.0%	$2.2M
QQnity Electronics Inc Common Stock	0.9%	—	16,376	—	$2.1M
JHXJames Hardie Inds PLC	0.9%	0.9%	79,119	-0.4%	$2.0M
LPLALpl Finl Hldgs Inc	0.9%	—	6,501	—	$2.0M
MDBMongodb Inc	0.8%	0.6%	5,548	+19.1%	$1.9M
RRXRegal Rexnord Corporation	0.8%	—	12,236	—	$1.9M
ADSKAutodesk Inc	0.8%	0.7%	9,027	-2.0%	$1.9M
INDAIshares Tr	0.8%	1.6%	40,073	-47.3%	$1.9M
TRUTransunion	0.8%	—	30,149	—	$1.8M
DNTHDianthus Therapeutics Inc	0.7%	0.8%	19,636	-0.3%	$1.7M
24477V105Definium Therapeutics Inc	0.7%	1.1%	45,224	-20.5%	$1.7M
AAPLApple Inc	0.7%	0.5%	4,584	+0.3%	$1.5M
URAGlobal X Fds	0.6%	0.7%	35,325	-3.9%	$1.4M
CTMXCytomx Therapeutics Inc.	0.5%	—	462,061	—	$1.3M
MAMastercard Incorporated	0.5%	0.3%	2,199	+53.2%	$1.2M
MOATVaneck Morningstar Wide Moat ETF	0.4%	0.4%	8,740	+0.0%	$924K
KMIKinder Morgan Inc Del	0.3%	0.3%	22,629	+0.1%	$682K
MOAltria Group Inc	0.3%	0.3%	9,615	-0.0%	$647K
SPLGSpdr Series Trust	0.3%	—	7,020	—	$630K
AHRAmerican Healthcare REIT Inc	0.3%	—	12,249	—	$628K

What Peak Financial Advisors LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +9.7% /yr; S&P 500 +20.1%
3 years: +6.7% /yr; S&P 500 +20.4%
5 years: +1.1% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$231.9M	78
Q2 2026	$241.5M	78
Q1 2026	$225.9M	70
Q4 2025	$222.6M	87
Q3 2025	$208.4M	85
Q2 2025	$195.3M	87
Q1 2025	$196.5M	72
Q4 2024	$192.3M	74
Q3 2024	$194.5M	74
Q2 2024	$174.3M	72
Q1 2024	$164.2M	68
Q4 2023	$149.6M	71

Questions about Peak Financial Advisors LLC's portfolio

What stocks does Peak Financial Advisors LLC own?

Peak Financial Advisors LLC's latest 13F, for Q3 2026 and filed Oct 28, 2026, lists 78 positions worth $231.9M. The largest are Tcw Flexible (FLXR) at 15.1%, Franklin Templeton ETF Tr (FLSP) at 9.3%, World Gold Tr (GLDM) at 5.5%, Goldman Sachs ETF Tr (GMUB) at 5.4% and Ishares Tr (EMB) at 4.5%.

What did Peak Financial Advisors LLC buy last quarter?

In Q3 2026, Peak Financial Advisors LLC added Pacer Fds Tr (COWZ) (+160.2% shares), Mastercard Incorporated (MA) (+53.2% shares) and Berkshire Hathaway Inc Del (BRK-B) (+32.1% shares), compared with its Q2 2026 filing.

What did Peak Financial Advisors LLC sell last quarter?

In Q3 2026, Peak Financial Advisors LLC cut from its top 50 Ishares Tr (MBB), cut from its top 50 Simplify Exchange Traded Fun (CTA), cut from its top 50 Element Solutions Inc (ESI), cut from its top 50 Curtiss Wright Corp (CW), cut from its top 50 Eaton Corp PLC (ETN), Ishares Tr (INDA) (-47.3% shares), Definium Therapeutics Inc (-20.5% shares) and Eli Lilly & Co (LLY) (-19.4% shares), compared with its Q2 2026 filing.

How has Peak Financial Advisors LLC's portfolio performed?

A portfolio copying Peak Financial Advisors LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +6.7% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +9.7% against +20.1%. Over 5 years: +1.1% a year against +11.6%.

When is Peak Financial Advisors LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Peak Financial Advisors LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Peak Financial Advisors LLC manage?

Peak Financial Advisors LLC reported $268.8M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $231.9M.