Q3 2026 13F · SEC CIK 855702
Penn Mutual Asset Management
Institutional asset managerFiled 2026-10-19 for Q3 2026. Open the filing ↗ · All SEC filings ↗
- Reported 13F value
- $23.1M
- Reported positions
- 7
- Top holdings a year, 3 yrs
- +0.0%
- Assets under management
- $42.3B
Penn Mutual Asset Management is an institutional asset manager that reported 7 positions worth $23.1M in its Q3 2026 13F, filed 2026-10-19. Its largest holdings were Chime Financial Inc (CHYM, 29.0%), Wells Fargo & Co (WFC-PL, 28.0%), Annaly Capital Management in (NLY, 14.5%). A portfolio copying its top holdings returned 0.0% a year over the last 3 years, against 20.4% for the S&P 500.
Penn Mutual Asset Management holdings all 7 positions.
Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.
| Stock | % of 13F value | Share change | Reported value |
|---|---|---|---|
| CHYMChime Financial Inc | 29.0% | — | $6.7M |
| WFC-PLWells Fargo & Co | 28.0% | +0.0% | $6.5M |
| NLYAnnaly Capital Management in | 14.5% | +0.0% | $3.4M |
| AGNCAgnc Investment Corp | 14.1% | +0.0% | $3.3M |
| ARRARMOUR Residential REIT Inc. | 10.4% | +0.0% | $2.4M |
| PHATPhathom Pharmaceuticals Inc Com | 2.0% | +0.0% | $458K |
| EMLCVaneck ETF Trust | 1.9% | +0.0% | $447K |
What Penn Mutual Asset Management bought and sold in Q3 2026, against Q2 2026.
New positions
- CHYM Chime Financial Inc29.0% of 13F
Added to
No position grew by more than 5%.
Reduced
No position shrank by more than 5%.
Sold out
- RBRK Rubrik Inc.was 1.0%
- NAVN Navan Incwas 1.0%
- TTAN Servicetitan Incwas 0.4%
Share counts compared with the Q2 2026 13F; a split also changes share counts.
How the holdings did against the S&P 500.
- 1 year
- +2.3% /yr
- S&P 500 +20.1%
- 3 years
- +0.0% /yr
- S&P 500 +20.4%
- 5 years
- -3.7% /yr
- S&P 500 +11.6%
A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.
Reported 13F value by quarter.
| Quarter | 13F value | Positions |
|---|---|---|
| Q3 2026 | $23.1M | 7 |
| Q2 2026 | $19.5M | 9 |
| Q1 2026 | $19.5M | 9 |
| Q4 2025 | $167.3M | 12 |
| Q3 2025 | $48.3M | 60 |
| Q2 2025 | $52.2M | 64 |
| Q1 2025 | $46.7M | 58 |
| Q4 2024 | $45.8M | 57 |
| Q3 2024 | $43.0M | 51 |
| Q2 2024 | $37.4M | 54 |
| Q1 2024 | $38.0M | 53 |
| Q4 2023 | $118.5M | 71 |
Questions about Penn Mutual Asset Management's portfolio
What stocks does Penn Mutual Asset Management own?
Penn Mutual Asset Management's latest 13F, for Q3 2026 and filed Oct 19, 2026, lists 7 positions worth $23.1M. The largest are Chime Financial Inc (CHYM) at 29.0%, Wells Fargo & Co (WFC-PL) at 28.0%, Annaly Capital Management in (NLY) at 14.5%, Agnc Investment Corp (AGNC) at 14.1% and ARMOUR Residential REIT Inc. (ARR) at 10.4%.
What did Penn Mutual Asset Management buy last quarter?
In Q3 2026, Penn Mutual Asset Management added a new position in Chime Financial Inc (CHYM), compared with its Q2 2026 filing.
What did Penn Mutual Asset Management sell last quarter?
In Q3 2026, Penn Mutual Asset Management sold all of Rubrik Inc. (RBRK), sold all of Navan Inc (NAVN) and sold all of Servicetitan Inc (TTAN), compared with its Q2 2026 filing.
How has Penn Mutual Asset Management's portfolio performed?
A portfolio copying Penn Mutual Asset Management's 20 largest 13F holdings each quarter, from the day each filing was public, returned +0.0% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +2.3% against +20.1%. Over 5 years: -3.7% a year against +11.6%.
When is Penn Mutual Asset Management's next 13F filing due?
13F filings are due 45 days after each quarter ends. Penn Mutual Asset Management's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.
How much money does Penn Mutual Asset Management manage?
Penn Mutual Asset Management reported $42.3B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $23.1M.