Q2 2026 13F · SEC CIK 1640335

Pointe Capital Management LLC

Wealth managerFiled 2026-08-14 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $223.5M
Reported positions: 157
Top holdings a year, 3 yrs: +13.4%
Assets under management: $452.3M

Pointe Capital Management LLC is a wealth manager that reported 157 positions worth $223.5M in its Q2 2026 13F, filed 2026-08-14. Its largest holdings were Ishares Tr (IWF, 9.0%), Vanguard Whitehall Fds (VYM, 7.0%), Vanguard Scottsdale Fds (VCSH, 5.9%). A portfolio copying its top holdings returned 13.4% a year over the last 3 years, against 20.4% for the S&P 500.

Pointe Capital Management LLC holdings largest 50 of 157 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Pointe Capital Management LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
IWFIshares Tr	9.0%	8.3%	162,841	+315.7%	$20.2M
VYMVanguard Whitehall Fds	7.0%	7.2%	98,634	+1.1%	$15.6M
VCSHVanguard Scottsdale Fds	5.9%	5.7%	166,242	+14.0%	$13.1M
SHYIshares Tr	5.0%	4.8%	136,813	+15.4%	$11.2M
IWDIshares Tr	3.7%	3.4%	34,534	+6.9%	$8.4M
IEMGIshares Inc	3.7%	3.3%	98,996	+2.4%	$8.2M
AAPLApple Inc	3.1%	2.8%	23,854	+6.7%	$6.9M
BRK-BBerkshire Hathaway Inc Del	2.7%	2.9%	12,181	-0.7%	$6.1M
GLDSpdr Gold Tr	2.5%	3.1%	14,952	+3.5%	$5.5M
EFAIshares Tr	1.6%	1.5%	33,359	+4.3%	$3.5M
GOOGAlphabet Inc	1.5%	1.4%	9,620	-0.8%	$3.4M
MSFTMicrosoft Corp	1.5%	1.6%	9,044	+1.3%	$3.4M
IWPIshares Tr	1.5%	1.4%	22,524	+5.8%	$3.3M
JPMJpmorgan Chase & Co	1.5%	1.4%	10,062	+1.2%	$3.3M
SCZIshares Tr	1.4%	1.4%	37,483	+2.8%	$3.1M
COSTCostco Wholesale Corporation	1.4%	1.6%	3,292	+0.2%	$3.1M
RTXRtx Corporation	1.4%	1.5%	16,130	+0.0%	$3.1M
AGGIshares Tr	1.3%	1.3%	28,985	+11.4%	$2.9M
IWSIshares Tr	1.2%	1.1%	16,865	+9.8%	$2.8M
GOOGLAlphabet Inc	1.1%	1.0%	7,169	+4.9%	$2.6M
IWMIshares Tr	1.1%	1.0%	8,407	-0.1%	$2.5M
IWNIshares Tr	1.1%	1.1%	11,300	+0.9%	$2.5M
CSQCalamos Strategic Total Retu	1.1%	1.1%	115,602	-6.8%	$2.4M
AMZNAmazon Com Inc	1.0%	1.0%	9,727	+1.1%	$2.3M
NVDANvidia Corporation	1.0%	1.0%	10,976	-1.1%	$2.2M
VTIVanguard Index Fds	0.9%	0.9%	5,701	+0.1%	$2.1M
IWOIshares Tr	0.9%	0.8%	5,324	+5.7%	$2.1M
IJHIshares Tr	0.8%	0.8%	24,617	+7.3%	$1.9M
ETYEaton Vance Tax-Managed Dive	0.7%	0.8%	109,577	-3.3%	$1.6M
TOTLSsga Active ETF Tr	0.7%	0.7%	39,926	+8.7%	$1.6M
AMLPAlps ETF Tr	0.7%	0.8%	29,831	-4.6%	$1.5M
CSCOCisco Sys Inc	0.7%	0.5%	13,048	+2.6%	$1.5M
GSGoldman Sachs Group Inc	0.7%	0.6%	1,496	+0.0%	$1.5M
BKRBaker Hughes Company Cl A	0.7%	0.8%	27,222	-0.8%	$1.5M
EXGEaton Vance Tax-Managed Glob	0.7%	0.7%	150,408	-10.5%	$1.5M
LLYEli Lilly & Co	0.6%	0.5%	1,183	-0.1%	$1.4M
METAMeta Platforms Inc	0.6%	0.7%	2,449	+0.7%	$1.4M
MAMastercard Incorporated	0.6%	0.6%	2,669	+2.5%	$1.4M
TJXTjx Cos Inc New	0.6%	0.7%	8,383	+0.0%	$1.3M
LINLinde PLC	0.6%	0.6%	2,444	+2.8%	$1.3M
ORCLOracle Corp	0.5%	0.6%	7,666	+0.0%	$1.1M
ADIAnalog Devices Inc	0.5%	—	2,810	—	$1.1M
BILSpdr Series Trust	0.5%	0.5%	11,662	+10.1%	$1.1M
EPDEnterprise Prods Partners L	0.5%	0.5%	29,061	+0.0%	$1.1M
EFVIshares Tr	0.5%	0.4%	13,904	+15.2%	$1.1M
XOMExxonmobil Holdings Corp	0.5%	—	7,586	—	$1.0M
VVisa Inc	0.5%	0.4%	2,971	+0.0%	$1.0M
EFGIshares Tr	0.4%	—	8,026	—	$999K
TXNTexas Instrs Inc	0.4%	—	3,232	—	$963K
ORLYOreilly Automotive Inc	0.4%	0.5%	10,447	+1.2%	$962K

What Pointe Capital Management LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +8.2% /yr; S&P 500 +20.1%
3 years: +13.4% /yr; S&P 500 +20.4%
5 years: +6.5% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$223.5M	157
Q1 2026	$201.9M	153
Q4 2025	$201.6M	154
Q3 2025	$204.5M	154
Q2 2025	$192.6M	155
Q1 2025	$170.9M	153
Q4 2024	$174.1M	159
Q3 2024	$171.4M	160
Q2 2024	$161.2M	158
Q1 2024	$163.5M	160
Q4 2023	$143.9M	154
Q3 2023	$135.4M	144

Questions about Pointe Capital Management LLC's portfolio

What stocks does Pointe Capital Management LLC own?

Pointe Capital Management LLC's latest 13F, for Q2 2026 and filed Aug 14, 2026, lists 157 positions worth $223.5M. The largest are Ishares Tr (IWF) at 9.0%, Vanguard Whitehall Fds (VYM) at 7.0%, Vanguard Scottsdale Fds (VCSH) at 5.9%, Ishares Tr (SHY) at 5.0% and Ishares Tr (IWD) at 3.7%.

What did Pointe Capital Management LLC buy last quarter?

In Q2 2026, Pointe Capital Management LLC added Ishares Tr (IWF) (+315.7% shares), Ishares Tr (SHY) (+15.4% shares) and Ishares Tr (EFV) (+15.2% shares), compared with its Q1 2026 filing.

What did Pointe Capital Management LLC sell last quarter?

In Q2 2026, Pointe Capital Management LLC cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Netflix Inc. (NFLX), cut from its top 50 J P Morgan Exchange Traded F (JEPI), cut from its top 50 Conocophillips (COP), Eaton Vance Tax-Managed Glob (EXG) (-10.5% shares) and Calamos Strategic Total Retu (CSQ) (-6.8% shares), compared with its Q1 2026 filing.

How has Pointe Capital Management LLC's portfolio performed?

A portfolio copying Pointe Capital Management LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +13.4% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +8.2% against +20.1%. Over 5 years: +6.5% a year against +11.6%.

When is Pointe Capital Management LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Pointe Capital Management LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Pointe Capital Management LLC manage?

Pointe Capital Management LLC reported $452.3M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $223.5M.