Q2 2026 13F · SEC CIK 2021762

Prospect Financial Group LLC

Wealth managerFiled 2026-08-07 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $124.1M
Reported positions: 70
Holdings vs S&P 500, 3 yrs: —
Assets under management: $204.4M

Prospect Financial Group LLC is a wealth manager that reported 70 positions worth $124.1M in its Q2 2026 13F, filed 2026-08-07. Its largest holdings were Dimensional (DFEM, 9.8%), Dimensional ETF Trust (DCOR, 7.5%), Vanguard Total Bond Market ETF (BND, 7.0%).

Prospect Financial Group LLC holdings largest 50 of 70 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Prospect Financial Group LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
DFEMDimensional	9.8%	10.1%	297,935	-5.7%	$12.1M
DCORDimensional ETF Trust	7.5%	7.5%	112,825	-0.5%	$9.2M
BNDVanguard Total Bond Market ETF	7.0%	7.4%	118,297	+8.3%	$8.7M
DFICDfa Dimensional Intl Core Equit	6.1%	6.7%	202,685	-1.2%	$7.6M
DFACDimensional U.s. Core Equity 2	5.9%	5.9%	165,652	+0.5%	$7.3M
BNDXVanguard Charlotte Fds	5.9%	6.1%	151,161	+10.3%	$7.3M
VTIVanguard Index Fds	5.1%	5.1%	17,067	-0.8%	$6.3M
VOOVanguard S&p 500 ETF	4.0%	4.0%	7,180	+0.0%	$4.9M
AVDVAvantis International Small Cap Value Et	3.3%	3.7%	39,966	+0.0%	$4.1M
FRELFidelity Covington Trust	2.9%	2.9%	124,636	+6.5%	$3.7M
AVDEAvantis International Equity ETF	2.9%	3.1%	40,017	+2.6%	$3.6M
AVEMAmerican Centy ETF Tr	2.3%	2.1%	29,892	+4.2%	$2.9M
NVDANvidia Corporation Com	2.3%	2.4%	14,120	-5.1%	$2.8M
AAPLApple Inc	2.2%	2.2%	9,494	-0.0%	$2.7M
VTEBVanguard Tx Ex Bd	2.1%	1.4%	51,288	+72.9%	$2.6M
DFISDimensional ETF Trust	1.7%	1.9%	60,906	+0.2%	$2.1M
GOOGLAlphabet Inc	1.6%	1.6%	5,427	-7.2%	$1.9M
USRTIshares Tr	1.4%	1.5%	26,936	+0.7%	$1.8M
COMBGraniteshares ETF Tr	1.4%	1.8%	74,015	-2.5%	$1.8M
VNQVanguard Real Estate ETF	1.4%	1.5%	17,928	+0.2%	$1.7M
AVUSAvantis U.s. Equity ETF	1.4%	1.0%	13,234	+36.2%	$1.7M
MSFTMicrosoft Corp	1.3%	1.6%	4,411	-4.9%	$1.6M
SPABSpdr Series Trust	1.3%	1.5%	63,072	+0.1%	$1.6M
BRK-BBerkshire Hathaway Inc Del	1.1%	1.2%	2,711	+2.2%	$1.4M
SPYSpdr S&p 500 ETF Tr	1.0%	1.0%	1,706	+0.0%	$1.3M
AMZNAmazon Com Inc Com	0.9%	0.9%	4,740	+1.7%	$1.1M
GOOGAlphabet Inc	0.9%	0.8%	3,158	+1.7%	$1.1M
DFCADimensional ETF Trust	0.7%	0.8%	17,960	-0.0%	$901K
METAMeta Platforms Inc Class A	0.7%	0.9%	1,592	-2.7%	$897K
MGCVanguard Mega Cap ETF Total	0.7%	0.8%	3,276	-4.9%	$896K
JPMJpmorgan Chase & Co	0.7%	0.7%	2,725	+5.6%	$892K
VIGVanguard Dividend Appreciation ETF	0.7%	0.7%	3,655	+0.0%	$865K
VTECVanguard Calif Tax Free Fds	0.6%	—	7,784	—	$783K
IAGGiShares International Aggregate Bond Fun	0.6%	0.7%	15,253	+1.9%	$772K
SPDWSPDR Portfolio Developed World	0.6%	0.6%	14,742	+0.0%	$743K
MUMicron Technology Inc	0.6%	—	603	—	$696K
LLYLilly Eli & Co	0.5%	0.4%	542	+4.4%	$650K
DFASDimensional ETF Trust	0.5%	0.5%	7,668	-5.4%	$631K
SCHHSchwab Strategic Tr	0.5%	0.5%	26,635	-2.3%	$631K
PULSPgim Ultra Short Bond ETF	0.5%	—	12,479	—	$618K
JNJJohnson & Johnson	0.5%	0.5%	2,344	+3.1%	$595K
AMATApplied Matls Inc	0.4%	0.2%	673	-8.7%	$487K
XOMExxon Mobil Corp	0.4%	0.5%	3,552	+2.9%	$486K
AVGOBroadcom Inc	0.4%	0.4%	1,272	+1.7%	$480K
VXFVanguard Index Fds	0.3%	0.3%	1,692	+0.0%	$417K
CATCaterpillar Inc Com	0.3%	—	354	—	$377K
CVXChevron Corp New	0.3%	0.4%	2,156	+1.4%	$357K
VVVanguard Inx Lrg	0.3%	0.3%	1,029	+0.0%	$354K
MRKMerck & Co. Inc	0.3%	0.3%	2,699	+2.9%	$347K
NVSNovartis AG	0.3%	0.3%	2,175	+1.9%	$341K

What Prospect Financial Group LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Added to

VTEB Vanguard Tx Ex Bd+72.9% shares
AVUS Avantis U.s. Equity ETF+36.2% shares
BNDX Vanguard Charlotte Fds+10.3% shares
BND Vanguard Total Bond Market ETF+8.3% shares
FREL Fidelity Covington Trust+6.5% shares
JPM Jpmorgan Chase & Co+5.6% shares

Reduced

Left the top 50

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +17.7% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$124.1M	70
Q1 2026	$108.3M	63
Q4 2025	$107.5M	62
Q3 2025	$102.4M	61
Q2 2025	$95.6M	64
Q1 2025	$78.4M	63
Q4 2024	$81.3M	59

Questions about Prospect Financial Group LLC's portfolio

What stocks does Prospect Financial Group LLC own?

Prospect Financial Group LLC's latest 13F, for Q2 2026 and filed Aug 7, 2026, lists 70 positions worth $124.1M. The largest are Dimensional (DFEM) at 9.8%, Dimensional ETF Trust (DCOR) at 7.5%, Vanguard Total Bond Market ETF (BND) at 7.0%, Dfa Dimensional Intl Core Equit (DFIC) at 6.1% and Dimensional U.s. Core Equity 2 (DFAC) at 5.9%.

What did Prospect Financial Group LLC buy last quarter?

In Q2 2026, Prospect Financial Group LLC added Vanguard Tx Ex Bd (VTEB) (+72.9% shares), Avantis U.s. Equity ETF (AVUS) (+36.2% shares) and Vanguard Charlotte Fds (BNDX) (+10.3% shares), compared with its Q1 2026 filing.

What did Prospect Financial Group LLC sell last quarter?

In Q2 2026, Prospect Financial Group LLC cut from its top 50 Dbx ETF Tr (CA), cut from its top 50 Walmart Inc (WMT), cut from its top 50 Hsbc Hldgs PLC (HSBC), cut from its top 50 Visa Inc Com Cl A (V), Applied Matls Inc (AMAT) (-8.7% shares), Alphabet Inc (GOOGL) (-7.2% shares) and Dimensional (DFEM) (-5.7% shares), compared with its Q1 2026 filing.

When is Prospect Financial Group LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Prospect Financial Group LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Prospect Financial Group LLC manage?

Prospect Financial Group LLC reported $204.4M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $124.1M.