Q3 2026 13F · SEC CIK 1741426

Quad-Cities Investment Group, LLC

Wealth managerFiled 2026-10-16 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $279.7M
Reported positions: 213
Top holdings a year, 3 yrs: +14.3%
Assets under management: $425.5M

Quad-Cities Investment Group, LLC is a wealth manager that reported 213 positions worth $279.7M in its Q3 2026 13F, filed 2026-10-16. Its largest holdings were Apple Inc (AAPL, 6.5%), Invesco Exchange Traded Fd T (RSP, 3.8%), First Tr Exch Traded Fd III (FPE, 3.5%). A portfolio copying its top holdings returned 14.3% a year over the last 3 years, against 20.4% for the S&P 500.

Quad-Cities Investment Group, LLC holdings largest 50 of 213 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Quad-Cities Investment Group, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
AAPLApple Inc	6.5%	5.8%	54,546	-2.5%	$18.2M
RSPInvesco Exchange Traded Fd T	3.8%	3.8%	50,498	+1.8%	$10.5M
FPEFirst Tr Exch Traded Fd III	3.5%	3.6%	579,972	+2.8%	$9.9M
DGROIshares Tr	3.1%	3.1%	115,310	+0.9%	$8.7M
DFAUDimensional ETF Trust	2.7%	2.7%	145,727	+0.1%	$7.6M
IJHIshares Tr	2.7%	2.9%	105,158	-0.8%	$7.6M
JAAAJanus Detroit Str Tr	2.4%	2.5%	135,110	-1.0%	$6.8M
QQQInvesco Qqq Tr	2.3%	2.3%	8,661	+1.6%	$6.4M
DFAIDimensional ETF Trust	2.3%	2.2%	152,242	+0.6%	$6.3M
AMZNAmazon Com Inc	2.2%	2.3%	25,095	-7.5%	$6.3M
NVDANvidia Corporation	2.1%	1.9%	25,124	-2.7%	$5.7M
IVVIshares Tr	2.0%	2.1%	7,431	-3.4%	$5.7M
FBNDFidelity Merrimack Str Tr	1.8%	2.1%	119,101	-8.7%	$5.2M
MSFTMicrosoft Corp	1.8%	1.3%	10,026	-0.2%	$5.1M
IJRIshares Tr	1.6%	1.8%	33,477	-1.8%	$4.6M
WFCWells Fargo & Co	1.5%	1.5%	51,106	-0.3%	$4.1M
PYLDPimco ETF Tr	1.4%	1.3%	150,885	+12.4%	$3.8M
HYLSFirst Tr Exchange-Traded Fd	1.4%	1.4%	96,326	+1.8%	$3.8M
DEDeere & Co	1.3%	1.3%	5,468	-0.5%	$3.7M
TPYPTortoise North	1.2%	1.3%	86,395	-2.2%	$3.4M
DFACDimensional ETF Trust	1.2%	1.2%	73,805	+0.5%	$3.3M
DFAEDimensional ETF Trust	1.1%	1.2%	81,564	+1.8%	$3.2M
ITOTIshares Tr	1.1%	1.2%	18,700	-4.7%	$3.1M
RQICohen & Steers Quality Incom	1.0%	0.9%	258,407	+25.7%	$2.8M
DFAXDimensional ETF Trust	0.9%	0.9%	70,315	-0.0%	$2.6M
WMTWalmart Inc	0.9%	1.0%	24,633	-3.5%	$2.6M
CATCaterpillar Inc	0.9%	1.2%	3,127	+0.0%	$2.5M
GOOGAlphabet Inc	0.9%	0.9%	7,152	+0.3%	$2.4M
FBTFirst Tr Exchange-Traded Fd	0.9%	0.8%	8,782	+0.0%	$2.4M
AVMCAmerican Centy ETF Tr	0.8%	0.8%	30,816	+8.6%	$2.3M
AVGOBroadcom Inc	0.8%	0.9%	6,307	-5.4%	$2.2M
DFASDimensional ETF Trust	0.8%	0.8%	28,308	+0.6%	$2.2M
XOMExxonmobil Holdings Corp	0.8%	—	13,197	—	$2.1M
TSLATesla Inc	0.8%	0.9%	5,982	+4.5%	$2.1M
JCPBJ P Morgan Exchange Traded F	0.7%	0.8%	46,664	-0.5%	$2.1M
FDLFirst Tr Exchange-Traded Fd	0.7%	0.7%	42,075	-0.8%	$2.1M
RDVIFirst Tr Exchange-Traded Fd	0.7%	0.7%	68,524	+2.8%	$1.9M
VLOValero Energy Corp	0.7%	0.5%	4,928	-6.8%	$1.9M
FTCSFirst Tr Exchange-Traded Fd	0.7%	0.7%	19,623	-1.7%	$1.8M
ACYNFirst Tr Exchange-Traded Fd	0.7%	0.5%	87,799	+34.4%	$1.8M
FEMSFirst Tr Exch Trd Alphdx Fd	0.6%	0.7%	40,498	-8.2%	$1.8M
RDVYFirst Tr Exchange Traded Fd	0.6%	0.6%	20,336	-0.8%	$1.6M
DFICDimensional ETF Trust	0.6%	0.5%	40,963	+0.2%	$1.5M
GOOGLAlphabet Inc	0.5%	0.6%	4,422	-1.2%	$1.5M
FTSMFirst Tr Exchange-Traded Fd	0.5%	0.6%	24,963	-3.6%	$1.5M
TSMTaiwan Semiconductor Manufac	0.5%	0.6%	3,144	-2.0%	$1.4M
AXONAxon Enterprise Inc	0.5%	0.6%	3,374	+6.0%	$1.4M
FTSLFirst Tr Exchange-Traded Fd	0.5%	0.5%	29,678	-5.2%	$1.3M
COLBColumbia Bkg Sys Inc Com	0.5%	0.5%	45,835	+0.1%	$1.3M
ICVTIshares Tr	0.5%	0.5%	11,559	-0.6%	$1.3M

What Quad-Cities Investment Group, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +14.7% /yr; S&P 500 +20.1%
3 years: +14.3% /yr; S&P 500 +20.4%
5 years: +7.2% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$279.7M	213
Q2 2026	$278.2M	209
Q1 2026	$250.9M	200
Q4 2025	$242.4M	190
Q3 2025	$234.9M	189
Q2 2025	$220.2M	184
Q1 2025	$202.7M	183
Q4 2024	$204.0M	179
Q3 2024	$199.3M	184
Q2 2024	$180.8M	176
Q1 2024	$171.3M	179
Q4 2023	$161.8M	174

Questions about Quad-Cities Investment Group, LLC's portfolio

What stocks does Quad-Cities Investment Group, LLC own?

Quad-Cities Investment Group, LLC's latest 13F, for Q3 2026 and filed Oct 16, 2026, lists 213 positions worth $279.7M. The largest are Apple Inc (AAPL) at 6.5%, Invesco Exchange Traded Fd T (RSP) at 3.8%, First Tr Exch Traded Fd III (FPE) at 3.5%, Ishares Tr (DGRO) at 3.1% and Dimensional ETF Trust (DFAU) at 2.7%.

What did Quad-Cities Investment Group, LLC buy last quarter?

In Q3 2026, Quad-Cities Investment Group, LLC added First Tr Exchange-Traded Fd (ACYN) (+34.4% shares), Cohen & Steers Quality Incom (RQI) (+25.7% shares) and Pimco ETF Tr (PYLD) (+12.4% shares), compared with its Q2 2026 filing.

What did Quad-Cities Investment Group, LLC sell last quarter?

In Q3 2026, Quad-Cities Investment Group, LLC cut from its top 50 Exxon Mobil Corp (XOM), Fidelity Merrimack Str Tr (FBND) (-8.7% shares), First Tr Exch Trd Alphdx Fd (FEMS) (-8.2% shares) and Amazon Com Inc (AMZN) (-7.5% shares), compared with its Q2 2026 filing.

How has Quad-Cities Investment Group, LLC's portfolio performed?

A portfolio copying Quad-Cities Investment Group, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +14.3% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +14.7% against +20.1%. Over 5 years: +7.2% a year against +11.6%.

When is Quad-Cities Investment Group, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Quad-Cities Investment Group, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Quad-Cities Investment Group, LLC manage?

Quad-Cities Investment Group, LLC reported $425.5M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $279.7M.