Q2 2026 13F · SEC CIK 1559789

Regal Investment Advisors LLC

Wealth managerFiled 2026-08-14 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $1.9B
Reported positions: 647
Top holdings a year, 3 yrs: +17.0%
Assets under management: $2.9B

Regal Investment Advisors LLC is a wealth manager that reported 647 positions worth $1.9B in its Q2 2026 13F, filed 2026-08-14. Its largest holdings were Ishares Core S&p 500 ETF (IVV, 6.6%), Invesco Qqq Tr (QQQ, 2.2%), Apple Inc (AAPL, 1.9%). A portfolio copying its top holdings returned 17.0% a year over the last 3 years, against 20.4% for the S&P 500.

Regal Investment Advisors LLC holdings largest 50 of 647 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Regal Investment Advisors LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
IVVIshares Core S&p 500 ETF	6.6%	5.1%	168,826	+24.8%	$126.4M
QQQInvesco Qqq Tr	2.2%	1.8%	57,047	+3.9%	$42.0M
AAPLApple Inc	1.9%	1.9%	125,654	-1.2%	$36.4M
SPYSpdr S&p 500 ETF Tr	1.9%	1.8%	47,879	+2.4%	$35.8M
IUSBIshares Core Universal Usd Bond ETF	1.7%	1.3%	699,010	+41.8%	$32.3M
SCHDSchwab Strategic Tr	1.5%	1.6%	906,142	-0.3%	$28.7M
LQDIshares Tr	1.4%	1.5%	255,073	+4.3%	$27.8M
NVDANvidia Corporation Com	1.4%	1.3%	136,901	+2.9%	$27.4M
FTCSFirst Trust Capital Strength ETF	1.4%	1.5%	284,367	+4.6%	$26.7M
VUGVanguard Indx Fd	1.4%	1.3%	307,894	+482.7%	$26.5M
IVWIshares	1.2%	1.1%	170,924	+1.2%	$23.5M
MSFTMicrosoft Corp	1.2%	1.3%	61,204	+1.5%	$22.8M
VEAVanguard Tax-Managed Fds	1.2%	1.2%	315,638	+0.9%	$22.5M
DYNFIshares U.s. Equity Factor Rotation Acti	1.0%	1.0%	296,824	+4.1%	$20.2M
IJRIshares Core S&p Small Cap ETF	1.0%	0.9%	124,445	+1.8%	$18.5M
IVEIshares S&p 500 Value ETF	0.9%	1.2%	80,376	-15.3%	$18.3M
ABBVAbbvie Inc	0.9%	0.9%	69,318	-3.6%	$17.4M
JNJJohnson & Johnson	0.9%	1.0%	65,349	-5.6%	$16.6M
VTIVanguard Index Fds	0.9%	0.8%	44,510	+7.0%	$16.5M
IEFAIshares Core Msci Eafe ETF	0.8%	0.9%	163,424	-1.5%	$15.8M
IEMGIshares	0.8%	1.0%	185,137	-26.9%	$15.3M
PWBInvesco Exchange Traded Fd T	0.8%	0.6%	87,023	+0.2%	$14.7M
VWOVanguard Intl Equity Index F	0.8%	0.7%	244,178	+3.4%	$14.6M
VYMIVanguard International High Dividend Yie	0.7%	0.8%	146,556	-3.5%	$14.4M
FVFirst Tr Exchange Traded Fd	0.7%	0.6%	173,447	-0.2%	$13.2M
VIGVanguard Dividend Appreciation ETF	0.7%	0.7%	54,452	-5.2%	$12.9M
MTUMIshares Msci USA Momentum Factor ETF	0.7%	0.5%	36,766	-4.4%	$12.6M
BUFRFt Vest Laddered Buffer ETF	0.6%	0.6%	335,642	+6.4%	$12.3M
GSLCGoldman Sachs ETF Tr	0.6%	0.6%	82,281	+0.8%	$11.7M
MUBIshares National Muni Bond ETF	0.6%	0.6%	106,890	+3.0%	$11.5M
EFGIshares Tr	0.6%	0.5%	89,583	+9.0%	$11.1M
VOOVanguard S&p 500 ETF	0.6%	0.5%	16,017	+3.2%	$11.0M
PWVInvesco Exchange Traded Fd T	0.6%	0.6%	142,748	+4.1%	$10.8M
GOVTIshares Tr	0.6%	0.5%	471,560	+14.1%	$10.7M
AMZNAmazon Com Inc Com	0.6%	0.5%	44,748	+11.0%	$10.7M
MOAltria Group Inc	0.5%	0.6%	146,676	-1.4%	$10.6M
BAIIshares A.i. Innovation and Tech Active	0.5%	—	197,643	—	$10.4M
PGProcter & Gamble Co Com	0.5%	0.6%	70,664	-4.4%	$10.4M
CVXChevron Corp New	0.5%	0.8%	62,380	-4.2%	$10.3M
PRFZInvesco Exchange Traded Fd T	0.5%	—	179,531	—	$10.0M
EEMIshares	0.5%	0.5%	144,108	-2.7%	$9.9M
VOEVanguard Index Fds	0.5%	0.5%	49,374	-0.1%	$9.8M
XLKState Street Technology Select Sector Sp	0.5%	—	51,191	—	$9.8M
EMREmerson Elec Co Com	0.5%	0.5%	66,586	-4.9%	$9.5M
VZVerizon Communications Inc Com	0.5%	0.7%	220,491	-3.2%	$9.3M
IBMInternational Business Machs	0.5%	0.5%	32,809	-5.1%	$9.2M
PFEPfizer Inc	0.5%	0.6%	378,806	-2.2%	$9.1M
VOTVanguard Index Fds	0.5%	—	28,634	—	$8.8M
WMTWalmart Inc	0.5%	0.6%	76,908	-4.1%	$8.7M
GOOGLAlphabet Inc	0.4%	—	24,021	—	$8.6M

What Regal Investment Advisors LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +17.8% /yr; S&P 500 +20.1%
3 years: +17.0% /yr; S&P 500 +20.4%
5 years: +9.4% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$1.9B	647
Q1 2026	$1.7B	652
Q4 2025	$1.7B	583
Q3 2025	$1.5B	515
Q2 2025	$1.3B	479
Q1 2025	$1.2B	457
Q4 2024	$1.3B	463
Q3 2024	$1.4B	498
Q2 2024	$1.5B	567
Q1 2024	$1.5B	578
Q4 2023	$1.3B	544
Q3 2023	$1.2B	494

Questions about Regal Investment Advisors LLC's portfolio

What stocks does Regal Investment Advisors LLC own?

Regal Investment Advisors LLC's latest 13F, for Q2 2026 and filed Aug 14, 2026, lists 647 positions worth $1.9B. The largest are Ishares Core S&p 500 ETF (IVV) at 6.6%, Invesco Qqq Tr (QQQ) at 2.2%, Apple Inc (AAPL) at 1.9%, Spdr S&p 500 ETF Tr (SPY) at 1.9% and Ishares Core Universal Usd Bond ETF (IUSB) at 1.7%.

What did Regal Investment Advisors LLC buy last quarter?

In Q2 2026, Regal Investment Advisors LLC added Vanguard Indx Fd (VUG) (+482.7% shares), Ishares Core Universal Usd Bond ETF (IUSB) (+41.8% shares) and Ishares Core S&p 500 ETF (IVV) (+24.8% shares), compared with its Q1 2026 filing.

What did Regal Investment Advisors LLC sell last quarter?

In Q2 2026, Regal Investment Advisors LLC cut from its top 50 Ishares Tr (EFV), cut from its top 50 At&t Inc Com (T), cut from its top 50 Ishares Msci USA Quality Factor ETF (QUAL), cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Medtronic PLC (MDT), Ishares (IEMG) (-26.9% shares), Ishares S&p 500 Value ETF (IVE) (-15.3% shares) and Johnson & Johnson (JNJ) (-5.6% shares), compared with its Q1 2026 filing.

How has Regal Investment Advisors LLC's portfolio performed?

A portfolio copying Regal Investment Advisors LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +17.0% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +17.8% against +20.1%. Over 5 years: +9.4% a year against +11.6%.

When is Regal Investment Advisors LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Regal Investment Advisors LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Regal Investment Advisors LLC manage?

Regal Investment Advisors LLC reported $2.9B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $1.9B.