Q3 2026 13F · SEC CIK 1728121

SeaCrest Wealth Management, LLC

Wealth managerFiled 2026-10-21 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $883.1M
Reported positions: 546
Top holdings a year, 3 yrs: +27.2%
Assets under management: $1.5B

SeaCrest Wealth Management, LLC is a wealth manager that reported 546 positions worth $883.1M in its Q3 2026 13F, filed 2026-10-21. Its largest holdings were Apple Inc (AAPL, 10.0%), Alphabet Inc (GOOGL, 6.4%), Alphabet Inc (GOOG, 4.2%). A portfolio copying its top holdings returned 27.2% a year over the last 3 years, against 20.4% for the S&P 500.

SeaCrest Wealth Management, LLC holdings largest 50 of 546 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

SeaCrest Wealth Management, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
AAPLApple Inc	10.0%	8.8%	265,866	-3.4%	$88.5M
GOOGLAlphabet Inc	6.4%	6.7%	164,565	-3.1%	$56.6M
GOOGAlphabet Inc	4.2%	4.2%	108,996	+0.7%	$37.1M
NVDANvidia Corporation	4.0%	4.0%	155,316	-13.5%	$35.5M
MSFTMicrosoft Corp	2.3%	1.8%	39,909	-10.8%	$20.5M
QQQInvesco Qqq Tr	2.0%	1.9%	23,576	+2.9%	$17.4M
AVGOBroadcom Inc	1.9%	2.1%	48,911	-0.6%	$17.2M
AMZNAmazon Com Inc	1.9%	1.9%	67,652	-5.9%	$16.9M
LLYEli Lilly & Co	1.5%	1.8%	11,216	-17.2%	$13.0M
VOOVanguard Index Fds	1.2%	1.1%	15,368	+4.2%	$10.8M
SPYState Str Spdr S&p 500 ETF T	1.2%	1.1%	13,385	+1.0%	$10.2M
METAMeta Platforms Inc	1.1%	1.1%	13,334	-23.9%	$9.7M
FDNFirst Tr Exchange-Traded Fd	1.0%	0.9%	30,138	-0.6%	$8.7M
VGTVanguard World Fd	1.0%	0.9%	67,825	+0.7%	$8.5M
MUMicron Technology Inc	1.0%	0.8%	7,939	+23.0%	$8.5M
SCHGSchwab Strategic Tr	0.8%	0.7%	205,057	+3.7%	$7.4M
VVisa Inc	0.8%	0.8%	20,084	-3.5%	$7.2M
TSMTaiwan Semiconductor Manufac	0.8%	0.8%	15,754	-0.7%	$7.2M
VTIVanguard Index Fds	0.8%	0.7%	18,767	+8.8%	$7.0M
BRK-BBerkshire Hathaway Inc Del	0.8%	1.1%	13,605	-28.9%	$6.8M
SMHVaneck ETF Trust	0.8%	0.7%	11,096	+8.4%	$6.8M
GLDSpdr Gold Tr	0.7%	0.7%	17,280	+6.7%	$6.6M
PVALPutnam Focused Large Capvalue ETF	0.7%	0.7%	124,530	+6.3%	$6.6M
TSLATesla Inc	0.7%	0.8%	18,192	+1.8%	$6.5M
SCHBSchwab Strategic Tr	0.7%	0.7%	213,658	+3.0%	$6.3M
JEPIJ P Morgan Exchange Traded F	0.7%	0.7%	108,713	-5.2%	$6.1M
COSTCostco Wholesale Corporation	0.7%	0.8%	6,365	-17.8%	$5.8M
AMDAdvanced Micro Devices Inc	0.6%	0.6%	9,275	+0.6%	$5.7M
AMGNAmgen Inc	0.6%	0.6%	13,410	-2.2%	$5.7M
JEPQJ P Morgan Exchange Traded F	0.6%	0.4%	84,062	+30.4%	$5.1M
SCHVSchwab Strategic Tr	0.5%	0.5%	143,901	+1.3%	$4.8M
SCHDSchwab Strategic Tr	0.5%	0.4%	146,571	+21.2%	$4.8M
CVXChevron Corporation	0.5%	0.4%	22,794	-6.0%	$4.7M
JPMJpmorgan Chase & Co	0.5%	0.5%	13,779	-5.4%	$4.6M
CATCaterpillar Inc	0.5%	0.7%	5,590	-3.0%	$4.5M
XLKSelect Sector Spdr Tr	0.5%	0.5%	23,066	-2.8%	$4.5M
SCHFSchwab Strategic Tr	0.5%	0.5%	163,574	+4.9%	$4.5M
XOMExxonmobil Holdings Corp	0.5%	—	26,630	—	$4.3M
GEVGe Vernova Inc	0.5%	0.6%	4,291	-2.5%	$4.1M
VLOValero Energy Corp	0.5%	—	10,447	—	$4.0M
PSLVSprott Physical	0.4%	0.4%	192,015	-4.9%	$3.7M
VIGVanguard Specialized Funds	0.4%	0.4%	15,915	+7.2%	$3.7M
AMATApplied Matls Inc	0.4%	0.5%	6,895	+1.1%	$3.5M
IWFIshares Tr	0.4%	0.4%	27,956	+4.0%	$3.5M
KLACKla Corp	0.4%	0.6%	17,864	+1.8%	$3.5M
FHEQFidelity Greenwood Street Tr	0.4%	—	101,992	—	$3.4M
TRFMETF Ser Solutions	0.4%	0.4%	55,576	-1.9%	$3.3M
DBEFDbx ETF Tr	0.4%	—	56,981	—	$3.1M
CIBRFirst Tr Exchange-Traded Fd	0.4%	—	30,281	—	$3.1M
XLVSelect Sector Spdr Tr	0.3%	—	18,364	—	$3.1M

What SeaCrest Wealth Management, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

JEPQ J P Morgan Exchange Traded F+30.4% shares
MU Micron Technology Inc+23.0% shares
SCHD Schwab Strategic Tr+21.2% shares
VTI Vanguard Index Fds+8.8% shares
SMH Vaneck ETF Trust+8.4% shares
VIG Vanguard Specialized Funds+7.2% shares
GLD Spdr Gold Tr+6.7% shares
PVAL Putnam Focused Large Capvalue ETF+6.3% shares

Reduced

BRK-B Berkshire Hathaway Inc Del-28.9% shares
META Meta Platforms Inc-23.9% shares
COST Costco Wholesale Corporation-17.8% shares
LLY Eli Lilly & Co-17.2% shares
NVDA Nvidia Corporation-13.5% shares
MSFT Microsoft Corp-10.8% shares
CVX Chevron Corporation-6.0% shares
AMZN Amazon Com Inc-5.9% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +24.1% /yr; S&P 500 +20.1%
3 years: +27.2% /yr; S&P 500 +20.4%
5 years: +16.4% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$883.1M	546
Q2 2026	$903.4M	550
Q1 2026	$935.0M	635
Q4 2025	$988.2M	632
Q3 2025	$947.9M	628
Q2 2025	$920.8M	617
Q1 2025	$883.4M	657
Q4 2024	$951.2M	655
Q3 2024	$928.5M	651
Q2 2024	$878.8M	613
Q1 2024	$818.0M	603
Q4 2023	$809.6M	620

Questions about SeaCrest Wealth Management, LLC's portfolio

What stocks does SeaCrest Wealth Management, LLC own?

SeaCrest Wealth Management, LLC's latest 13F, for Q3 2026 and filed Oct 21, 2026, lists 546 positions worth $883.1M. The largest are Apple Inc (AAPL) at 10.0%, Alphabet Inc (GOOGL) at 6.4%, Alphabet Inc (GOOG) at 4.2%, Nvidia Corporation (NVDA) at 4.0% and Microsoft Corp (MSFT) at 2.3%.

What did SeaCrest Wealth Management, LLC buy last quarter?

In Q3 2026, SeaCrest Wealth Management, LLC added J P Morgan Exchange Traded F (JEPQ) (+30.4% shares), Micron Technology Inc (MU) (+23.0% shares) and Schwab Strategic Tr (SCHD) (+21.2% shares), compared with its Q2 2026 filing.

What did SeaCrest Wealth Management, LLC sell last quarter?

In Q3 2026, SeaCrest Wealth Management, LLC cut from its top 50 Johnson & Johnson (JNJ), cut from its top 50 Corning Inc (GLW), cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Intel Corp (INTC), cut from its top 50 Digitalocean Hldgs Inc (DOCN), Berkshire Hathaway Inc Del (BRK-B) (-28.9% shares), Meta Platforms Inc (META) (-23.9% shares) and Costco Wholesale Corporation (COST) (-17.8% shares), compared with its Q2 2026 filing.

How has SeaCrest Wealth Management, LLC's portfolio performed?

A portfolio copying SeaCrest Wealth Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +27.2% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +24.1% against +20.1%. Over 5 years: +16.4% a year against +11.6%.

When is SeaCrest Wealth Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. SeaCrest Wealth Management, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does SeaCrest Wealth Management, LLC manage?

SeaCrest Wealth Management, LLC reported $1.5B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $883.1M.