Q3 2026 13F · SEC CIK 2039918

Seros Financial, LLC

Wealth managerFiled 2026-10-21 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $196.9M
Reported positions: 68
Holdings vs S&P 500, 3 yrs: —
Assets under management: $359.2M

Seros Financial, LLC is a wealth manager that reported 68 positions worth $196.9M in its Q3 2026 13F, filed 2026-10-21. Its largest holdings were Invesco Exch Traded Fd Tr II (SPMO, 13.8%), American Centy ETF Tr (AVLV, 9.8%), Invesco Qqq Tr (QQQ, 8.5%).

Seros Financial, LLC holdings largest 50 of 68 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Seros Financial, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SPMOInvesco Exch Traded Fd Tr II	13.8%	15.0%	179,169	+0.7%	$27.2M
AVLVAmerican Centy ETF Tr	9.8%	5.2%	212,685	+95.0%	$19.2M
QQQInvesco Qqq Tr	8.5%	9.5%	22,616	-9.1%	$16.7M
XSMOInvesco Exchange Traded Fd T	7.8%	8.5%	188,783	+8.1%	$15.4M
LVHILegg Mason ETF Invt	7.1%	5.8%	336,070	+22.2%	$14.0M
SCHFSchwab Strategic Tr	6.9%	6.8%	493,254	+4.1%	$13.5M
BUFQFirst Tr Exchng Traded Fd Vi	5.9%	5.7%	287,456	+3.7%	$11.6M
FPEFirst Tr Exch Traded Fd III	5.3%	5.2%	611,026	+10.0%	$10.4M
BUFRFirst Tr Exchng Traded Fd Vi	5.2%	5.1%	274,418	+3.4%	$10.3M
SCHXSchwab Strategic Tr	3.5%	2.9%	230,291	+23.4%	$6.9M
BUFFInnovator Etfs Trust	2.7%	2.6%	100,346	+5.2%	$5.4M
SHYLDbx ETF Tr	2.6%	2.6%	119,542	+8.1%	$5.1M
BNDVanguard Bd Index Fds	2.2%	2.2%	62,477	+8.4%	$4.4M
PHYLPgim ETF Tr	1.4%	1.2%	83,002	+23.9%	$2.8M
QQQMInvesco Exch Traded Fd Tr II	1.2%	1.2%	7,774	+1.2%	$2.4M
PHYSSprott Asset Management LP	1.1%	—	70,025	—	$2.2M
BUFBInnovator Etfs Trust	1.0%	1.0%	49,865	+1.4%	$2.0M
SMHVaneck ETF Trust	0.9%	1.0%	2,919	+4.8%	$1.8M
SPYState Str Spdr S&p 500 ETF T	0.8%	0.8%	2,107	+2.5%	$1.6M
AAPLApple Inc	0.8%	0.7%	4,633	+2.0%	$1.5M
ORNOrion Marine Group Inc Com	0.7%	1.5%	168,704	+0.0%	$1.4M
CRWDCrowdstrike Hldgs Inc	0.6%	0.4%	4,453	+298.7%	$1.2M
IWYIshares Tr	0.6%	0.6%	3,882	+1.5%	$1.1M
MSFTMicrosoft Corp	0.5%	0.4%	2,078	+5.7%	$1.1M
JCIJohnson Controls Internation	0.5%	0.5%	7,100	+0.0%	$1.1M
AMZNAmazon Com Inc	0.5%	0.5%	4,116	-0.9%	$1.0M
SPHBInvesco Exch Traded Fd Tr II	0.5%	0.5%	5,991	-0.3%	$903K
NVDANvidia Corporation	0.4%	0.4%	3,840	-1.7%	$877K
BIVVanguard Bd Index Fds	0.4%	0.6%	11,490	-29.2%	$837K
VOOVanguard Index Fds	0.4%	—	1,108	—	$777K
BRK-BBerkshire Hathaway Inc Del	0.3%	0.4%	1,368	-11.5%	$681K
SPYINeos ETF Trust	0.3%	0.3%	9,943	-6.1%	$529K
QTUMETF Ser Solutions	0.2%	—	3,155	—	$478K
QTACUltimus Managers Tr	0.2%	—	18,256	—	$465K
PSLVSprott Physical	0.2%	—	23,209	—	$450K
SPCXSpace Exploration Techn Corp	0.2%	—	2,831	—	$427K
PFEBInnovator Etfs Trust	0.2%	0.3%	9,459	-16.3%	$417K
GOOGLAlphabet Inc	0.2%	0.2%	1,127	+2.7%	$388K
AVGOBroadcom Inc	0.2%	0.2%	1,101	+26.6%	$387K
VRSKVerisk Analytics Inc	0.2%	0.2%	2,222	-13.0%	$373K
NJULInnovator Etfs Trust	0.2%	0.2%	4,641	-9.2%	$365K
BACBank of Amer Corp	0.2%	0.2%	6,629	-1.7%	$361K
IVEIshares Tr	0.2%	0.2%	1,563	-6.0%	$357K
PFFAEtfis Ser Tr I	0.2%	0.2%	17,866	-15.7%	$353K
SHOPShopify Inc	0.2%	—	2,361	—	$350K
AMDAdvanced Micro Devices Inc	0.2%	0.2%	556	+0.0%	$340K
SOXXIshares Tr	0.2%	—	585	—	$333K
BJULInnovator Etfs Trust	0.2%	0.2%	5,677	-10.2%	$315K
ABBVAbbvie Inc	0.2%	0.1%	1,184	+4.1%	$310K
PAPRInnovator Etfs Trust	0.2%	0.2%	7,100	+0.0%	$307K

What Seros Financial, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +17.3% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$196.9M	68
Q2 2026	$192.0M	66
Q1 2026	$157.1M	58
Q4 2025	$170.5M	61
Q3 2025	$165.3M	63
Q2 2025	$157.8M	61
Q1 2025	$133.8M	55
Q4 2024	$111.1M	52

Questions about Seros Financial, LLC's portfolio

What stocks does Seros Financial, LLC own?

Seros Financial, LLC's latest 13F, for Q3 2026 and filed Oct 21, 2026, lists 68 positions worth $196.9M. The largest are Invesco Exch Traded Fd Tr II (SPMO) at 13.8%, American Centy ETF Tr (AVLV) at 9.8%, Invesco Qqq Tr (QQQ) at 8.5%, Invesco Exchange Traded Fd T (XSMO) at 7.8% and Legg Mason ETF Invt (LVHI) at 7.1%.

What did Seros Financial, LLC buy last quarter?

In Q3 2026, Seros Financial, LLC added Crowdstrike Hldgs Inc (CRWD) (+298.7% shares), American Centy ETF Tr (AVLV) (+95.0% shares) and Broadcom Inc (AVGO) (+26.6% shares), compared with its Q2 2026 filing.

What did Seros Financial, LLC sell last quarter?

In Q3 2026, Seros Financial, LLC cut from its top 50 Invesco Exchange Traded Fd T (XLG), cut from its top 50 Tesla Inc (TSLA), cut from its top 50 Neos ETF Trust (HYBI), cut from its top 50 Lam Research Corp (LRCX), cut from its top 50 Ishares Tr (EEM), Vanguard Bd Index Fds (BIV) (-29.2% shares), Innovator Etfs Trust (PFEB) (-16.3% shares) and Etfis Ser Tr I (PFFA) (-15.7% shares), compared with its Q2 2026 filing.

When is Seros Financial, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Seros Financial, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Seros Financial, LLC manage?

Seros Financial, LLC reported $359.2M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $196.9M.