Q2 2026 13F · SEC CIK 1511794

Shaker Financial Services, LLC

Wealth managerFiled 2026-07-15 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $319.2M
Reported positions: 148
Top holdings a year, 3 yrs: +8.0%
Assets under management: $286.3M

Shaker Financial Services, LLC is a wealth manager that reported 148 positions worth $319.2M in its Q2 2026 13F, filed 2026-07-15. Its largest holdings were Gabelli Equity Tr Inc (GAB, 3.7%), Royce Small Cap Trust Inc (RVT, 3.5%), Liberty All Star Equity Fd (USA, 3.0%). A portfolio copying its top holdings returned 8.0% a year over the last 3 years, against 20.4% for the S&P 500.

Shaker Financial Services, LLC holdings largest 50 of 148 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Shaker Financial Services, LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
GABGabelli Equity Tr Inc	3.7%	—	2,073,169	—	$11.7M
RVTRoyce Small Cap Trust Inc	3.5%	0.8%	605,745	+337.3%	$11.2M
USALiberty All Star Equity Fd	3.0%	1.8%	1,646,776	+73.6%	$9.6M
SPESpecial Opportunities Fd Inc Com	2.8%	1.8%	664,992	+78.7%	$9.0M
JCENuveen Core Equity Alpha Fd	2.7%	3.2%	519,128	-15.7%	$8.7M
ASGLiberty All-Star Growth Fd I	2.6%	3.0%	1,527,646	-16.7%	$8.4M
FFAFirst Tr Enhanced Equity	2.3%	2.4%	328,741	-1.8%	$7.4M
SORSource Capital	2.2%	—	153,966	—	$7.1M
ETBEaton Vance Tax Mnged Buy Wr	2.1%	2.4%	437,829	-6.6%	$6.8M
EOIEaton Vance Enhanced Equity	1.9%	—	309,881	—	$6.1M
EEAEuropean Equity Fd Inc	1.7%	1.8%	500,778	-1.5%	$5.5M
BIFSrh Total Return Fund Inc Com	1.7%	1.7%	298,716	+4.3%	$5.3M
EOSEaton Vance Enhanced Equity	1.6%	2.0%	238,696	-13.4%	$5.3M
SCDLmp Capital & Income Fd Inc Sc	1.6%	—	333,414	—	$5.2M
GAMGeneral Amern Invs Co Inc Com	1.6%	—	81,300	—	$5.2M
SPXXNuveen S&p 500 Dynamic Overw	1.6%	2.3%	257,328	-36.8%	$5.0M
SABASaba Capital Income & Opport	1.5%	1.7%	590,213	+1.7%	$4.9M
GDVGabelli Divid & Income Tr	1.5%	—	164,020	—	$4.8M
TWNTaiwan Fund Inc	1.3%	1.0%	44,603	-0.8%	$4.3M
RMTRoyce Micro-Cap Tr Inc	1.3%	1.6%	287,837	-27.4%	$4.2M
GHYPGIM Global Short Duration High Yield Fu	1.3%	1.4%	335,881	-5.4%	$4.1M
DSLDoubleline Income Solutions	1.2%	1.4%	355,669	-7.4%	$3.9M
HGLBHighland Global Allocation F	1.2%	—	520,207	—	$3.9M
EADWells Fargo Inc Opp	1.2%	1.3%	595,858	+5.0%	$3.9M
BLWBlackrock Ltd Duration Incom	1.2%	—	301,450	—	$3.8M
BWGBrandywinegbl Gbl Incm Opp F	1.2%	1.1%	473,763	+19.6%	$3.8M
VEAVanguard Tax-Managed Fds	1.2%	—	52,403	—	$3.7M
CHWCalamos Gbl Dyn Income Fund	1.2%	1.2%	412,262	-11.1%	$3.7M
HYIWestern Asset High Yield Opp	1.1%	1.0%	329,087	+20.3%	$3.5M
PGPPimco Global Stockplus Incom	1.1%	—	388,461	—	$3.4M
CSQCalamos Strategic Total Retu	1.1%	3.7%	163,703	-73.3%	$3.4M
PFNPimco Income Strategy Fd II	1.0%	0.9%	464,551	+23.7%	$3.3M
ERCAllspring Multi Sector I	1.0%	1.2%	354,984	-3.5%	$3.3M
MMTMFS Multi-Market Income	1.0%	—	746,733	—	$3.3M
SPYSpdr S&p 500 ETF Tr	1.0%	1.1%	4,290	-8.9%	$3.2M
MSDMorgan Stanley Emkt Dbt Fd I	1.0%	0.8%	428,074	+41.0%	$3.2M
EHIWestern Asset Global High Income Fund In	1.0%	0.8%	527,904	+34.1%	$3.1M
DBLDoubleline Opportunistic Cr	0.9%	—	210,544	—	$3.0M
AWFAlliancebernstein Global Hig	0.9%	0.7%	286,994	+41.3%	$3.0M
IAEVoya Asia Pac High Div Eqt I	0.9%	—	308,151	—	$2.9M
ETOEaton Vance Tax-Advantaged G	0.9%	1.4%	92,148	-39.0%	$2.8M
BGHBarings Global Short Duratio	0.8%	1.1%	188,748	-14.7%	$2.7M
VOOVanguard S&p 500 ETF	0.8%	—	3,808	—	$2.6M
RGTRoyce Global Trust Inc	0.8%	0.9%	182,508	-6.9%	$2.6M
ETWEaton Vance Tax-Managed Glob	0.8%	—	259,227	—	$2.5M
CGOCalamos Global Total Return	0.8%	0.8%	177,106	-18.3%	$2.4M
CPZCalamos Lng Shr Eqt Dynamic	0.8%	—	184,023	—	$2.4M
MCNXai Madison Equity Premium I	0.7%	1.2%	425,590	-25.8%	$2.4M
PFLPIMCO Income Strategy Fund	0.7%	—	295,080	—	$2.3M
HIOWestern Asset Hi Inc Opport	0.7%	—	642,498	—	$2.3M

What Shaker Financial Services, LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +9.7% /yr; S&P 500 +20.1%
3 years: +8.0% /yr; S&P 500 +20.4%
5 years: +0.1% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$319.2M	148
Q1 2026	$286.9M	145
Q4 2025	$315.5M	165
Q3 2025	$291.6M	148
Q2 2025	$275.8M	147
Q1 2025	$256.9M	153
Q4 2024	$261.0M	176
Q3 2024	$265.3M	157
Q2 2024	$247.3M	157
Q1 2024	$258.4M	157
Q4 2023	$243.6M	152
Q3 2023	$214.6M	155

Questions about Shaker Financial Services, LLC's portfolio

What stocks does Shaker Financial Services, LLC own?

Shaker Financial Services, LLC's latest 13F, for Q2 2026 and filed Jul 15, 2026, lists 148 positions worth $319.2M. The largest are Gabelli Equity Tr Inc (GAB) at 3.7%, Royce Small Cap Trust Inc (RVT) at 3.5%, Liberty All Star Equity Fd (USA) at 3.0%, Special Opportunities Fd Inc Com (SPE) at 2.8% and Nuveen Core Equity Alpha Fd (JCE) at 2.7%.

What did Shaker Financial Services, LLC buy last quarter?

In Q2 2026, Shaker Financial Services, LLC added Royce Small Cap Trust Inc (RVT) (+337.3% shares), Special Opportunities Fd Inc Com (SPE) (+78.7% shares) and Liberty All Star Equity Fd (USA) (+73.6% shares), compared with its Q1 2026 filing.

What did Shaker Financial Services, LLC sell last quarter?

In Q2 2026, Shaker Financial Services, LLC cut from its top 50 Eaton Vance Tx Adv Glbl Div (ETG), cut from its top 50 Eaton Vance Tx Mgd Div Eq in (ETY), cut from its top 50 Abrdn Total Dynamic Dividend (AOD), cut from its top 50 Ares Dynamic Cr Allocation Fund (ARDC), cut from its top 50 Columbia Seligm Prem Tech Gr (STK), Calamos Strategic Total Retu (CSQ) (-73.3% shares), Eaton Vance Tax-Advantaged G (ETO) (-39.0% shares) and Nuveen S&p 500 Dynamic Overw (SPXX) (-36.8% shares), compared with its Q1 2026 filing.

How has Shaker Financial Services, LLC's portfolio performed?

A portfolio copying Shaker Financial Services, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +8.0% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +9.7% against +20.1%. Over 5 years: +0.1% a year against +11.6%.

When is Shaker Financial Services, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Shaker Financial Services, LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Shaker Financial Services, LLC manage?

Shaker Financial Services, LLC reported $286.3M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $319.2M.