Q3 2026 13F · SEC CIK 1716983

SimpliFi, Inc.

Wealth managerFiled 2026-10-28 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $245.2M
Reported positions: 45
Top holdings a year, 3 yrs: +7.9%
Assets under management: $276.1M

SimpliFi, Inc. is a wealth manager that reported 45 positions worth $245.2M in its Q3 2026 13F, filed 2026-10-28. Its largest holdings were Vanguard Bd Index Fds (BND, 20.4%), Invesco Exchange Traded Fd T (RSP, 13.9%), Vanguard Specialized Funds (VIG, 10.1%). A portfolio copying its top holdings returned 7.9% a year over the last 3 years, against 20.4% for the S&P 500.

SimpliFi, Inc. holdings all 45 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

SimpliFi, Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
BNDVanguard Bd Index Fds	20.4%	20.4%	711,787	+1.4%	$49.9M
RSPInvesco Exchange Traded Fd T	13.9%	14.2%	163,580	-3.4%	$34.0M
VIGVanguard Specialized Funds	10.1%	10.0%	106,255	-0.6%	$24.8M
QEFASpdr Index Shs Fds	9.8%	9.4%	245,447	-1.0%	$23.9M
IEFIshares Tr	8.5%	8.7%	234,107	+1.1%	$20.9M
SPYState Str Spdr S&p 500 ETF T	6.6%	6.3%	21,159	-0.3%	$16.1M
DGREWisdomtree Tr	5.1%	5.3%	310,918	-5.5%	$12.6M
VGITVanguard Scottsdale Fds	4.2%	4.2%	182,187	+1.6%	$10.3M
BONDPimco ETF Tr	3.9%	3.9%	109,118	+1.1%	$9.5M
VTIPVanguard Malvern Fds	3.8%	3.8%	191,672	+1.4%	$9.4M
IWMIshares Tr	3.3%	3.6%	29,088	-4.6%	$8.1M
QUALIshares Tr	1.6%	1.6%	17,891	-0.9%	$4.0M
PWZInvesco Exch Traded Fd Tr II	0.8%	0.8%	86,559	+1.0%	$1.9M
VTIVanguard Index Fds	0.7%	0.7%	4,734	-2.9%	$1.8M
CMFIshares Tr	0.7%	0.7%	32,153	+0.7%	$1.7M
AORIshares Tr	0.6%	0.6%	20,826	+0.7%	$1.4M
VZVerizon Communications Inc	0.6%	0.5%	30,555	+1.0%	$1.4M
INMUBlackrock ETF Trust II	0.4%	0.4%	45,243	+0.9%	$1.0M
LQDIIshares U S ETF Tr	0.4%	0.4%	36,772	+1.1%	$914K
XMPTVaneck ETF Trust	0.3%	0.4%	41,589	+1.5%	$799K
PWVInvesco Exchange Traded Fd T	0.3%	0.3%	9,896	+0.4%	$755K
AOAIshares Tr	0.3%	0.3%	7,576	+1.5%	$737K
HYMBSpdr Series Trust	0.3%	0.3%	30,822	+1.2%	$723K
DSTLETF Ser Solutions	0.2%	0.2%	9,463	+0.3%	$605K
VXUSVanguard Star Fds	0.2%	0.2%	6,459	-1.8%	$549K
VTVanguard Intl Equity Index F	0.2%	0.1%	3,421	+62.1%	$540K
QQQMInvesco Exch Traded Fd Tr II	0.2%	0.2%	1,656	+0.1%	$504K
WMTWalmart Inc	0.2%	0.2%	4,768	+0.2%	$495K
SPYDSpdr Ser Tr	0.2%	0.2%	10,394	+1.1%	$472K
BUFRFirst Tr Exchng Traded Fd Vi	0.2%	0.2%	12,341	+0.0%	$462K
JEPIJ P Morgan Exchange Traded F	0.2%	0.2%	8,117	+2.0%	$456K
AOMIshares Tr	0.2%	0.2%	9,203	-1.4%	$449K
PIDInvesco International Dividend Achievers	0.2%	0.2%	19,410	-15.8%	$415K
TLTIshares Tr	0.2%	0.2%	4,970	+1.1%	$387K
DFACDimensional ETF Trust	0.2%	0.1%	8,516	+0.0%	$379K
LQDIshares Tr	0.2%	0.2%	3,644	+1.2%	$372K
PVIInvesco Exch Traded Fd Tr II	0.1%	0.1%	12,378	+0.5%	$309K
SPSBSpdr Series Trust	0.1%	0.1%	10,216	+1.1%	$302K
VTVVanguard Index Fds	0.1%	0.1%	1,393	+0.5%	$301K
BILSpdr Series Trust	0.1%	0.1%	2,942	+0.9%	$270K
SRESempra	0.1%	0.1%	3,334	+0.7%	$260K
SHYIshares Tr	0.1%	0.1%	2,732	+0.9%	$222K
NOCNorthrop Grumman Corp	0.1%	0.1%	458	+0.4%	$222K
IGSBIshares Tr	0.1%	0.1%	4,265	+1.6%	$219K
HIPSGraniteshares ETF Tr	0.0%	0.1%	10,530	-24.4%	$113K

What SimpliFi, Inc. bought and sold in Q3 2026, against Q2 2026.

New positions

No new positions among the largest holdings.

Added to

VT Vanguard Intl Equity Index F+62.1% shares

Reduced

HIPS Graniteshares ETF Tr-24.4% shares
PID Invesco International Dividend Achievers-15.8% shares
DGRE Wisdomtree Tr-5.5% shares

Sold out

Nothing sold out.

Share counts compared with the Q2 2026 13F; a split also changes share counts.

How the holdings did against the S&P 500.

1 year: +9.4% /yr; S&P 500 +20.1%
3 years: +7.9% /yr; S&P 500 +20.4%
5 years: +3.2% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$245.2M	45
Q2 2026	$253.0M	45
Q1 2026	$238.2M	43
Q4 2025	$236.4M	43
Q3 2025	$233.7M	44
Q2 2025	$226.9M	41
Q1 2025	$217.9M	41
Q4 2024	$218.7M	41
Q3 2024	$225.5M	41
Q2 2024	$216.5M	41
Q1 2024	$218.6M	38
Q4 2023	$203.0M	33

Questions about SimpliFi, Inc.'s portfolio

What stocks does SimpliFi, Inc. own?

SimpliFi, Inc.'s latest 13F, for Q3 2026 and filed Oct 28, 2026, lists 45 positions worth $245.2M. The largest are Vanguard Bd Index Fds (BND) at 20.4%, Invesco Exchange Traded Fd T (RSP) at 13.9%, Vanguard Specialized Funds (VIG) at 10.1%, Spdr Index Shs Fds (QEFA) at 9.8% and Ishares Tr (IEF) at 8.5%.

What did SimpliFi, Inc. buy last quarter?

In Q3 2026, SimpliFi, Inc. added Vanguard Intl Equity Index F (VT) (+62.1% shares), compared with its Q2 2026 filing.

What did SimpliFi, Inc. sell last quarter?

In Q3 2026, SimpliFi, Inc. Graniteshares ETF Tr (HIPS) (-24.4% shares), Invesco International Dividend Achievers (PID) (-15.8% shares) and Wisdomtree Tr (DGRE) (-5.5% shares), compared with its Q2 2026 filing.

How has SimpliFi, Inc.'s portfolio performed?

A portfolio copying SimpliFi, Inc.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +7.9% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +9.4% against +20.1%. Over 5 years: +3.2% a year against +11.6%.

When is SimpliFi, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. SimpliFi, Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does SimpliFi, Inc. manage?

SimpliFi, Inc. reported $276.1M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $245.2M.