Q2 2026 13F · SEC CIK 1921304

Smallwood Wealth Investment Management, LLC

Wealth managerFiled 2026-07-23 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $228.9M
Reported positions: 529
Top holdings a year, 3 yrs: +17.5%
Assets under management: $339.0M

Smallwood Wealth Investment Management, LLC is a wealth manager that reported 529 positions worth $228.9M in its Q2 2026 13F, filed 2026-07-23. Its largest holdings were Ishares Total US Stock Market ETF (ITOT, 25.0%), Apple Inc (AAPL, 5.8%), Vanguard Index Fds (VTI, 4.9%). A portfolio copying its top holdings returned 17.5% a year over the last 3 years, against 20.4% for the S&P 500.

Smallwood Wealth Investment Management, LLC holdings largest 50 of 529 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Smallwood Wealth Investment Management, LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
ITOTIshares Total US Stock Market ETF	25.0%	25.7%	347,654	+1.5%	$57.1M
AAPLApple Inc	5.8%	6.1%	45,493	-1.0%	$13.2M
VTIVanguard Index Fds	4.9%	5.1%	30,179	-0.1%	$11.2M
DBEFDbx ETF Tr	4.8%	—	202,503	—	$11.1M
VOEVanguard Index Fds	3.9%	4.3%	45,164	+1.6%	$8.9M
FRDMEa Series Trust	3.7%	3.3%	116,318	+0.5%	$8.5M
HELOJ P Morgan Exchange Traded F	3.2%	3.0%	106,768	+19.7%	$7.2M
CGDVCapital Group Dividend Value ETF	3.0%	2.9%	141,238	+8.6%	$7.0M
PULSPgim Ultra Short Bond ETF	3.0%	2.9%	140,180	+26.1%	$6.9M
CGGOCapital Group Gbl Growth Eqt	2.2%	2.0%	117,463	+1.6%	$5.0M
MMITNyli Mackay Muni Intermediate ETF	1.9%	2.1%	182,366	+10.7%	$4.4M
DWMWisdomtree Tr	1.9%	2.1%	59,018	+2.4%	$4.3M
ICEIntercontinental Exchange in	1.8%	2.8%	33,758	-1.0%	$4.2M
VDEVanguard World Fd	1.5%	2.1%	23,274	+2.0%	$3.5M
AMJBJpmorgan Chase Finl Co LLC	1.4%	1.7%	93,326	+1.5%	$3.2M
PMPhilip Morris Intl Inc Com	1.3%	1.4%	15,815	-0.6%	$2.9M
NVDANvidia Corporation Com	1.2%	1.2%	13,744	+1.3%	$2.8M
GUNRFlexshares Tr Mornstar Upstr	1.1%	1.5%	52,035	+1.2%	$2.6M
GOOGAlphabet Inc	1.1%	1.1%	7,242	+0.3%	$2.6M
RZVRzv	1.1%	1.0%	16,764	+6.1%	$2.5M
JEPQJpmorgan Nasdaq Equity Premium Income Et	1.1%	1.1%	40,644	+3.8%	$2.5M
JCPBJ P Morgan Exchange Traded F	1.0%	1.0%	50,655	+20.1%	$2.4M
RWRSpdr Series Trust	0.9%	0.9%	17,627	+3.4%	$2.0M
MUBIshares National Muni Bond ETF	0.8%	1.0%	17,531	-1.5%	$1.9M
MSFTMicrosoft Corp	0.8%	1.0%	4,913	-0.7%	$1.8M
XOMExxon Mobil Corp	0.8%	1.1%	12,577	+0.6%	$1.7M
IBMInternational Business Machs	0.7%	0.7%	5,831	+0.0%	$1.6M
SCHFSchwab Intl Equity	0.7%	0.7%	54,865	-0.4%	$1.5M
JEPIJpmorgan Equity Premium Income ETF	0.6%	0.7%	25,631	+13.9%	$1.4M
PGProcter & Gamble Co Com	0.5%	0.6%	8,346	-1.1%	$1.2M
VOOVanguard S&p 500 ETF	0.5%	0.5%	1,640	-1.6%	$1.1M
CATCaterpillar Inc Com	0.5%	0.4%	1,028	+0.0%	$1.1M
AMZNAmazon Com Inc Com	0.4%	0.4%	4,188	+2.8%	$998K
KLACKla Corp	0.4%	—	3,000	—	$905K
LLYLilly Eli & Co	0.4%	—	697	—	$836K
CVXChevron Corp New	0.3%	0.5%	4,255	-0.0%	$705K
JPMJpmorgan Chase & Co	0.3%	0.3%	2,029	-0.7%	$664K
VEUVanguard FTSE All	0.3%	0.3%	7,702	-0.6%	$645K
ABBVAbbvie Inc	0.3%	0.3%	2,493	-0.4%	$627K
AVGOBroadcom Inc	0.3%	0.3%	1,655	-14.7%	$625K
HDHome Depot Inc Com	0.3%	0.3%	1,763	-0.2%	$622K
MDLZMondelez International Inc.	0.3%	0.3%	10,641	+0.0%	$615K
JNJJohnson & Johnson	0.3%	0.3%	2,403	+0.0%	$611K
NJRNew Jersey Res Corp	0.3%	0.3%	10,646	+0.1%	$597K
BUFRFt Vest Laddered Buffer ETF	0.2%	—	14,943	—	$546K
PGNYProgyny Inc	0.2%	0.2%	18,500	-20.5%	$533K
NFLXNetflix Inc Total	0.2%	0.4%	7,440	-0.9%	$531K
DISDisney Walt Co	0.2%	0.3%	5,309	-0.5%	$511K
IWMIshares	0.2%	0.2%	1,696	+0.1%	$510K
MRVLMarvell Technology Inc	0.2%	—	1,690	—	$503K

What Smallwood Wealth Investment Management, LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +19.9% /yr; S&P 500 +20.1%
3 years: +17.5% /yr; S&P 500 +20.4%
5 years: +14.4% /yr; S&P 500 +16.8%

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$228.9M	529
Q1 2026	$189.7M	526
Q4 2025	$191.0M	517
Q3 2025	$194.6M	527
Q2 2025	$175.3M	567
Q1 2025	$158.8M	504
Q4 2024	$145.0M	78
Q3 2024	$140.2M	70
Q2 2024	$129.5M	67
Q1 2024	$129.0M	67
Q4 2023	$120.8M	65
Q3 2023	$109.9M	62

Questions about Smallwood Wealth Investment Management, LLC's portfolio

What stocks does Smallwood Wealth Investment Management, LLC own?

Smallwood Wealth Investment Management, LLC's latest 13F, for Q2 2026 and filed Jul 23, 2026, lists 529 positions worth $228.9M. The largest are Ishares Total US Stock Market ETF (ITOT) at 25.0%, Apple Inc (AAPL) at 5.8%, Vanguard Index Fds (VTI) at 4.9%, Dbx ETF Tr (DBEF) at 4.8% and Vanguard Index Fds (VOE) at 3.9%.

What did Smallwood Wealth Investment Management, LLC buy last quarter?

In Q2 2026, Smallwood Wealth Investment Management, LLC added Pgim Ultra Short Bond ETF (PULS) (+26.1% shares), J P Morgan Exchange Traded F (JCPB) (+20.1% shares) and J P Morgan Exchange Traded F (HELO) (+19.7% shares), compared with its Q1 2026 filing.

What did Smallwood Wealth Investment Management, LLC sell last quarter?

In Q2 2026, Smallwood Wealth Investment Management, LLC cut from its top 50 Broadridge Financial Solutions (BR), cut from its top 50 At&t Inc Com (T), cut from its top 50 Public Service Enterprise Group Inc (PEG), cut from its top 50 Bristol-Myers Squibb Co Com (BMY), cut from its top 50 Jpmorgan International Bond Opportunitie (JPIB), Progyny Inc (PGNY) (-20.5% shares) and Broadcom Inc (AVGO) (-14.7% shares), compared with its Q1 2026 filing.

How has Smallwood Wealth Investment Management, LLC's portfolio performed?

A portfolio copying Smallwood Wealth Investment Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +17.5% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +19.9% against +20.1%. Over 5 years: +14.4% a year against +16.8%.

When is Smallwood Wealth Investment Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Smallwood Wealth Investment Management, LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Smallwood Wealth Investment Management, LLC manage?

Smallwood Wealth Investment Management, LLC reported $339.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $228.9M.