Q2 2026 13F · SEC CIK 2068217

Smith Asset Management Co., LLC

Wealth managerFiled 2026-07-14 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $127.1M
Reported positions: 70
Holdings vs S&P 500, 3 yrs: —
Assets under management: $281.2M

Smith Asset Management Co., LLC is a wealth manager that reported 70 positions worth $127.1M in its Q2 2026 13F, filed 2026-07-14. Its largest holdings were Berkshire Hathaway Inc Del (BRK-B, 6.3%), Nuveen Pfd & Income Opportun (JPC, 5.5%), Ares Capital Corp. (ARCC, 5.1%).

Smith Asset Management Co., LLC holdings largest 50 of 70 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Smith Asset Management Co., LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
BRK-BBerkshire Hathaway Inc Del	6.3%	6.4%	15,920	+2.4%	$8.0M
JPCNuveen Pfd & Income Opportun	5.5%	5.9%	890,862	-2.3%	$7.0M
ARCCAres Capital Corp.	5.1%	5.3%	349,766	+1.6%	$6.5M
VGTVanguard Info Tech	4.3%	2.9%	45,680	+835.5%	$5.5M
CSQCalamos Strategic Total Retu	3.7%	3.4%	226,606	-1.4%	$4.7M
SPYSpdr S&p 500 ETF Tr	3.5%	3.3%	6,014	+0.6%	$4.5M
DNPDnp Select Income Fd Inc	3.4%	3.6%	396,153	-1.4%	$4.3M
AWFAlliancebernstein Global Hig	3.1%	3.4%	386,580	-1.9%	$4.0M
AAPLApple Inc	3.0%	2.8%	13,293	+5.0%	$3.8M
RFICohen & Steers Total Return	3.0%	3.2%	333,654	-1.8%	$3.8M
VISVanguard World Fd	2.8%	2.1%	9,954	+25.9%	$3.6M
FFAFirst Tr Enhanced Equity	2.6%	2.7%	149,777	-2.3%	$3.3M
UTGReaves Util Income Fd	2.4%	2.5%	73,879	-2.0%	$3.0M
MCIBarings Corporate Invs Com	2.3%	2.6%	169,554	-1.9%	$3.0M
PCNPimco Corporate & Incm Strg Fd Com	2.3%	2.5%	242,388	-0.8%	$2.9M
NLYAnnaly Capital Management, Inc.	2.2%	2.3%	125,746	-0.2%	$2.8M
BTZBlackrock Cr Allocation	2.2%	2.4%	273,343	-1.1%	$2.8M
BGYBlackrock Enhanced Intl Div	2.2%	2.2%	478,458	-0.7%	$2.7M
PDIPimco Dynamic Income Fd Shs	2.1%	2.4%	160,826	-1.0%	$2.7M
PSFCohen & Steers Select Pfd &	2.1%	2.2%	129,643	-0.7%	$2.6M
UTFCohen & Steers Infrastructur	2.0%	2.1%	93,866	-1.1%	$2.6M
HQHAbrdn Healthcare Investors	1.9%	1.8%	112,724	-2.2%	$2.5M
FLCFlaherty & Crumrine Total Retu Com	1.6%	1.8%	124,011	-1.7%	$2.1M
QQQInvesco Qqq Tr	1.6%	0.9%	2,747	+47.6%	$2.0M
PTYPimco Corporate & Income Oppor Com	1.6%	1.7%	167,505	+1.4%	$2.0M
DFPFlaherty & Crumrine Dynamic Pf Shs	1.5%	1.6%	93,742	-1.4%	$1.9M
MSFTMicrosoft Corp	1.5%	0.9%	5,066	+87.6%	$1.9M
DSUBlackrock Debt Strategies Fd	1.5%	1.6%	194,122	-2.7%	$1.9M
AMZNAmazon Com Inc Com	1.3%	1.2%	7,097	+9.3%	$1.7M
GOFGuggenheim Strategic Opportu	1.2%	1.3%	140,005	+0.7%	$1.5M
BUIBlackrock Health Sciences Tr	1.2%	1.2%	52,521	-1.5%	$1.5M
ASGIAbrdn Global Infra Income Fu	1.0%	1.1%	56,489	-3.7%	$1.3M
SORSource Capital	1.0%	1.1%	28,062	-0.6%	$1.3M
FFCFlaherty & Crumrin Pfd & Inm	1.0%	1.0%	74,916	-2.5%	$1.2M
GDOWstrn Ast Glbl Corp Opp Fd I	0.9%	1.0%	111,189	-1.3%	$1.2M
MPVBarings Partn Invs	0.9%	1.0%	68,007	-0.9%	$1.1M
SPLGSpdr Series Trust	0.9%	0.8%	13,001	+10.2%	$1.1M
NVGNuveen Amt Free Mun Cr Inc F	0.9%	0.9%	86,848	-1.0%	$1.1M
VTVVanguard Value ETF	0.9%	0.9%	5,071	-0.4%	$1.1M
RNPCohen & Steers REIT & Pfd &	0.7%	0.8%	45,341	+0.4%	$920K
GRIDFirst Tr Exchange-Traded Fd	0.7%	—	4,654	—	$892K
STKColumbia Seligm Prem Tech Gr	0.7%	0.5%	15,702	-2.3%	$846K
PFDFlaherty & Crumrine Pfd Inco	0.7%	0.7%	72,668	-1.9%	$845K
OHIOmega Healthcare Investors Inc	0.6%	0.6%	15,667	-5.1%	$747K
SPHSuburban Propane Partners L	0.6%	0.7%	41,451	-1.3%	$709K
BMEBlackrock Health Sciences Tr	0.5%	0.5%	16,179	-2.1%	$695K
BLWBlackrock Ltd Duration Incom	0.5%	0.6%	53,354	-3.1%	$666K
OUTOutfront Media Inc	0.5%	—	19,354	—	$634K
GOOGLAlphabet Inc	0.5%	—	1,696	—	$606K
HYTBlackrock Corpor Hi Yld Fd I	0.5%	0.5%	70,459	-0.5%	$603K

What Smith Asset Management Co., LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Added to

Reduced

OHI Omega Healthcare Investors Inc-5.1% shares

Left the top 50

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +1.9% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$127.1M	70
Q1 2026	$116.5M	71
Q4 2025	$121.1M	70
Q3 2025	$117.4M	67
Q2 2025	$115.8M	69
Q1 2025	$106.1M	66

Questions about Smith Asset Management Co., LLC's portfolio

What stocks does Smith Asset Management Co., LLC own?

Smith Asset Management Co., LLC's latest 13F, for Q2 2026 and filed Jul 14, 2026, lists 70 positions worth $127.1M. The largest are Berkshire Hathaway Inc Del (BRK-B) at 6.3%, Nuveen Pfd & Income Opportun (JPC) at 5.5%, Ares Capital Corp. (ARCC) at 5.1%, Vanguard Info Tech (VGT) at 4.3% and Calamos Strategic Total Retu (CSQ) at 3.7%.

What did Smith Asset Management Co., LLC buy last quarter?

In Q2 2026, Smith Asset Management Co., LLC added Vanguard Info Tech (VGT) (+835.5% shares), Microsoft Corp (MSFT) (+87.6% shares) and Invesco Qqq Tr (QQQ) (+47.6% shares), compared with its Q1 2026 filing.

What did Smith Asset Management Co., LLC sell last quarter?

In Q2 2026, Smith Asset Management Co., LLC cut from its top 50 Vanguard Indx Fd (VB), cut from its top 50 Vanguard World Fd (VDE), cut from its top 50 Select Sector Spdr Tr (XLV) and Omega Healthcare Investors Inc (OHI) (-5.1% shares), compared with its Q1 2026 filing.

When is Smith Asset Management Co., LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Smith Asset Management Co., LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Smith Asset Management Co., LLC manage?

Smith Asset Management Co., LLC reported $281.2M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $127.1M.