Q2 2026 13F · SEC CIK 1730960

Sound Income Strategies, LLC

Wealth managerFiled 2026-07-20 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $2.2B
Reported positions: 483
Top holdings a year, 3 yrs: +2.7%
Assets under management: $4.2B

Sound Income Strategies, LLC is a wealth manager that reported 483 positions worth $2.2B in its Q2 2026 13F, filed 2026-07-20. Its largest holdings were Hercules Capital Inc (HTGC, 2.6%), Ares Capital Corp. (ARCC, 2.3%), Golub Cap Bdc Inc (GBDC, 2.2%). A portfolio copying its top holdings returned 2.7% a year over the last 3 years, against 20.4% for the S&P 500.

Sound Income Strategies, LLC holdings largest 50 of 483 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Sound Income Strategies, LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
HTGCHercules Capital Inc	2.6%	2.4%	3,667,518	+8.4%	$57.8M
ARCCAres Capital Corp.	2.3%	2.3%	2,766,368	+3.9%	$51.3M
GBDCGolub Cap Bdc Inc	2.2%	2.3%	3,876,087	+3.3%	$49.9M
TSLXSixth Street Specialty Lending Com	2.1%	2.2%	2,706,290	+5.3%	$46.5M
OBDCBlue Owl Capital Corporation	2.1%	2.1%	4,204,742	+5.7%	$45.7M
BXSLBlackstone Secd Lending Fd	1.9%	1.9%	1,820,327	+5.8%	$43.2M
SHYGIshares Tr	1.9%	2.1%	1,017,630	+0.3%	$43.2M
HYEMVaneck ETF Trust	1.9%	2.0%	2,062,073	-0.0%	$41.5M
EMHYIshares Inc	1.8%	1.9%	975,442	-0.9%	$39.7M
PFLTPennantpark Floating Rate Capital Ltd.	1.8%	1.9%	5,222,616	+5.7%	$39.1M
FXEDTidal Trust I	1.4%	1.4%	1,794,841	+5.2%	$31.5M
SPGSimon Property Group Inc	1.3%	1.1%	128,026	+1.1%	$28.6M
AAPLApple Inc	1.2%	1.1%	95,774	+2.8%	$27.7M
CSCOCisco Sys Inc	1.2%	1.1%	225,747	-25.7%	$26.5M
OMCOmnicom Group Inc	1.2%	1.3%	359,441	+1.1%	$26.2M
PINEAlpine Income Ppty Tr Inc	1.2%	1.1%	1,235,594	+2.1%	$25.7M
CTRECareTrust REIT Inc	1.1%	1.1%	628,271	+1.7%	$25.4M
ABBVAbbvie Inc	1.1%	1.0%	96,903	+1.1%	$24.4M
PFGPrincipal Financial Group in	1.1%	1.1%	222,669	-8.7%	$24.0M
MTBM & T Bk Corp	1.1%	1.0%	99,822	+0.4%	$23.8M
NNNNational Retail Properties Inc	1.0%	1.0%	492,874	+3.5%	$22.9M
GEF-BGreif Inc Cl B	1.0%	1.0%	243,417	-0.7%	$22.8M
TRINTrinity Cap Inc	1.0%	0.8%	1,269,744	+9.4%	$22.7M
CCitigroup Inc Com New	1.0%	1.4%	162,159	-34.9%	$22.7M
ORealty Income Corp	1.0%	1.1%	365,426	+3.6%	$22.6M
TTETotalenergies SE Act	1.0%	1.3%	289,695	-1.0%	$22.5M
CSWCCapital Southwest Corp	1.0%	1.0%	934,321	+3.4%	$22.2M
SDEITidal Trust I	1.0%	1.1%	757,697	-4.1%	$22.0M
ENBEnbridge Inc Com	1.0%	1.0%	398,193	+0.1%	$21.6M
CFGCitizens Finl Group Inc	0.9%	0.9%	298,104	+0.7%	$20.9M
AMCRAmcor PLC	0.9%	0.9%	479,781	+0.9%	$20.8M
NHINational Health Investors	0.9%	1.0%	270,252	+4.9%	$20.6M
GLPIGaming and Leisure Properties Inc	0.9%	0.9%	446,574	+4.6%	$19.9M
PFEPfizer Inc	0.9%	1.1%	805,732	+1.1%	$19.4M
NVDANvidia Corporation Com	0.9%	0.7%	96,736	+15.4%	$19.4M
VICIVICI Properties Inc	0.9%	0.9%	726,738	+5.6%	$19.3M
QYLDGlobal X Fds	0.9%	0.8%	1,046,491	+2.5%	$19.3M
SBRASabra Health Care REIT Inc	0.9%	0.9%	971,298	+5.8%	$19.0M
IBMInternational Business Machs	0.8%	0.8%	65,388	+0.2%	$18.4M
ESEversource Energy	0.8%	0.9%	254,130	+0.3%	$18.4M
GSKGsk PLC	0.8%	0.9%	339,055	-0.4%	$17.8M
SONSonoco Products Co	0.8%	0.8%	309,542	-0.7%	$17.4M
GOOGLAlphabet Inc	0.8%	0.7%	48,143	+2.2%	$17.2M
IVVIshares Core S&p 500 ETF	0.8%	—	22,945	—	$17.2M
AMTAmerican Tower Corp	0.8%	—	103,728	—	$17.0M
UPSUnited Parcel Svcs Inc Cl B	0.8%	0.7%	155,417	+0.4%	$16.7M
XSMOInvesco S&p Smallcap Momentum ETF	0.7%	—	175,245	—	$16.4M
PRGOPerrigo Co PLC	0.7%	0.8%	1,554,629	+1.9%	$16.2M
BENFranklin Resources Inc	0.7%	—	476,002	—	$15.8M
XMMOInvesco S&p Midcap Momentum ETF	0.7%	—	92,630	—	$15.8M

What Sound Income Strategies, LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: -2.4% /yr; S&P 500 +20.1%
3 years: +2.7% /yr; S&P 500 +20.4%
5 years: -1.1% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$2.2B	483
Q1 2026	$2.1B	2,593
Q4 2025	$2.1B	2,513
Q3 2025	$1.8B	1,700
Q2 2025	$1.7B	1,608
Q1 2025	$1.7B	1,557
Q4 2024	$1.6B	1,478
Q3 2024	$1.6B	1,409
Q2 2024	$1.6B	1,376
Q1 2024	$1.3B	1,349
Q4 2023	$1.2B	1,319
Q3 2023	$1.2B	1,152

Questions about Sound Income Strategies, LLC's portfolio

What stocks does Sound Income Strategies, LLC own?

Sound Income Strategies, LLC's latest 13F, for Q2 2026 and filed Jul 20, 2026, lists 483 positions worth $2.2B. The largest are Hercules Capital Inc (HTGC) at 2.6%, Ares Capital Corp. (ARCC) at 2.3%, Golub Cap Bdc Inc (GBDC) at 2.2%, Sixth Street Specialty Lending Com (TSLX) at 2.1% and Blue Owl Capital Corporation (OBDC) at 2.1%.

What did Sound Income Strategies, LLC buy last quarter?

In Q2 2026, Sound Income Strategies, LLC added Nvidia Corporation Com (NVDA) (+15.4% shares), Trinity Cap Inc (TRIN) (+9.4% shares) and Hercules Capital Inc (HTGC) (+8.4% shares), compared with its Q1 2026 filing.

What did Sound Income Strategies, LLC sell last quarter?

In Q2 2026, Sound Income Strategies, LLC cut from its top 50 Digital Realty Trust Inc (DLR), cut from its top 50 At&t Inc Com (T), cut from its top 50 Bondbloxx ETF Trust (XEMD), cut from its top 50 Invesco Exch Traded Fd Tr II (PGHY), cut from its top 50 Scotts Miracle-Gro Co Cl A (SMG), Citigroup Inc Com New (C) (-34.9% shares), Cisco Sys Inc (CSCO) (-25.7% shares) and Principal Financial Group in (PFG) (-8.7% shares), compared with its Q1 2026 filing.

How has Sound Income Strategies, LLC's portfolio performed?

A portfolio copying Sound Income Strategies, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +2.7% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: -2.4% against +20.1%. Over 5 years: -1.1% a year against +11.6%.

When is Sound Income Strategies, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Sound Income Strategies, LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Sound Income Strategies, LLC manage?

Sound Income Strategies, LLC reported $4.2B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $2.2B.