Q3 2026 13F · SEC CIK 2110891

Sunrise Financial Services, LLC

Wealth managerFiled 2026-10-21 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $180.4M
Reported positions: 473
Holdings vs S&P 500, 3 yrs: —
Assets under management: $151.2M

Sunrise Financial Services, LLC is a wealth manager that reported 473 positions worth $180.4M in its Q3 2026 13F, filed 2026-10-21. Its largest holdings were Capital Group Dividend Value (CGDV, 14.0%), Invesco Exch Traded Fd Tr II (QQQM, 9.3%), Harbor ETF Trust (HGER, 6.8%).

Sunrise Financial Services, LLC holdings largest 50 of 473 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Sunrise Financial Services, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
CGDVCapital Group Dividend Value	14.0%	13.8%	516,076	+9.6%	$25.2M
QQQMInvesco Exch Traded Fd Tr II	9.3%	9.2%	54,927	+7.6%	$16.7M
HGERHarbor ETF Trust	6.8%	5.7%	347,126	+5.6%	$12.2M
IWYIshares Tr	5.9%	5.8%	36,402	+9.2%	$10.7M
XMMOInvesco Exchange Traded Fd T	4.4%	4.8%	54,651	+14.0%	$8.0M
DYNFBlackrock ETF Trust	4.3%	4.1%	112,980	+10.3%	$7.8M
XLKSelect Sector Spdr Tr	4.2%	4.1%	38,977	+6.6%	$7.6M
PATNPacer Fds Tr	3.9%	—	198,008	—	$7.1M
PRFZInvesco Rafi US 1500 Small-Mid ETF	3.5%	3.6%	120,599	+11.7%	$6.3M
FRDMEa Series Trust	3.4%	3.6%	88,254	+7.5%	$6.2M
ALAIThe Alger ETF Trust	3.4%	3.2%	130,369	+11.1%	$6.1M
LVHILegg Mason ETF Invt	3.3%	3.1%	142,900	+12.0%	$6.0M
JPLDJ P Morgan Exchange Traded F	2.8%	2.9%	97,147	+3.6%	$5.0M
CLTLInvesco Exch Traded Fd Tr II	2.2%	—	37,539	—	$4.0M
PSHPgim ETF Tr	2.1%	2.3%	78,648	-0.4%	$3.8M
RAAXVaneck ETF Trust	2.1%	1.9%	93,486	+13.5%	$3.7M
MSFTMicrosoft Corp	1.5%	1.2%	5,172	-0.8%	$2.7M
BRLNBlackrock ETF Trust II	1.5%	1.6%	52,078	-0.5%	$2.6M
JPIBJ P Morgan Exchange Traded F	1.4%	1.4%	52,371	+6.2%	$2.4M
JHHYJohn Hancock Exchange Traded	1.3%	—	95,114	—	$2.3M
NVDANvidia Corporation	1.2%	1.2%	9,497	-5.5%	$2.2M
VGTVanguard World Fd	0.9%	1.0%	13,489	+0.0%	$1.7M
CGSMCapital Grp Fixed Incm ETF T	0.9%	0.7%	63,198	+50.6%	$1.6M
VTIVanguard Index Fds	0.8%	1.0%	4,100	-7.8%	$1.5M
AMZNAmazon Com Inc	0.6%	0.6%	4,417	+0.0%	$1.1M
COSTCostco Wholesale Corporation	0.5%	0.6%	1,060	+0.0%	$965K
OSEAHarbor ETF Trust	0.5%	0.6%	30,330	-14.8%	$887K
VEGNETF Ser Solutions	0.5%	0.5%	10,971	+5.9%	$868K
CGMUCapital Grp Fixed Incm ETF T	0.5%	0.4%	32,596	+39.6%	$846K
FEOERbb Fund Trust	0.4%	0.4%	13,356	+12.4%	$718K
QQQInvesco Qqq Tr	0.4%	0.4%	949	+0.0%	$702K
BKIEBny Mellon ETF Trust	0.4%	3.9%	20,391	-68.7%	$681K
AAPLApple Inc	0.3%	0.3%	1,805	+0.0%	$601K
RWJInvesco Exch Traded Fd Tr II	0.3%	0.4%	10,288	-12.0%	$578K
FLQMFranklin Templeton ETF Tr	0.3%	0.4%	9,847	-6.9%	$566K
TSLATesla Inc	0.3%	0.4%	1,533	-14.3%	$544K
BKMCBny Mellon ETF Trust	0.3%	0.4%	13,972	+182.5%	$539K
TDIVFirst Tr Exchange Traded Fd	0.3%	0.2%	4,627	+35.3%	$522K
CVSBMorgan Stanley ETF Trust	0.3%	0.3%	9,749	-3.6%	$492K
SBUXStarbucks Corp	0.3%	0.3%	5,221	-0.3%	$491K
WSMWilliams Sonoma Inc	0.3%	0.3%	2,149	+0.0%	$490K
HYDVaneck ETF Trust	0.3%	0.2%	9,661	+34.2%	$464K
SCHGSchwab Strategic Tr	0.2%	0.2%	10,982	+0.0%	$395K
WOMNTidal Trust III	0.2%	0.2%	7,858	+0.7%	$344K
OUSMAlps ETF Tr	0.2%	0.2%	7,030	-1.8%	$323K
IUSInvesco Exch Trd Slf Idx Fd	0.2%	0.2%	4,704	-8.8%	$319K
QTECFirst Tr Exchange-Traded Fd	0.2%	0.2%	950	+0.0%	$313K
VOOVanguard Index Fds	0.2%	0.2%	439	+0.0%	$308K
METAMeta Platforms Inc	0.2%	—	419	—	$304K
BRK-BBerkshire Hathaway Inc Del	0.2%	—	568	—	$283K

What Sunrise Financial Services, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$180.4M	473
Q2 2026	$168.3M	587
Q1 2026	$141.1M	622
Q4 2025	$132.7M	532

Questions about Sunrise Financial Services, LLC's portfolio

What stocks does Sunrise Financial Services, LLC own?

Sunrise Financial Services, LLC's latest 13F, for Q3 2026 and filed Oct 21, 2026, lists 473 positions worth $180.4M. The largest are Capital Group Dividend Value (CGDV) at 14.0%, Invesco Exch Traded Fd Tr II (QQQM) at 9.3%, Harbor ETF Trust (HGER) at 6.8%, Ishares Tr (IWY) at 5.9% and Invesco Exchange Traded Fd T (XMMO) at 4.4%.

What did Sunrise Financial Services, LLC buy last quarter?

In Q3 2026, Sunrise Financial Services, LLC added Bny Mellon ETF Trust (BKMC) (+182.5% shares), Capital Grp Fixed Incm ETF T (CGSM) (+50.6% shares) and Capital Grp Fixed Incm ETF T (CGMU) (+39.6% shares), compared with its Q2 2026 filing.

What did Sunrise Financial Services, LLC sell last quarter?

In Q3 2026, Sunrise Financial Services, LLC cut from its top 50 U S Treasury (OBIL), cut from its top 50 T Rowe Price Exchange-Traded (THYF), cut from its top 50 Rbb Fd Inc (TBIL), cut from its top 50 Invesco Exchange Traded Fd T (XSVM), cut from its top 50 Ishares Tr (EAGG), Bny Mellon ETF Trust (BKIE) (-68.7% shares), Harbor ETF Trust (OSEA) (-14.8% shares) and Tesla Inc (TSLA) (-14.3% shares), compared with its Q2 2026 filing.

When is Sunrise Financial Services, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Sunrise Financial Services, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Sunrise Financial Services, LLC manage?

Sunrise Financial Services, LLC reported $151.2M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $180.4M.