Q3 2026 13F · SEC CIK 2011736

Trademark Financial Management, LLC

Wealth managerFiled 2026-10-23 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $246.9M
Reported positions: 108
Top holdings a year, 3 yrs: +15.2%
Assets under management: $293.4M

Trademark Financial Management, LLC is a wealth manager that reported 108 positions worth $246.9M in its Q3 2026 13F, filed 2026-10-23. Its largest holdings were Ishares Tr (IVV, 9.4%), Putnam Focused Large Capvalue ETF (PVAL, 6.2%), Dimensional ETF Trust (DFIV, 5.7%). A portfolio copying its top holdings returned 15.2% a year over the last 3 years, against 18.8% for the S&P 500.

Trademark Financial Management, LLC holdings largest 50 of 108 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Trademark Financial Management, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
IVVIshares Tr	9.4%	9.4%	30,281	-1.2%	$23.2M
PVALPutnam Focused Large Capvalue ETF	6.2%	5.7%	288,698	+5.2%	$15.2M
DFIVDimensional ETF Trust	5.7%	5.2%	251,102	+5.9%	$14.0M
QQQMInvesco Exch Traded Fd Tr II	5.6%	5.3%	45,098	+5.2%	$13.7M
JCPBJ P Morgan Exchange Traded F	4.8%	5.1%	263,856	+0.3%	$11.8M
SPLGSpdr Series Trust	4.4%	4.1%	119,726	+5.1%	$10.7M
VFLOVictory Portfolios II Victoryshares Free	4.0%	3.4%	194,201	+6.0%	$9.9M
IDMOInvesco Exch Traded Fd Tr II	3.9%	3.9%	156,998	+0.4%	$9.6M
SPMOInvesco Exch Traded Fd Tr II	3.8%	4.3%	61,506	-4.4%	$9.3M
VTIVanguard Index Fds	3.1%	3.2%	20,608	-3.8%	$7.7M
FRDMEa Series Trust	3.0%	3.3%	104,931	-3.8%	$7.3M
USTBVictoryshares Short	2.7%	2.7%	133,985	+1.6%	$6.7M
DBMFIm Global Partner Funds	2.1%	1.7%	156,466	+15.6%	$5.1M
QQQInvesco Qqq Tr	1.9%	2.0%	6,507	-4.0%	$4.8M
MGVVanguard World Fd	1.9%	2.0%	28,636	-2.5%	$4.6M
FSMDFidelity Covington Trust	1.7%	1.9%	87,626	+2.3%	$4.3M
IAUIshares Gold Tr	1.6%	1.6%	51,762	+1.4%	$4.0M
ESGVVanguard World Fd	1.6%	1.6%	28,389	-4.0%	$3.8M
JPSTJ P Morgan Exchange Traded F	1.5%	1.8%	75,041	-11.7%	$3.8M
LVHILegg Mason ETF Invt	1.4%	1.1%	83,597	+32.3%	$3.5M
PXHInvesco Exch Traded Fd Tr II	1.4%	1.3%	115,290	+1.7%	$3.4M
STIPIshares Tr	1.2%	1.3%	30,769	-0.4%	$3.1M
SMHVaneck ETF Trust	1.1%	1.5%	4,608	-17.2%	$2.8M
GDXVaneck ETF Trust	1.1%	0.9%	30,053	+0.5%	$2.6M
VIGVanguard Specialized Funds	1.0%	1.1%	10,997	+0.3%	$2.6M
PYLDPimco ETF Tr	1.0%	1.1%	93,816	-3.6%	$2.4M
MSFTMicrosoft Corp	0.9%	0.7%	4,208	-4.9%	$2.2M
AVDEAvantis International Equity ETF	0.8%	0.9%	21,351	-16.5%	$1.9M
IWFIshares Tr	0.8%	1.0%	15,073	-25.9%	$1.9M
AVDVAmerican Centy ETF Tr	0.8%	0.7%	17,185	+0.3%	$1.9M
CLOIVaneck Clo ETF	0.7%	0.6%	33,211	+16.2%	$1.8M
QUALIshares Tr	0.7%	0.7%	7,736	-4.9%	$1.7M
EVTRMorgan Stanley ETF Trust	0.6%	0.7%	31,627	-4.9%	$1.5M
COWZPacer Fds Tr	0.6%	0.6%	22,237	-4.8%	$1.5M
CSHINeos ETF Trust	0.6%	0.4%	28,288	+40.0%	$1.4M
CGMMCapital Group Equity ETF Tr	0.6%	0.5%	45,174	+11.8%	$1.4M
SPYState Str Spdr S&p 500 ETF T	0.6%	0.6%	1,794	-2.8%	$1.4M
AVEMAmerican Centy ETF Tr	0.5%	0.6%	13,748	-7.0%	$1.3M
MINOPimco ETF Tr	0.5%	0.6%	28,087	-5.7%	$1.2M
VRIGInvesco Actively Managed Exc	0.5%	—	44,762	—	$1.1M
AVUSAvantis U.S. Equity ETF	0.4%	0.5%	8,488	-2.8%	$1.1M
HYGHIshares U S ETF Tr	0.4%	0.4%	12,096	+14.9%	$1.0M
CGMSCapital Grp Fixed Incm ETF T	0.4%	0.4%	39,458	+3.8%	$1.0M
AMZNAmazon Com Inc	0.4%	0.4%	3,940	-1.8%	$982K
DFUSDimensional ETF Trust	0.4%	0.4%	11,500	+0.0%	$955K
PWRDTcw ETF Trust	0.4%	0.4%	8,564	-0.2%	$901K
OEFIshares Tr	0.4%	0.3%	2,311	+2.7%	$883K
BKDVBny Mellon ETF Trust II	0.3%	0.3%	25,276	+0.6%	$852K
GVALCambria ETF Tr	0.3%	—	22,420	—	$848K
AVSDAvantis Responsible International Equity	0.3%	—	10,279	—	$819K

What Trademark Financial Management, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

CSHI Neos ETF Trust+40.0% shares
LVHI Legg Mason ETF Invt+32.3% shares
CLOI Vaneck Clo ETF+16.2% shares
DBMF Im Global Partner Funds+15.6% shares
HYGH Ishares U S ETF Tr+14.9% shares
CGMM Capital Group Equity ETF Tr+11.8% shares
VFLO Victory Portfolios II Victoryshares Free+6.0% shares
DFIV Dimensional ETF Trust+5.9% shares

Reduced

IWF Ishares Tr-25.9% shares
SMH Vaneck ETF Trust-17.2% shares
AVDE Avantis International Equity ETF-16.5% shares
JPST J P Morgan Exchange Traded F-11.7% shares
AVEM American Centy ETF Tr-7.0% shares
MINO Pimco ETF Tr-5.7% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +19.0% /yr; S&P 500 +20.1%
3 years: +15.2% /yr; S&P 500 +18.8%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$246.9M	108
Q2 2026	$244.2M	107
Q1 2026	$204.1M	102
Q4 2025	$181.7M	95
Q3 2025	$171.8M	94
Q2 2025	$163.5M	88
Q1 2025	$131.1M	87
Q4 2024	$125.9M	90
Q3 2024	$126.1M	93
Q2 2024	$122.8M	86
Q1 2024	$120.6M	76
Q4 2023	$136.3M	86

Questions about Trademark Financial Management, LLC's portfolio

What stocks does Trademark Financial Management, LLC own?

Trademark Financial Management, LLC's latest 13F, for Q3 2026 and filed Oct 23, 2026, lists 108 positions worth $246.9M. The largest are Ishares Tr (IVV) at 9.4%, Putnam Focused Large Capvalue ETF (PVAL) at 6.2%, Dimensional ETF Trust (DFIV) at 5.7%, Invesco Exch Traded Fd Tr II (QQQM) at 5.6% and J P Morgan Exchange Traded F (JCPB) at 4.8%.

What did Trademark Financial Management, LLC buy last quarter?

In Q3 2026, Trademark Financial Management, LLC added Neos ETF Trust (CSHI) (+40.0% shares), Legg Mason ETF Invt (LVHI) (+32.3% shares) and Vaneck Clo ETF (CLOI) (+16.2% shares), compared with its Q2 2026 filing.

What did Trademark Financial Management, LLC sell last quarter?

In Q3 2026, Trademark Financial Management, LLC cut from its top 50 AB Active Etfs Inc (FWD), cut from its top 50 Wisdomtree Tr (QGRW), cut from its top 50 Victory Portfolios II (UBND), Ishares Tr (IWF) (-25.9% shares), Vaneck ETF Trust (SMH) (-17.2% shares) and Avantis International Equity ETF (AVDE) (-16.5% shares), compared with its Q2 2026 filing.

How has Trademark Financial Management, LLC's portfolio performed?

A portfolio copying Trademark Financial Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +15.2% a year over the last 3 years, against +18.8% for the S&P 500. Over 1 year: +19.0% against +20.1%.

When is Trademark Financial Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Trademark Financial Management, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Trademark Financial Management, LLC manage?

Trademark Financial Management, LLC reported $293.4M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $246.9M.