Q3 2026 13F · SEC CIK 1616026

Tradewinds Capital Management, LLC

Wealth managerFiled 2026-10-23 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $577.9M
Reported positions: 706
Top holdings a year, 3 yrs: +16.0%
Assets under management: $727.3M

Tradewinds Capital Management, LLC is a wealth manager that reported 706 positions worth $577.9M in its Q3 2026 13F, filed 2026-10-23. Its largest holdings were Ishares Inc (EWY, 9.1%), Ishares U S ETF Tr (COMT, 7.4%), Ishares Inc Msci Singpor (EWS, 6.9%). A portfolio copying its top holdings returned 16.0% a year over the last 3 years, against 20.4% for the S&P 500.

Tradewinds Capital Management, LLC holdings largest 50 of 706 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Tradewinds Capital Management, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
EWYIshares Inc	9.1%	8.7%	289,160	+18.7%	$52.9M
COMTIshares U S ETF Tr	7.4%	6.6%	1,167,221	-4.7%	$43.0M
EWSIshares Inc Msci Singpor	6.9%	—	1,191,688	—	$39.6M
MLPAGlobal X Mlp ETF	6.8%	—	742,898	—	$39.6M
BBCAJ P Morgan Exchange Traded F	6.5%	6.8%	372,569	-3.8%	$37.4M
EWPIshares Inc	6.2%	—	609,671	—	$36.1M
XLESelect Sector Spdr Tr	5.1%	7.5%	483,549	-39.2%	$29.7M
XLKSelect Sector Spdr Tr	5.0%	—	149,029	—	$29.2M
EWIIshares Inc	4.5%	—	445,945	—	$26.2M
ICVTIshares Tr	3.8%	4.3%	194,528	-2.6%	$22.0M
VUSBVanguard Bd Index Fds	3.7%	—	436,062	—	$21.6M
XLISelect Sector Spdr Tr	3.1%	4.9%	107,451	-27.4%	$17.9M
SCHXSchwab Strategic Tr	2.5%	2.4%	479,855	+5.7%	$14.4M
SPSBSpdr Series Trust	2.5%	0.5%	486,383	+387.2%	$14.4M
MSFTMicrosoft Corp	2.4%	1.8%	26,845	+0.6%	$13.8M
HYMBSpdr Series Trust	2.3%	4.5%	567,241	-42.8%	$13.3M
JPSTJ P Morgan Exchange Traded F	1.3%	1.5%	153,216	-7.5%	$7.7M
SCHFSchwab Strategic Tr	1.3%	1.2%	275,419	+11.2%	$7.6M
AAPLApple Inc	1.0%	0.9%	17,265	+1.7%	$5.7M
SPMDSpdr Series Trust	0.9%	0.9%	83,851	+7.7%	$5.3M
MUMicron Technology Inc	0.9%	0.9%	4,638	+10.4%	$4.9M
SCHASchwab Strategic Tr	0.8%	0.9%	142,501	+4.2%	$4.6M
SPBOSpdr Series Trust	0.7%	0.6%	147,690	+19.9%	$4.1M
AMZNAmazon Com Inc	0.6%	0.5%	13,971	+8.0%	$3.5M
SCHCSchwab Strategic Tr	0.6%	0.5%	67,355	+14.9%	$3.4M
JNJJohnson & Johnson	0.5%	0.5%	11,288	+0.1%	$3.0M
NVDANvidia Corporation	0.5%	0.4%	11,890	+1.3%	$2.7M
BKLNInvesco Exch Traded Fd Tr II	0.4%	0.4%	117,298	+1.3%	$2.4M
GOOGAlphabet Inc	0.4%	0.4%	6,806	+0.0%	$2.3M
SPYGState Street Spdr Portfolio S&p 500 Grow	0.4%	0.4%	18,640	-0.3%	$2.3M
XOMExxonmobil Holdings Corp	0.4%	—	13,536	—	$2.2M
COSTCostco Wholesale Corporation	0.4%	0.2%	2,352	+81.9%	$2.1M
SPYVState Street Spdr Portfolio S&p 500 Valu	0.4%	0.4%	34,278	+0.2%	$2.1M
VOOVanguard Index Fds	0.3%	0.4%	2,738	-6.6%	$1.9M
QQQInvesco Qqq Tr	0.3%	0.3%	2,569	+0.0%	$1.9M
IEURIshares Core Msci Europeetf	0.3%	0.3%	22,490	+0.0%	$1.7M
BRK-ABerkshire Hathaway Inc Del	0.3%	0.3%	2	+0.0%	$1.5M
FLRNSpdr Series Trust	0.2%	0.2%	43,455	-1.2%	$1.3M
SPEMSpdr Index Shs Fds	0.2%	3.7%	25,633	-93.6%	$1.3M
VMIValmont Inds Inc Com	0.2%	0.3%	2,800	+0.0%	$1.3M
EWGIshares Inc	0.2%	0.2%	31,312	+0.0%	$1.3M
ICSHIshares Tr	0.2%	0.2%	23,993	+1.0%	$1.2M
ONEQFidelity Comwlth Tr	0.2%	0.2%	10,870	+0.1%	$1.2M
BRK-BBerkshire Hathaway Inc Del	0.2%	0.2%	2,289	+0.0%	$1.1M
GOOGLAlphabet Inc	0.2%	0.2%	2,948	+19.3%	$1.0M
PCARPaccar Inc	0.2%	—	8,912	—	$979K
SBUXStarbucks Corp	0.1%	0.2%	9,252	+0.0%	$869K
ABTAbbott Laboratories	0.1%	0.1%	8,626	+0.5%	$853K
EWWIshares Inc	0.1%	0.2%	11,668	+0.0%	$829K
BANRBanner Corporation	0.1%	—	11,979	—	$803K

What Tradewinds Capital Management, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +20.3% /yr; S&P 500 +20.1%
3 years: +16.0% /yr; S&P 500 +20.4%
5 years: +7.0% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$577.9M	706
Q2 2026	$562.6M	714
Q1 2026	$503.5M	718
Q4 2025	$474.2M	685
Q3 2025	$445.1M	677
Q2 2025	$397.7M	641
Q1 2025	$373.1M	664
Q4 2024	$378.9M	668
Q3 2024	$373.8M	616
Q2 2024	$339.0M	591
Q1 2024	$361.8M	553
Q4 2023	$251.3M	480

Questions about Tradewinds Capital Management, LLC's portfolio

What stocks does Tradewinds Capital Management, LLC own?

Tradewinds Capital Management, LLC's latest 13F, for Q3 2026 and filed Oct 23, 2026, lists 706 positions worth $577.9M. The largest are Ishares Inc (EWY) at 9.1%, Ishares U S ETF Tr (COMT) at 7.4%, Ishares Inc Msci Singpor (EWS) at 6.9%, Global X Mlp ETF (MLPA) at 6.8% and J P Morgan Exchange Traded F (BBCA) at 6.5%.

What did Tradewinds Capital Management, LLC buy last quarter?

In Q3 2026, Tradewinds Capital Management, LLC added Spdr Series Trust (SPSB) (+387.2% shares), Costco Wholesale Corporation (COST) (+81.9% shares) and Spdr Series Trust (SPBO) (+19.9% shares), compared with its Q2 2026 filing.

What did Tradewinds Capital Management, LLC sell last quarter?

In Q3 2026, Tradewinds Capital Management, LLC cut from its top 50 Ishares Tr (ICLN), cut from its top 50 Abrdn Silver ETF Trust (SIVR), cut from its top 50 Franklin Ftse United Kingdom ETF (FLGB), cut from its top 50 Spdr Index Shs Fds (GNR), cut from its top 50 Vanguard Mun Bd Fds (VCRM), Spdr Index Shs Fds (SPEM) (-93.6% shares), Spdr Series Trust (HYMB) (-42.8% shares) and Select Sector Spdr Tr (XLE) (-39.2% shares), compared with its Q2 2026 filing.

How has Tradewinds Capital Management, LLC's portfolio performed?

A portfolio copying Tradewinds Capital Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +16.0% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +20.3% against +20.1%. Over 5 years: +7.0% a year against +11.6%.

When is Tradewinds Capital Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Tradewinds Capital Management, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Tradewinds Capital Management, LLC manage?

Tradewinds Capital Management, LLC reported $727.3M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $577.9M.