Q3 2026 13F · SEC CIK 1911228

Upper Left Wealth Management, LLC

Wealth managerFiled 2026-10-14 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $192.7M
Reported positions: 68
Top holdings a year, 3 yrs: +11.3%
Assets under management: $201.1M

Upper Left Wealth Management, LLC is a wealth manager that reported 68 positions worth $192.7M in its Q3 2026 13F, filed 2026-10-14. Its largest holdings were Spdr Series Trust (SPLG, 17.7%), Vanguard Ftse Developed Markets Index Fu (VEA, 11.6%), Ishares Gold Tr (IAU, 4.8%). A portfolio copying its top holdings returned 11.3% a year over the last 3 years, against 22.3% for the S&P 500.

Upper Left Wealth Management, LLC holdings largest 50 of 68 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Upper Left Wealth Management, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SPLGSpdr Series Trust	17.7%	5.9%	380,177	+213.9%	$34.1M
VEAVanguard Ftse Developed Markets Index Fu	11.6%	1.9%	315,423	+566.1%	$22.3M
IAUIshares Gold Tr	4.8%	6.9%	118,799	-28.2%	$9.3M
SCHPSchwab Strategic Tr	4.7%	2.5%	362,207	+112.2%	$9.1M
DBMFIm Global Partner Funds	3.9%	3.6%	232,932	+9.3%	$7.6M
IBITIshares Bitcoin Trust ETF	3.5%	3.0%	143,923	-12.0%	$6.8M
VWOVanguard Intl Equity Index F	3.3%	2.2%	106,703	+60.2%	$6.3M
VOOVanguard Index Fds	3.0%	0.4%	8,319	+609.8%	$5.8M
SCHASchwab Strategic Tr	2.8%	3.2%	164,047	+1.6%	$5.4M
BNDXVanguard Charlotte Fds	2.7%	4.3%	110,108	-31.3%	$5.2M
SCHFSchwab Strategic Tr	2.6%	3.5%	182,091	-19.2%	$5.0M
GLDMWorld Gold Tr	2.3%	2.7%	54,543	-12.3%	$4.5M
CTASimplify Exchange Traded Fun	2.3%	1.8%	155,195	+23.4%	$4.5M
IVVIshares Tr	2.0%	2.2%	5,056	-3.6%	$3.9M
SCHESchwab Strategic Tr	2.0%	2.7%	105,556	-20.5%	$3.8M
TLTIshares Tr	2.0%	—	49,301	—	$3.8M
SCHRSchwab Strategic Tr	2.0%	2.6%	159,588	-16.4%	$3.8M
SCHHSchwab Strategic Tr	2.0%	3.8%	171,016	-40.7%	$3.8M
VXUSVanguard Star Fds	1.8%	1.8%	41,371	+7.2%	$3.5M
BWXSpdr Series Trust	1.6%	3.7%	149,456	-51.3%	$3.2M
SPYState Str Spdr S&p 500 ETF T	1.6%	1.3%	3,917	+23.3%	$3.0M
VTIPVanguard Malvern Fds	1.0%	—	37,392	—	$1.8M
BILSpdr Series Trust	0.9%	3.0%	19,619	-66.3%	$1.8M
TIPIshares Tr	0.9%	—	16,974	—	$1.8M
MCHIIshares Tr	0.9%	2.6%	33,396	-63.7%	$1.7M
SCHCSchwab Strategic Tr	0.9%	2.6%	33,894	-65.2%	$1.7M
GWXSpdr Index Shs Fds	0.8%	0.9%	35,088	-0.4%	$1.6M
BTCGrayscale Bitcoin Mini Tr Et	0.7%	0.6%	38,227	-11.7%	$1.4M
GLDSpdr Gold Tr	0.7%	0.7%	3,516	+7.5%	$1.3M
VBVanguard Index Fds	0.7%	0.8%	4,630	-2.6%	$1.3M
IYRIshares Tr	0.7%	0.8%	13,666	-1.7%	$1.3M
SCHOSchwab Strategic Tr	0.6%	—	51,419	—	$1.2M
GBTCGrayscale Bitcoin Trust ETF	0.6%	0.5%	18,937	-1.7%	$1.2M
IEMGIshares Inc	0.6%	0.9%	14,509	-23.5%	$1.2M
SPEMSpdr Index Shs Fds	0.6%	0.6%	21,540	-1.8%	$1.1M
FEZSpdr Index Shs Fds	0.5%	1.9%	14,309	-71.2%	$963K
SGOLEtfs Gold Tr	0.5%	0.7%	24,060	-24.2%	$952K
VEUVanguard Intl Equity Index F	0.5%	2.1%	11,393	-75.1%	$945K
FBTCFidelity Wise Origin Bitcoin	0.5%	0.4%	12,924	-6.2%	$939K
VNQVanguard Index Fds	0.5%	0.7%	9,790	-21.8%	$877K
IJRIshares Tr	0.4%	0.4%	6,252	+17.2%	$851K
RWXSpdr Index Shs Fds	0.4%	0.7%	33,402	-26.6%	$847K
EZUIshares Inc	0.4%	0.5%	12,563	-1.0%	$846K
SPDWSpdr Index Shs Fds	0.4%	0.4%	14,837	+0.0%	$745K
VNQIVanguard Intl Equity Index F	0.4%	2.6%	16,542	-84.0%	$703K
IEIIshares Tr	0.4%	0.5%	6,084	-20.1%	$690K
IWMIshares Tr	0.3%	0.4%	2,275	-0.7%	$632K
VSSVanguard Intl Equity Index F	0.3%	1.6%	4,069	-77.8%	$632K
FNDCSchwab Strategic Tr	0.3%	—	11,511	—	$574K
QQQInvesco Qqq Tr	0.3%	—	756	—	$559K

What Upper Left Wealth Management, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +0.3% /yr; S&P 500 +11.7%
3 years: +11.3% /yr; S&P 500 +22.3%
5 years: +4.0% /yr; S&P 500 +11.9%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$192.7M	68
Q2 2026	$180.5M	73
Q1 2026	$169.4M	68
Q4 2025	$164.0M	66
Q3 2025	$159.3M	64
Q2 2025	$149.9M	64
Q1 2025	$139.4M	61
Q4 2024	$116.9M	57
Q3 2024	$114.1M	58
Q2 2024	$110.3M	60
Q1 2024	$107.9M	57
Q4 2023	$102.1M	61

Questions about Upper Left Wealth Management, LLC's portfolio

What stocks does Upper Left Wealth Management, LLC own?

Upper Left Wealth Management, LLC's latest 13F, for Q3 2026 and filed Oct 14, 2026, lists 68 positions worth $192.7M. The largest are Spdr Series Trust (SPLG) at 17.7%, Vanguard Ftse Developed Markets Index Fu (VEA) at 11.6%, Ishares Gold Tr (IAU) at 4.8%, Schwab Strategic Tr (SCHP) at 4.7% and Im Global Partner Funds (DBMF) at 3.9%.

What did Upper Left Wealth Management, LLC buy last quarter?

In Q3 2026, Upper Left Wealth Management, LLC added Vanguard Index Fds (VOO) (+609.8% shares), Vanguard Ftse Developed Markets Index Fu (VEA) (+566.1% shares) and Spdr Series Trust (SPLG) (+213.9% shares), compared with its Q2 2026 filing.

What did Upper Left Wealth Management, LLC sell last quarter?

In Q3 2026, Upper Left Wealth Management, LLC cut from its top 50 Abrdn Etfs (BCI), cut from its top 50 Vaneck ETF Trust (EMLC), cut from its top 50 Ishares International Treasury Bond ETF (IGOV), cut from its top 50 Ishares Gold Trust Micro (IAUM), cut from its top 50 Spdr Series Trust (EBND), Vanguard Intl Equity Index F (VNQI) (-84.0% shares), Vanguard Intl Equity Index F (VSS) (-77.8% shares) and Vanguard Intl Equity Index F (VEU) (-75.1% shares), compared with its Q2 2026 filing.

How has Upper Left Wealth Management, LLC's portfolio performed?

A portfolio copying Upper Left Wealth Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +11.3% a year over the last 3 years, against +22.3% for the S&P 500. Over 1 year: +0.3% against +11.7%. Over 5 years: +4.0% a year against +11.9%.

When is Upper Left Wealth Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Upper Left Wealth Management, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Upper Left Wealth Management, LLC manage?

Upper Left Wealth Management, LLC reported $201.1M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $192.7M.