Q2 2026 13F · SEC CIK 2066147

Uptown Financial Advisors LLC

Wealth managerFiled 2026-07-10 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $136.5M
Reported positions: 77
Holdings vs S&P 500, 3 yrs: —
Assets under management: $153.8M

Uptown Financial Advisors LLC is a wealth manager that reported 77 positions worth $136.5M in its Q2 2026 13F, filed 2026-07-10. Its largest holdings were Vanguard Indx Fd (VUG, 11.8%), Ishares Core S&p Small Cap ETF (IJR, 8.6%), Vanguard Index Fds (VO, 8.2%).

Uptown Financial Advisors LLC holdings largest 50 of 77 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Uptown Financial Advisors LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
VUGVanguard Indx Fd	11.8%	11.1%	186,647	+494.7%	$16.1M
IJRIshares Core S&p Small Cap ETF	8.6%	8.1%	79,404	-0.9%	$11.8M
VOVanguard Index Fds	8.2%	8.2%	139,720	+294.1%	$11.3M
SPYVSpdr Series Trust	7.3%	7.4%	164,321	+1.5%	$10.0M
SPEMState Street Spdr Portfolio Emerging Mar	5.9%	5.9%	155,992	-0.1%	$8.1M
BSVVanguard Bd Index Fds Vanguard Short Ter	5.7%	6.4%	100,179	+0.0%	$7.8M
SPYGSpdr Series Trust	4.2%	3.8%	47,799	-0.1%	$5.7M
SCHFSchwab Intl Equity	3.7%	3.7%	181,155	-2.1%	$5.0M
VTVVanguard Value ETF	3.0%	3.0%	18,712	-2.0%	$4.1M
BIVVanguard Bd Index Fds	3.0%	3.4%	52,739	-1.8%	$4.0M
VDEVanguard World Fd	2.8%	3.6%	25,298	-0.9%	$3.8M
VEAVanguard Tax-Managed Fds	2.8%	2.8%	53,094	-2.2%	$3.8M
VSSVanguard Intl Equity Index F	2.4%	2.4%	20,899	+1.4%	$3.2M
SPYSpdr S&p 500 ETF Tr	2.0%	1.9%	3,624	-0.1%	$2.7M
ETPCEnergy Transfer L P	1.8%	2.0%	128,774	+0.0%	$2.5M
XLUSpdr	1.8%	1.7%	53,969	+19.3%	$2.4M
NVDANvidia Corporation Com	1.6%	1.5%	10,646	+0.2%	$2.1M
IVVIshares Core S&p 500 ETF	1.4%	1.4%	2,631	-1.1%	$2.0M
LQDIshares Tr	1.3%	1.4%	16,282	-0.7%	$1.8M
EPDEnterprise Prods Partners L	1.3%	1.5%	48,051	+0.0%	$1.8M
BNDXVanguard Charlotte Fds	1.1%	1.2%	29,794	-0.5%	$1.4M
IWMIshares	0.8%	0.8%	3,752	-0.2%	$1.1M
IJHIshares Tr	0.8%	0.8%	14,333	-0.0%	$1.1M
VYMVym	0.8%	0.8%	6,490	+0.0%	$1.0M
SPDWSPDR Portfolio Developed World	0.7%	0.7%	20,066	-0.3%	$1.0M
VNQVanguard Real Estate ETF	0.7%	0.7%	9,499	+1.1%	$916K
JAAAJanus Detroit Str Tr	0.6%	0.8%	17,361	-10.3%	$877K
EMXCIshares Inc	0.6%	0.6%	8,409	-11.5%	$860K
JNKState Street Spdr Bloomberg High Yield B	0.6%	0.6%	7,823	+2.1%	$754K
AVGOBroadcom Inc	0.5%	0.5%	1,905	+0.0%	$720K
METAMeta Platforms Inc Class A	0.5%	0.6%	1,273	+1.3%	$717K
MSFTMicrosoft Corp	0.5%	0.6%	1,922	+1.7%	$717K
SCHVSchwab Strategic Tr	0.5%	0.5%	20,352	+0.0%	$708K
IJSIShares S&P Small Cap 600 Value	0.4%	0.4%	4,371	+0.0%	$597K
MUBIshares National Muni Bond ETF	0.4%	0.5%	5,518	+0.0%	$594K
AGGIshares Tr	0.4%	0.5%	5,914	+0.0%	$585K
CSCOCisco Sys Inc	0.4%	—	4,387	—	$515K
VOOVanguard S&p 500 ETF	0.4%	0.4%	734	+0.0%	$504K
MINTPimco ETF Tr	0.4%	—	4,956	—	$500K
VGTVanguard Info Tech	0.4%	0.3%	4,097	+698.6%	$490K
ABBVAbbvie Inc	0.4%	0.3%	1,913	+0.0%	$481K
VWOVanguard Intl Equity Index F	0.3%	0.4%	7,964	-0.8%	$475K
JNJJohnson & Johnson	0.3%	0.4%	1,837	+0.0%	$467K
IEFAIshares Core Msci Eafe ETF	0.3%	0.3%	4,722	+1.3%	$456K
AAPLApple Inc	0.3%	0.3%	1,562	+0.0%	$452K
VBRVanguard Small Cap Value ETF	0.3%	0.3%	1,788	+0.0%	$434K
SCHDSchwab Strategic Tr	0.3%	0.3%	12,750	+0.0%	$404K
TXNTexas Instruments Inc	0.3%	—	1,340	—	$399K
SCHGSchwab U.s. Large-Cap Growth ETF	0.3%	—	11,476	—	$388K
AXPAmerican Express Co Com	0.3%	0.3%	1,127	+0.0%	$381K

What Uptown Financial Advisors LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +17.9% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$136.5M	77
Q1 2026	$123.6M	70
Q4 2025	$117.4M	74
Q3 2025	$113.8M	70
Q2 2025	$107.6M	70
Q1 2025	$96.8M	69
Q4 2024	$92.7M	65

Questions about Uptown Financial Advisors LLC's portfolio

What stocks does Uptown Financial Advisors LLC own?

Uptown Financial Advisors LLC's latest 13F, for Q2 2026 and filed Jul 10, 2026, lists 77 positions worth $136.5M. The largest are Vanguard Indx Fd (VUG) at 11.8%, Ishares Core S&p Small Cap ETF (IJR) at 8.6%, Vanguard Index Fds (VO) at 8.2%, Spdr Series Trust (SPYV) at 7.3% and State Street Spdr Portfolio Emerging Mar (SPEM) at 5.9%.

What did Uptown Financial Advisors LLC buy last quarter?

In Q2 2026, Uptown Financial Advisors LLC added Vanguard Info Tech (VGT) (+698.6% shares), Vanguard Indx Fd (VUG) (+494.7% shares) and Vanguard Index Fds (VO) (+294.1% shares), compared with its Q1 2026 filing.

What did Uptown Financial Advisors LLC sell last quarter?

In Q2 2026, Uptown Financial Advisors LLC cut from its top 50 Vanguard Global ex-US Real Estate ETF (V (VNQI), cut from its top 50 Nuveen Quality Muncp Income (NAD), cut from its top 50 Netflix Inc Total (NFLX), cut from its top 50 State Street Energy Select Sector Spdr E (XLE), Ishares Inc (EMXC) (-11.5% shares) and Janus Detroit Str Tr (JAAA) (-10.3% shares), compared with its Q1 2026 filing.

When is Uptown Financial Advisors LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Uptown Financial Advisors LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Uptown Financial Advisors LLC manage?

Uptown Financial Advisors LLC reported $153.8M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $136.5M.